SC 13D/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 10)*
TD Ameritrade Holding Corporation
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
(CUSIP Number)
Christopher A. Montague, Esq.
The Toronto-Dominion Bank
Toronto-Dominion Centre
P.O. Box 1
Toronto, Ontario M5K IA2
(416) 982-8222
Copy to:
Ellen Patterson, Esq.
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, NY 10017
(212) 455-2000
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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NAMES OF REPORTING PERSONS
The Toronto-Dominion Bank |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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N/A |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Canada
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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264,719,287* |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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264,719,287* |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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0 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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264,719,287* |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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46.15% (1) |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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BK |
* As described in the Statement (as defined below), based on the provisions relating to voting agreements and
(except with respect to the Ricketts Grandchildren Trust) the grant of proxies contained in the Stockholders Agreement, the TD Entities may be deemed to share
voting power over the shares beneficially owned by the Ricketts Parties. Based on information set forth in the Proxy Statement for Annual Meeting of Stockholders
on Schedule 14A of the Issuer filed on January 7, 2011 and the Form 4 filed by J. Joe Ricketts on January 7, 2011, the Ricketts Parties for whom ownership information
is publicly available beneficially owned, in the aggregate, 83,380,895 shares of Issuer Common Stock (as defined herein), representing approximately 14.54% of the
outstanding shares of Issuer Common Stock (based on the number of
shares of Issuer Common Stock outstanding as of December 20, 2010 as
reported by the Issuer). The TD Entities disclaim beneficial
ownership of all shares held by the Ricketts Parties. The number of shares reported as held by the TD Entities does not include shares held by the Ricketts Parties. However,
as described in Item 6 of the Statement, the TD Entities and the Ricketts Parties acknowledge that they constitute a group, for purposes of Section 13(d) of the Securities
Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder (the Exchange Act), with respect to TD Ameritrade.
(1) Based on 573,629,041 shares of Issuer Common Stock outstanding as of December 20, 2010, as reported by the Issuer in its Proxy Statement for Annual Meeting of Stockholders on Schedule 14A filed on January 7, 2011.
Page 2 of 11
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1 |
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NAMES OF REPORTING PERSONS
TD Luxembourg International Holdings S.a.r.l. |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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N/A |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Luxembourg
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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264,719,287* |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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264,719,287* |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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0 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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264,719,287* |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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46.15% (1) |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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OO |
* As described in the Statement (as defined below), based on the provisions relating to voting agreements and (except with
respect to the Ricketts Grandchildren Trust) the grant of proxies contained in the Stockholders Agreement, the TD Entities may be deemed to share voting power over the
shares beneficially owned by the Ricketts Parties. Based on information set forth in the Proxy Statement for Annual Meeting of Stockholders on Schedule 14A of the Issuer
filed on January 7, 2011 and the Form 4 filed by J. Joe Ricketts on January 7, 2011, the Ricketts Parties for whom ownership information is publicly available beneficially
owned, in the aggregate, 83,380,895 shares of Issuer Common Stock (as defined herein), representing approximately 14.54% of the outstanding shares of Issuer Common Stock
(based on the number of shares of Issuer Common Stock outstanding as
of December 20, 2010 as reported by the Issuer). The TD Entities disclaim beneficial ownership of all shares held by the Ricketts
Parties. The number of shares reported as held by the TD Entities does not include shares held by the Ricketts Parties. However, as described in Item 6 of the Statement,
the TD Entities and the Ricketts Parties acknowledge that they constitute a group, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, and
the rules and regulations promulgated thereunder (the Exchange Act), with respect to TD Ameritrade.
(1) Based on 573,629,041 shares of Issuer Common Stock outstanding as of December 20, 2010, as reported by the Issuer in its
Proxy Statement for Annual Meeting of Stockholders on Schedule 14A filed on January 7, 2011.
Page 3 of 11
Item 1: Security and Issuer
This Amendment No. 10 hereby amends and supplements the statement of beneficial ownership on
Schedule 13D relating to the common stock, $0.01 par value per share (the Issuer Common Stock) of
TD Ameritrade Holding Corporation, a Delaware corporation (the Issuer), initially filed on
January 25, 2006, as amended by Amendment No. 1 thereto filed on February 24, 2006, Amendment No. 2
thereto filed on April 14, 2006, Amendment No. 3 thereto filed on May 5, 2006, Amendment No. 4
thereto filed on May 11, 2006, Amendment No. 5 thereto filed on May 19, 2006, Amendment No. 6
thereto filed on May 26, 2006, Amendment No. 7 thereto filed on September 14, 2006, Amendment No.
