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| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
| Investment Company Act File Number : | 811-5133 | ||||||||
| Name of Registrant: | Putnam High Income Securities Fund | ||||||||
| Address of Principal Executive Offices: | One Post Office Square | ||||||||
| Boston, Massachusetts 02109 | |||||||||
| Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
| Putnam High Income Securities Fund | |||||||||
| One Post Office Square | |||||||||
| Boston, Massachusetts 02109 | |||||||||
| CC: | Bryan Chegwidden, Esq. | ||||||||
| Ropes & Gray LLP | |||||||||
| 1211 Avenue of the Americas | |||||||||
| New York, New York 10036 | |||||||||
| Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
| Date of fiscal year end: | 8/31/13 | ||||||||
| Date of reporting period: | 07/01/2013 - 06/30/2014 | ||||||||
| Registrant : | Putnam High Income Securities Fund | |||||||
| Fund Name : | Putnam High Income Securities Fund | |||||||
| Date of fiscal year end: | 08/31/2013 | |||||||
| American Axle & Manufacturing Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AXL | CUSIP 024061103 | 05/01/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect James A. McCaslin | Mgmt | For | For | For | |||
| 1.2 | Elect William P. Miller II | Mgmt | For | For | For | |||
| 1.3 | Elect Samuel Valenti III | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Calpine Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
| 1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
| 1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
| 1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
| 1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
| 1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
| 1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
| 1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
| 1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Cincinnati Bell Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CBB | CUSIP 171871403 | 05/06/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Phillip R. Cox | Mgmt | For | For | For | |||
| 2 | Elect Jakki L. Haussler | Mgmt | For | For | For | |||
| 3 | Elect Craig F. Maier | Mgmt | For | For | For | |||
| 4 | Elect Russel P. Mayer | Mgmt | For | For | For | |||
| 5 | Elect Theodore H. Schell | Mgmt | For | For | For | |||
| 6 | Elect Alan R. Schriber | Mgmt | For | For | For | |||
| 7 | Elect Lynn A. Wentworth | Mgmt | For | For | For | |||
| 8 | Elect John M. Zrno | Mgmt | For | For | For | |||
| 9 | Elect Theodore H Torbeck | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| CIT Group Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CIT | CUSIP 125581801 | 05/13/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John A. Thain | Mgmt | For | For | For | |||
| 2 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
| 3 | Elect Michael J. Embler | Mgmt | For | For | For | |||
| 4 | Elect William M. Freeman | Mgmt | For | For | For | |||
| 5 | Elect David M. Moffett | Mgmt | For | For | For | |||
| 6 | Elect R. Brad Oates | Mgmt | For | For | For | |||
| 7 | Elect Marianne M. Parrs | Mgmt | For | For | For | |||
| 8 | Elect Gerald Rosenfeld | Mgmt | For | For | For | |||
| 9 | Elect John R. Ryan | Mgmt | For | For | For | |||
| 10 | Elect Sheila A. Stamps | Mgmt | For | For | For | |||
| 11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
| 12 | Elect Peter J. Tobin | Mgmt | For | For | For | |||
| 13 | Elect Laura S. Unger | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Delphi Automotive PLC | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DLPH | CUSIP G27823106 | 04/03/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
| 2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
| 3 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
| 4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
| 5 | Elect John A. Krol | Mgmt | For | For | For | |||
| 6 | Elect J. Randall MacDonald | Mgmt | For | For | For | |||
| 7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
| 8 | Elect Rodney O'Neal | Mgmt | For | For | For | |||
| 9 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
| 10 | Elect Bernd Wiedemann | Mgmt | For | For | For | |||
| 11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Elizabeth Arden, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RDEN | CUSIP 28660G106 | 11/06/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect A. Salman Amin | Mgmt | For | Against | Against | |||
| 2 | Elect E. Scott Beattie | Mgmt | For | Against | Against | |||
| 3 | Elect Fred Berens | Mgmt | For | Against | Against | |||
| 4 | Elect Maura J. Clark | Mgmt | For | Against | Against | |||
| 5 | Elect Richard C. Mauran | Mgmt | For | Against | Against | |||
| 6 | Elect William M. Tatham | Mgmt | For | Against | Against | |||
| 7 | Elect J. W. Nevil Thomas | Mgmt | For | Against | Against | |||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
| Freeport-McMoran Copper & Gold Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
| 1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
| 1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
| 1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
| 1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
| 1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
| 1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
| 1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
| 1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
| 1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
| 1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
| 1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
| 1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
| 1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
| 1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
| 5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
| 6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
| General Motors Co. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GM | CUSIP 37045V100 | 06/10/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
| 2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
| 3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
| 5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
| 6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
| 7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
