UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 2, 2010
Streamline Health Solutions, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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0-28132
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31-1455414 |
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.) |
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10200 Alliance Road, Suite 200, Cincinnati, OH
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45242-4716 |
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(Address of principal executive offices)
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(Zip Code) |
Registrants telephone number, including area code: (513) 794-7100
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On September 8, 2010, Streamline Health Solutions, Inc. (Streamline Health) issued the press
release attached hereto as Exhibit 99.1, which press release contains financial information about
Streamline Healths second fiscal quarter ended July 31, 2010. The information hereunder shall not
be deemed to be filed for the purposes of Section 18 of the Securities Exchange Act of 1934 (the
Exchange Act) or otherwise subject to the liabilities of that section, nor shall it be
incorporated by reference into a filing under the Securities Act of 1933 or the Exchange Act,
except as shall be expressly set forth by specific reference in such a filing.
Item 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN
OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS
On September 2, 2010, the Board of Directors of Streamline Health appointed Gary M.
Winzenread, as the Companys Chief Operating Officer in which role he will focus on managing the
Companys day-to-day operations and improving the Companys operational efficiencies. Prior to his
appointment as Chief Operating Officer, Mr. Winzenread (age 45) most recently served as the
Companys Senior Vice President of Product Development and Implementation Services. Mr. Winzenread
will continue to manage those areas and will assume additional responsibility for managing hosting
and internal information technology services. He joined the Company in 2007 as the Director of
Product Strategy and thereafter assumed additional responsibilities for Product Development and
Support Services. Prior to joining the Company, Mr. Winzenread served for eight years as the
President and Chief Executive Officer of Praxis Solutions, the software development consultancy
that he founded in 1998.
Mr. Winzenread previously entered into an employment agreement with the Company, which
agreement currently extends until May 31, 2011 with provisions for automatic annual renewals. The
material terms of his employment agreement are described in the Companys proxy statement under the
heading Employment and Indemnification Agreements Mr. Winzenreads Employment Agreement filed
with the Securities and Exchange Commission on April 16, 2010, which description is incorporated
herein by reference.
There are no family relationships between Mr. Winzenread and any Director or Executive Officer
of Streamline Health Solutions, Inc. Mr. Winzenread has no relationships with Streamline Health
that would require disclosure under Item 404 of Regulation S-K.
Item 7.01 REGULATION FD DISCLOSURE
Streamline Healths September 8, 2010 press release attached as Exhibit 99.1 to this report
includes information regarding the management change described in Item 5.02 above, which
information is incorporated by reference into this Item 7.01. Such information in this Item 7.01
is being furnished and shall not be deemed filed for the
purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liabilities of that Section.
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Item 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
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EXHIBIT |
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NUMBER |
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DESCRIPTION |
10.1(a)
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Employment Agreement between Streamline Health, Inc. f/k/a LanVision,
Inc. and Gary M. Winzenread, effective June 1, 2008 (Previously filed
with the Commission, and incorporated herein by reference from, Exhibit
10 of the Registrants Form 8-K, as filed with the Commission on June 26,
2008.) |
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99.1
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News Release of Streamline Health Solutions, Inc. dated September 8, 2010. |
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Management Contracts and Compensatory Arrangements. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1934, registrant has duly caused this
report to be signed on its behalf by the undersigned hereunto duly authorized.
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Streamline Health Solutions, Inc.
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Date: September 8, 2010 |
By: |
/s/ Donald E. Vick, Jr.
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Donald E. Vick, Jr. |
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Interim Chief Financial Officer |
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