8 thereto filed on February 5, 2009 and Amendment No. 9 thereto filed on August 13, 2010 (as
amended, and as it may be further amended from time to time, this Statement), by the Reporting
Persons (as defined in Item 2 hereof) with respect to the items set forth below. Unless otherwise
indicated herein, capitalized terms used and not defined in this Amendment No. 10 shall have the
respective meanings herein as are ascribed to such terms in the Statement.
Item 2: Identity and Background
Item 2 of the Statement is hereby amended and restated in its entirety (other than with
respect to Schedule I to the Statement, which is amended and supplemented as provided for in this
Amendment No. 10) as follows:
This Statement is being filed by The Toronto-Dominion Bank, a Canadian chartered bank (TD)
and TD Luxembourg International Holdings S.a.r.l., a private limited liability company existing
under the laws of Luxembourg and a wholly-owned subsidiary of TD (TD LIH and together with TD,
the TD Entities or the Reporting Persons). TD and its subsidiaries are principally engaged in
the business of personal, commercial and wholesale banking and wealth management. The principal
executive office of TD is located at Toronto-Dominion Centre, P.O. Box 1, Toronto, Ontario, Canada
M5K IA2 and the principal executive office of TD LIH is located at 46A, Avenue John F. Kennedy,
L-2951 Luxembourg, Grand-Duchy of Luxembourg.
The name, business address, citizenship and present principal occupation or employment of each
director and executive officer of each of the TD Entities and the name and principal business and
address of any corporation or other organization in which such employment is conducted are set
forth in Schedule I hereto and are incorporated by reference herein.
During the last five years, none of the TD Entities or, to the knowledge of the TD Entities,
any of their respective executive officers or directors named in Schedule I hereto has (i) been
convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii)
been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction
and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such laws.
Item 4: Purpose of Transaction
Item 4 of the Statement is hereby amended and supplemented by the following:
As previously disclosed in the Statement, as of August 6, 2010, the Issuer, TD, TD LIH and the
Ricketts Parties entered into Amendment No. 3 to the Stockholders Agreement, dated as of June 22,
2005 (Amendment No. 3). Under Amendment No. 3: (i) TD has until January 24, 2014 to take all
actions reasonably necessary to reduce its ownership in the Issuer to 45% of the outstanding Issuer
Common Stock; (ii) TD is required to take all actions reasonably necessary to commence reduction of
its ownership in the Issuer Common Stock and then continue such reduction for so long as such
reduction can be executed at a price per share equal to or greater than TDs then-applicable
average carrying value per share of Issuer Common Stock; and (iii) in connection with stock
repurchases by the Issuer, TDs ownership interest in the Issuer will not exceed 48% of the
outstanding Issuer Common Stock. As of January 20, 2011, TDs ownership in the Issuer represented
approximately 46.15% of the outstanding Issuer Common Stock (based on the number of shares of
Issuer Common Stock outstanding as of December 20, 2010 as
reported by the Issuer). In compliance with their obligations
under
Page 4 of 11
Amendment
No. 3, TD and TD LIH currently intend to sell up to
17,300,000 shares of Issuer Common Stock, subject to market conditions, the price limitations
specified in Amendment No. 3, compliance with applicable law and the Stockholders Agreement and
other factors. Accordingly, on January 20, 2011, TD LIH entered into a stock sales plan with its
broker, Goldman, Sachs & Co., which plan is intended to comply with Rule 10b5-1(c)(1) under the
Exchange Act (the Sales Plan). The Sales Plan provides for the sale of up to 17,300,000 shares
of Issuer Common Stock held by TD LIH, which sales would be effected at or above a per share price
of $20.22 and subject to the limitations prescribed by Rule 144
under the Securities Act of 1933. Assuming
such sales are completed and the Issuer completes the authorized repurchase program approved by the
Issuers board of directors in August 2010, TDs beneficial ownership of the Issuer Common Stock is
expected to be approximately 45%. The Sales Plan will expire on April 20, 2011, subject to earlier
termination in certain circumstances. A form of the Sales Plan is attached as Exhibit 11 hereto
and incorporated herein by reference. Depending on market conditions, the price limitations
contained in the Sales Plan and other variables, the Sales Plan may not result in sales of the full
number of shares of Issuer Common Stock necessary to sell all 17,300,000 shares subject to the
Sales Plan and/or to reduce TD and TD LIHs beneficial ownership of the Issuer Common Stock to the
extent required by the Stockholders Agreement. Accordingly, from time to time in the future, sales
of Issuer Common Stock may be effected by or on behalf of TD or TD LIH pursuant to the Sales Plan,
future stock sales plans (which may have different price limitations and/or be entered into with
different brokers) designed to comply with Rule 10b5-1(c)(1) under the Exchange Act, in open market
transactions, privately negotiated transactions, through a public offering or otherwise. Any such
dispositions will be subject to market conditions and other considerations and the terms of the
Stockholders Agreement, as amended to date and as it may be further amended or otherwise modified
from time to time.