| 8 | Elect James J. Mulva | Mgmt | For | For | For | |||
| 9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
| 10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
| 11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
| 12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 16 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
| 17 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
| Gulfport Energy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GPOR | CUSIP 402635304 | 07/18/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| Hilton Worldwide Holdings Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
| 1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
| 1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Huntsman Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HUN | CUSIP 447011107 | 05/08/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jon M. Huntsman | Mgmt | For | For | For | |||
| 1.2 | Elect Patrick T. Harker | Mgmt | For | For | For | |||
| 1.3 | Elect Mary C Beckerle | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | |||
| Kodiak Oil & Gas Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
| 2 | Elect James E. Catlin | Mgmt | For | For | For | |||
| 3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
| 4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
| 5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| LyondellBasell Industries N.V. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LYB | CUSIP N53745100 | 04/16/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
| 2 | Elect Milton Carroll | Mgmt | For | For | For | |||
| 3 | Elect Claire S. Farley | Mgmt | For | For | For | |||
| 4 | Elect Rudy M.J. van der Meer | Mgmt | For | For | For | |||
| 5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
| 6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
| 7 | Elect Karyn F. Ovelman | Mgmt | For | For | For | |||
| 8 | Elect Craig B. Glidden | Mgmt | For | For | For | |||
| 9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
| 10 | Elect Patrick D. Quarles | Mgmt | For | For | For | |||
| 11 | Elect Timothy D. Roberts | Mgmt | For | For | For | |||
| 12 | Adoption Of Annual Accounts For 2013 | Mgmt | For | For | For | |||
| 13 | Discharge From Liability Of Sole Member Of The Management Board | Mgmt | For | For | For | |||
| 14 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | |||
| 15 | Appointment of Auditor | Mgmt | For | For | For | |||
| 16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
| 17 | Allocation of Dividends | Mgmt | For | For | For | |||
| 18 | Advisory Vote Approving Executive Compensation | Mgmt | For | Against | Against | |||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | Mgmt | For | For | For | |||
| MeadWestvaco Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MWV | CUSIP 583334107 | 04/28/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
| 2 | Elect James G. Kaiser | Mgmt | For | For | For | |||
| 3 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
| 4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
| 5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
| 6 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
| 7 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
| 8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
| 9 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| MTR Gaming Group, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MNTG | CUSIP 553769AL4 | 01/08/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Consent | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | To Amend The Indenture To Permit The Formation Of A New Holding Company As A Result Of The Transactions Contemplated By The Merger Agreement. | Mgmt | For | Against | Against | |||
| Penn National Gaming, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PENN | CUSIP 707569109 | 06/12/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
| 1.2 | Elect Harold Cramer | Mgmt | For | For | For | |||
| 2 | Amendment to the 2008 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Putnam Short Term Investment Fund | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
| 2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
| 3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
| 4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
| 5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
| 6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
| 7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
| 8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
| 9 | Elect John A. Hill | Mgmt | For | For | For | |||
| 10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
| 11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
| 12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
| 13 | Elect George Putnam, III | Mgmt | For | For | For | |||
| 14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
| 15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
| 16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
| Residential Cap LLC | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CUSIP 76114EAH5 | 10/21/2013 | Take No Action | ||||||
| Meeting Type | Country of Trade | |||||||
| Consent | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | DITECH, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 2 | DOA HOLDING PROPERTIES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 3 | DOA PROPERTIES IX (LOTS-OTHER), LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 4 | EPRE LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 5 | EQUITY INVESTMENT I, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 6 | ETS OF VIRGINIA, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 7 | ETS OF WASHINGTON, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 8 | EXECUTIVE TRUSTEE SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 9 | GMAC-RFC HOLDING COMPANY, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 10 | GMAC MODEL HOME FINANCE I, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 11 | GMAC MORTGAGE USA CORPORATION CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 12 | GMAC MORTGAGE, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 13 | GMAC RESIDENTIAL HOLDING COMPANY, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 14 | GMACRH SETTLEMENT SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 15 | GMACM BORROWER LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 