As filed with the Securities and Exchange Commission on May 27, 2011.
Registration No. 333-129004
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-3
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Retail Ventures, Inc.
(Exact name of registrant as specified in its charter)
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Ohio
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20-0090238 |
(State or other jurisdiction
of incorporation or organization)
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(I.R.S. Employer
Identification No.) |
810 DSW Drive
Columbus, Ohio 43219
(614) 237-7100
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
William L. Jordan
General Counsel
DSW Inc.
810 DSW Drive
Columbus, Ohio 43219
(614) 237-7100
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies of Correspondence to:
Robert J. Tannous, Esq.
Porter, Wright, Morris & Arthur, LLP
41 South High Street
Columbus, Ohio 43215
Telephone: (614) 227-2000
Fax: (614) 227-2100
Approximate date of commencement of proposed sale to the public: Not Applicable.
If the only securities being registered on this Form are being offered pursuant to dividend or
interest reinvestment plans, please check the following box: o
If any of the securities being registered on this Form are to be offered on a delayed or continuous
basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in
connection with dividend or interest reinvestment plans, check the following box: o
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b)
under the Securities Act, please check the following box and list the Securities Act registration
statement number of the earlier effective registration statement for the same offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act,
check the following box and list the Securities Act registration statement number of the earlier
effective registration statement for the same offering. o
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective
amendment thereto that shall become effective upon filing with the Commission pursuant to Rule
462(e) under the Securities Act, check the following box. o
If this Form is a post-effective amendment to a registration statement filed pursuant to General
Instruction I.D. filed to register additional securities or additional classes of securities
pursuant to Rule 413(b) under the Securities Act, check the following box. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated
filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act:
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Large accelerated filer o
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Accelerated filer þ
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Non-accelerated filer o
(Do not check if a smaller reporting company)
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Smaller reporting company o |
EXPLANATORY STATEMENT
Deregistration of Securities
On October 14, 2005, Retail Ventures, Inc., an Ohio corporation (the Company), filed a
Registration Statement on Form S-3 with the Securities and Exchange Commission (Registration No.
333-129004) (the Registration Statement) to register the sale of 10,672,290 of the Companys
common shares, without par value (the Common Stock), by Cerberus Partners, L.P., Back Bay Capital
Funding LLC, and Millennium Partners, L.P. The purpose of this Post-Effective Amendment No. 1 to
Form S-3 Registration Statement is to withdraw and remove from registration the unissued and unsold
shares of Common Stock previously registered under the Registration Statement.
On May 26, 2011, pursuant to the terms of the Agreement and Plan of Merger, dated February 8,
2011, as amended, by and among the Company, DSW Inc., and DSW MS LLC (Merger Sub), a wholly owned
subsidiary of DSW Inc., the Company merged with and into Merger Sub, with Merger Sub surviving as a
wholly owned subsidiary of DSW Inc.
The Registration Statement is hereby amended to deregister all of the unissued and unsold
shares of Common Stock registered under the Registration Statement. As a result of this
deregistration, no securities remain registered for sale pursuant to the Registration Statement.