In addition, as previously disclosed in the Statement, TD intends to review from time to time
its investment in the Issuer and the Issuers business affairs, financial position and capital
requirements. Based upon such review, as well as general economic, market and industry conditions
and prospects existing at the time, the TD Entities may consider from time to time alternative
courses of action as permitted by the Stockholders Agreement. Subject to the terms of the
Stockholders Agreement, such actions may include additional sales of shares of Issuer Common Stock
or other securities of the Issuer through sales plans, in open market transactions, privately
negotiated transactions, through a public offering or otherwise, or the acquisition of additional
shares of Issuer Common Stock or other securities of the Issuer directly from the Issuer, through
open market purchases, in privately negotiated transactions, through a tender or exchange offer or
a merger, reorganization or comparable transaction, through exercise of its rights under the
Stockholders Agreement or otherwise. Subject to the terms of the Stockholders Agreement, these
actions may constitute a going-private transaction and/or could result in (i) changes to the
board of directors of the Issuer, (ii) changes in the capitalization or dividend policy of the
Issuer, (iii) changes in the Issuers certificate of incorporation or bylaws, (iv) delisting of the
Issuer Common Stock from the Nasdaq National Market System (or other national securities market or
inter-dealer quotation system), (v) termination of registration of the Issuer Common Stock pursuant
to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended, and/or (vi) other events
comparable to those enumerated above.
Other than as described in this Statement, the TD Entities do not have any present plans or
proposals that relate to or would result in any of the actions described in subparagraphs (a)
through (j) of Item 4 of Schedule 13D.
Item 5:
Item 5(a), (b) and (c) of the Statement is hereby amended and supplemented by the following:
(a) and (b). As of January 20, 2011, TD LIH is the record and beneficial owner of 264,719,287
shares of Issuer Common Stock, representing approximately 46.15% of the outstanding shares of
Issuer Common Stock (based on the number of shares of Issuer Common Stock outstanding as of
December 20, 2010 as reported by the Issuer). TD controls TD LIH and accordingly beneficially owns the shares of Issuer
Common Stock held by such entity.
Except for Mr. Clark, Mr. Bragg and Mr. Prezzano, as of January 20, 2011, none of the
individuals listed on Schedule I beneficially owned any shares of Issuer Common Stock. As of
January 20, 2011, Mr. Clark beneficially owned 6,000 shares of Issuer Common Stock; Mr. Bragg
beneficially owned 113,000 shares of Issuer Common Stock; and Mr. Prezzano beneficially owned
61,184 shares of Issuer Common Stock.
Page 5 of 11
Based on the provisions relating to voting agreements and (except with respect to the Ricketts
Grandchildren Trust) the grant of proxies contained in the Stockholders Agreement, the TD Entities
may be deemed to share voting power over the shares beneficially owned by the Ricketts Parties.
Based on information set forth in the Proxy Statement for Annual Meeting of Stockholders on
Schedule 14A of the Issuer filed on January 7, 2011 and the Form 4 filed by J. Joe Ricketts on
January 7, 2011, the Ricketts Parties for whom ownership information is publicly available
beneficially owned, in the aggregate, 83,380,895 shares of Issuer Common Stock, representing
approximately 14.54% of the outstanding shares of Issuer Common Stock (based on the number of
shares of Issuer Common Stock outstanding as of December 20,
2010 as reported by the Issuer). The TD Entities disclaim
beneficial ownership of all shares held by the Ricketts Parties. The number of shares reported as
held by the TD Entities does not include shares held by the Ricketts Parties. However, as described
in Item 6 of the Statement, the TD Entities and the Ricketts Parties acknowledge that they
constitute a group, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as
amended, and the rules and regulations promulgated thereunder (the Exchange Act ), with respect
to the Issuer.
