Form 8-K
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 9, 2011
PATRIOT NATIONAL BANCORP, INC.
(Exact name of registrant as specified in its charter)
         
Connecticut   000-29599   06-1559137
         
(State or other jurisdiction
of incorporation) 		  (Commission File Number)   (IRS Employer Identification No.)
     
900 Bedford Street,
Stamford, Connecticut 		   
06901
     
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code: (203) 324-7500
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 

 

Item 2.02.  
Results of Operations and Financial Condition.
On November 9, 2011, Patriot National Bancorp, Inc. (“Patriot”) issued a press release announcing its financial results and accomplishments for the three and nine months ended September 30, 2011. A copy of Patriot’s press release is attached to this report as Exhibit 99.1 and incorporated herein by reference.
Item 9.01.  
Financial Statements and Exhibits.
(d) Exhibits.
         
Exhibit No.   Description
       
 
  99.1    
Patriot National Bancorp, Inc., Press Release, issued November 9, 2011.

 

 

 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  PATRIOT NATIONAL BANCORP, INC.
 		  
Date: November 10, 2011  By:   /s/ Robert F. O’Connell    
    Robert F. O’Connell   
    Senior Executive Vice President and
Chief Financial Officer 		  

 

 

 

EXHIBIT INDEX
         
Exhibit No.   Description
       
 
  99.1    
Patriot National Bancorp, Inc., Press Release, issued November 9, 2011.