16 | GMACM REO LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 17 | GMACR MORTGAGE PRODUCTS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 18 | HFN REO SUBII, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 19 | HOME CONNECTS LENDING SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 20 | HOMECOMINGS FINANCIAL REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 21 | HOMECOMINGS FINANCIAL, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 22 | LADUE ASSOCIATES, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 23 | PASSIVE ASSET TRANSACTIONS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 24 | PATI A, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 25 | PATI B, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 26 | PATI REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 27 | RAHI A, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 28 | RAHI B, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 29 | RAHI REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 30 | RCSFJV2004, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 31 | RESIDENTIAL ACCREDIT LOANS, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 32 | RESIDENTIAL ASSET MORTGAGE PRODUCTS, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 33 | RESIDENTIAL ASSET SECURITIES CORPORATION CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 34 | RESIDENTIAL CAPITAL, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 35 | RESIDENTIAL CONSUMER SERVICES OF ALABAMA, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 36 | RESIDENTIAL CONSUMER SERVICES OF OHIO, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 37 | RESIDENTIAL CONSUMER SERVICES OF TEXAS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 38 | RESIDENTIAL CONSUMER SERVICES, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 39 | RESIDENTIAL FUNDING COMPANY, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 40 | RESIDENTIAL FUNDING MORTGAGE EXCHANGE, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 41 | RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 42 | RESIDENTIAL FUNDING MORTGAGE SECURITIES II, INC. CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 43 | RESIDENTIAL FUNDING REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 44 | RESIDENTIAL MORTGAGE REAL ESTATE HOLDINGS, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 45 | RFC - GSAP SERVICER ADVANCE, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 46 | RFC ASSET HOLDINGS II, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 47 | RFC ASSET MANAGEMENT, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 48 | RFC BORROWER LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 49 | RFC CONSTRUCTION FUNDING, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 50 | RFC REO LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 51 | RFC SFJV-2002, LLC CODE G - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| Residential Cap LLC | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CUSIP 76114EAH5 | 10/21/2013 | Take No Action | ||||||
| Meeting Type | Country of Trade | |||||||
| Consent | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | DITECH, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 2 | DOA HOLDING PROPERTIES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 3 | DOA PROPERTIES IX (LOTS-OTHER), LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 4 | EPRE LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 5 | EQUITY INVESTMENT I, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 6 | ETS OF VIRGINIA, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 7 | ETS OF WASHINGTON, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 8 | EXECUTIVE TRUSTEE SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 9 | GMAC-RFC HOLDING COMPANY, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 10 | GMAC MODEL HOME FINANCE I, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 11 | GMAC MORTGAGE USA CORPORATION CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 12 | GMAC MORTGAGE, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 13 | GMAC RESIDENTIAL HOLDING COMPANY, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 14 | GMACRH SETTLEMENT SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 15 | GMACM BORROWER LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 16 | GMACM REO LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 17 | GMACR MORTGAGE PRODUCTS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 18 | HFN REO SUBII, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 19 | HOME CONNECTS LENDING SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 20 | HOMECOMINGS FINANCIAL REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 21 | HOMECOMINGS FINANCIAL, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 22 | LADUE ASSOCIATES, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 23 | PASSIVE ASSET TRANSACTIONS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 24 | PATI A, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 25 | PATI B, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 26 | PATI REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 27 | RAHI A, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 28 | RAHI B, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 29 | RAHI REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 30 | RCSFJV2004, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 31 | RESIDENTIAL ACCREDIT LOANS, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 32 | RESIDENTIAL ASSET MORTGAGE PRODUCTS, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 33 | RESIDENTIAL ASSET SECURITIES CORPORATION CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 34 | RESIDENTIAL CAPITAL, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 35 | RESIDENTIAL CONSUMER SERVICES OF ALABAMA, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 36 | RESIDENTIAL CONSUMER SERVICES OF OHIO, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 37 | RESIDENTIAL CONSUMER SERVICES OF TEXAS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 38 | RESIDENTIAL CONSUMER SERVICES, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 39 | RESIDENTIAL FUNDING COMPANY, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 40 | RESIDENTIAL FUNDING MORTGAGE EXCHANGE, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 41 | RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 