All
information contained in the Statement relating to the Ricketts Parties is based on
information provided in, and solely with respect to the Ricketts Parties for whom ownership
information is reported in, the Proxy Statement for Annual Meeting of Stockholders on Schedule 14A
of the Issuer filed on January 7, 2011 and the Form 4 filed by J. Joe Ricketts on January 7, 2011.
While the TD Entities have no reason to believe that such information is inaccurate or incomplete,
the TD Entities do not assume any responsibility for the accuracy or completeness of such
information.
(c) Except as otherwise specified in this Statement, none of the TD entities nor, to the best
of the TD Entities knowledge, none of the individuals listed on Schedule I hereto, has engaged in
any transaction in shares of Issuer Common Stock in the last 60 days, other than in the ordinary
course of their banking and related businesses, pursuant to which 45 shares of Issuer Common Stock
previously reported and held for the accounts of customers of TD Asset Management Inc., a wholly
owned subsidiary of TD, have been disposed.
Item 6: Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the
Issuer
Item 6 of the Statement is hereby amended and supplemented by the following:
On January 20, 2011, TD LIH entered into the Sales Plan described above in Item 4 of this
Amendment No. 10, which description is incorporated herein by reference. A form of the Sales Plan
is attached hereto as Exhibit 11. As described in Item 4 above, TD and/or TD LIH may from time to
time in the future enter into additional sales plans intended to comply with Rule 10b5-1(c)(1)
under the Exchange Act in order to effect sales of Issuer Common Stock as required by Amendment No.
3 or as otherwise described in Item 4. TD currently anticipates that any such future sales plans
would be on terms substantially similar to those set forth in the Sales Plan.
From time to time, equity, debt or other securities of the Issuer may be held in managed or
similar accounts of customers of TD or its affiliates.
Item 7: Material to be Filed as Exhibits
Item 7 of the Statement is hereby supplemented as follows:
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Exhibit |
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Number |
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Description of Exhibit |
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11 |
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Form of Sales Plan |
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12 |
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Joint Filing Agreement |
Page 6 of 11
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated: January 20, 2011
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THE TORONTO-DOMINION BANK
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By: |
/s/ Christopher A. Montague
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Name: |
Christopher A. Montague |
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Title: |
Executive Vice President and General Counsel |
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TD LUXEMBOURG INTERNATIONAL HOLDINGS S.A.R.L.
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By: |
/s/ Dave Sparvell
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Name: |
Dave Sparvell |
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Title: |
Board Manager |
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Page 7 of 11
SCHEDULE I
INFORMATION RELATING TO THE DIRECTORS AND EXECUTIVE OFFICERS
OF THE TD ENTITIES
Schedule I to the Schedule 13D Filing is hereby amended and restated as follows:
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Name |
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Present Principal Occupation or Employment and Address |
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THE TORONTO-DOMINION BANK |
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DIRECTORS |
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William E. Bennett
(US Citizen)
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Corporate Director and former President and
Chief Executive officer, Draper & Kramer, Inc.
55 West Monroe Street
Suite 2530
Chicago, Illinois 60603-5008 |
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Hugh J. Bolton
(Canadian Citizen)
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Chair of the Board
EPCOR Utilities Inc.
EPCOR Centre
1800-10065 Jasper Avenue. NW
Edmonton, Alberta
T5J 3B1 |
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John L. Bragg
(Canadian Citizen)
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Chairman, President & Co-Chief Executive Officer
Oxford Frozen Foods Limited
4881 Main St.
P.O. Box 220
Oxford, N.S.
B0M 1P0 |
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Amy W. Brinkley
(US Citizen)
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Consultant, AWB Consulting, LLC
2225 Sharon Lane
Charlotte, North Carolina 28211 |
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W. Edmund Clark
(Canadian Citizen)
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Group President and Chief Executive Officer
The Toronto-Dominion Bank
P.O. Box 1
Toronto-Dominion Centre
66 Wellington Street West, 4th Floor, TD Bank Tower
Toronto, Ontario
M5K 1A2 |
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Wendy K. Dobson
(Canadian Citizen)
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Professor and Co-Director
Institute for International Business
Joseph L. Rotman School of Management
University of Toronto
105 St. George Street
Toronto, Ontario
M5S 3E6 |
Page 8 of 11
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Name |
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Present Principal Occupation or Employment and Address |
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Henry H. Ketcham
(US and Canadian Citizen)
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Chairman, President and Chief Executive Officer
West Fraser Timber Co. Ltd.
Suite 501 858 Beatty Street
Vancouver, BC
V6B 1C1 |
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Pierre H. Lessard
(Canadian Citizen)
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Executive Chairman of the Board
METRO INC.
1002 Sherbrooke St. West
Suite 2200
Montreal, Quebec
H3A 3L6 |
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Brian M. Levitt
(Canadian Citizen)
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Chairman of the Board
The Toronto-Dominion Bank
P.O. Box 1
Toronto-Dominion Centre
66 Wellington Street West, 4th Floor
Toronto, Ontario M5K 1A2 |
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Harold H. MacKay
(Canadian Citizen)
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Counsel
MacPherson Leslie & Tyerman LLP
1500 1874 Scarth St.
Regina, Saskatchewan
S4P 4E9 |
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Irene R. Miller
(US and Canadian Citizen)
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Chief Executive Officer
Akim, Inc.
186 Riverside Drive #10E
New York, NY 10024 |
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Nadir H. Mohamed
(Canadian Citizen)
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President and Chief Executive Officer
Rogers Communications Inc.
333 Bloor Street East, 10th Floor
Toronto, Ontario
M4W 1G9 |
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Wilbur J. Prezzano
(US Citizen)
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Corporate Director and retired Vice Chairman
Eastman Kodak Company
28 Murray Blvd.
Charleston, South Carolina 29401-2350 |
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Helen K. Sinclair
(Canadian Citizen)
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Chief Executive Officer
BankWorks Trading Inc.
20 Adelaide Street East, Suite 400
Toronto, ON
M5C 2T6 |
Page 9 of 11
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Name |
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Present Principal Occupation or Employment and Address |
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Carole S. Taylor
(Canadian Citizen)
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Corporate Director
#5103 1128 West Georgia Street
Vancouver, BC
V6E 0A8 |
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John M. Thompson
(Canadian Citizen)
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Corporate Director
20 Hedgewood Road Toronto, Ontario M2L 1L5 |
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EXECUTIVE OFFICERS |
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Riaz Ahmed
(Canadian Citizen)
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Group Head, Corporate
Development, Enterprise
Strategy and Treasury
Corporate Office, TD Bank
Group |
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Mark Russell Chauvin
(Canadian Citizen)
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Group Head and Chief Risk
Officer, Risk Management,
Corporate Office, TD Bank
Group |
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William Edmund Clark
(Canadian Citizen)
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Group President and Chief
Executive Officer, TD Bank
Group |
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Theresa Lynn Currie
(Canadian and U.S. Citizen)
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Group Head, Marketing,
Corporate and People
Strategies, Corporate
Office, TD Bank Group |
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Robert Edward Dorrance
(Canadian Citizen)
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Group Head, Wholesale
Banking, TD Bank Group and
Chairman, Chief Executive
Officer & President, TD
Securities |
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Timothy David Hockey
(Canadian Citizen)
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Group Head, Canadian
Banking and Insurance, TD
Bank Group and President
and Chief Executive
Officer, TD Canada Trust |
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Colleen Mary Johnston
(Canadian Citizen)
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Group Head, Finance and
Chief Financial Officer,
Corporate Office, TD Bank
Group |
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Bharat Bhagwanji Masrani
(Canadian and British Citizen)
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Group Head, U.S. Personal
and Commercial Banking, TD
Bank Group and President
and Chief Executive
Officer, TD Bank, N.A. |
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Francis Joseph McKenna
(Canadian Citizen)
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Deputy Chair, TD Bank Group |
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Michael Bo Pedersen
(Canadian Citizen)
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Group Head, Wealth
Management, Direct
Channels, and Corporate
Shared Services, TD Bank
Group |
Page 10 of 11
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TD LUXEMBOURG INTERNATIONAL HOLDINGS S.A.R.L. |
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DIRECTORS |
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Nicolas Horlait
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Board Manager |
(Belgian Citizen)
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TD Luxembourg International Holdings S.a.r.l. |
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46A Avenue JF Kennedy |
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L-2958 Luxembourg |
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Yves Sawaya
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Board Manager |
(Egyptian Citizen)
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TD Luxembourg International Holdings S.a.r.l. |
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46A Avenue JF Kennedy |
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L-2958 Luxembourg |
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Dave Sparvell
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Board Manager |
(British Citizen)
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|
TD Luxembourg International Holdings S.a.r.l. |
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46A Avenue JF Kennedy |
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L-2958 Luxembourg |
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