42 | RESIDENTIAL FUNDING MORTGAGE SECURITIES II, INC. CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 43 | RESIDENTIAL FUNDING REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 44 | RESIDENTIAL MORTGAGE REAL ESTATE HOLDINGS, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 45 | RFC - GSAP SERVICER ADVANCE, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 46 | RFC ASSET HOLDINGS II, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 47 | RFC ASSET MANAGEMENT, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 48 | RFC BORROWER LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 49 | RFC CONSTRUCTION FUNDING, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 50 | RFC REO LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 51 | RFC SFJV-2002, LLC CODE H - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| Residential Cap LLC | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CUSIP 76114EAH5 | 10/21/2013 | Take No Action | ||||||
| Meeting Type | Country of Trade | |||||||
| Consent | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | DITECH, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 2 | DOA HOLDING PROPERTIES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 3 | DOA PROPERTIES IX (LOTS-OTHER), LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 4 | EPRE LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 5 | EQUITY INVESTMENT I, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 6 | ETS OF VIRGINIA, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 7 | ETS OF WASHINGTON, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 8 | EXECUTIVE TRUSTEE SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 9 | GMAC-RFC HOLDING COMPANY, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 10 | GMAC MODEL HOME FINANCE I, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 11 | GMAC MORTGAGE USA CORPORATION CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 12 | GMAC MORTGAGE, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 13 | GMAC RESIDENTIAL HOLDING COMPANY, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 14 | GMACRH SETTLEMENT SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 15 | GMACM BORROWER LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 16 | GMACM REO LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 17 | GMACR MORTGAGE PRODUCTS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 18 | HFN REO SUBII, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 19 | HOME CONNECTS LENDING SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 20 | HOMECOMINGS FINANCIAL REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 21 | HOMECOMINGS FINANCIAL, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 22 | LADUE ASSOCIATES, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 23 | PASSIVE ASSET TRANSACTIONS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 24 | PATI A, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 25 | PATI B, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 26 | PATI REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 27 | RAHI A, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 28 | RAHI B, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 29 | RAHI REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 30 | RCSFJV2004, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 31 | RESIDENTIAL ACCREDIT LOANS, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 32 | RESIDENTIAL ASSET MORTGAGE PRODUCTS, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 33 | RESIDENTIAL ASSET SECURITIES CORPORATION CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 34 | RESIDENTIAL CAPITAL, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 35 | RESIDENTIAL CONSUMER SERVICES OF ALABAMA, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 36 | RESIDENTIAL CONSUMER SERVICES OF OHIO, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 37 | RESIDENTIAL CONSUMER SERVICES OF TEXAS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 38 | RESIDENTIAL CONSUMER SERVICES, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 39 | RESIDENTIAL FUNDING COMPANY, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 40 | RESIDENTIAL FUNDING MORTGAGE EXCHANGE, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 41 | RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 42 | RESIDENTIAL FUNDING MORTGAGE SECURITIES II, INC. CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 43 | RESIDENTIAL FUNDING REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 44 | RESIDENTIAL MORTGAGE REAL ESTATE HOLDINGS, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 45 | RFC - GSAP SERVICER ADVANCE, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 46 | RFC ASSET HOLDINGS II, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 47 | RFC ASSET MANAGEMENT, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 48 | RFC BORROWER LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 49 | RFC CONSTRUCTION FUNDING, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 50 | RFC REO LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| 51 | RFC SFJV-2002, LLC CODE I - PLEASE MARK FOR TO ACCEPT THE PLAN FOR THE DEBTOR. PLEASE MARK AGAINST TO REJECT THE PLAN FOR THE DEBTOR. | Mgmt | N/A | TNA | N/A | |||
| Service Corporation International | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SCI | CUSIP 817565104 | 05/14/2014 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Thomas L. Ryan | Mgmt | For | For | For | |||
| 1.2 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||
| 1.3 | Elect Clifton H. Morris, Jr. | Mgmt | For | For | For | |||
| 1.4 | Elect W. Blair Waltrip | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
| Trump Entertainment Resorts, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CUSIP 89816T202 | 11/26/2013 | Voted | ||||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michael Elkins | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect David Licht | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Jeffrey Gilbert | Mgmt | For | Withhold | Against | |||
| Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
| Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
| SIGNATURES | ||
| Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
| Registrant: | Putnam High Income Securities Fund | |
| By: | /s/ Jonathan S. Horwitz | |
| Name: | Jonathan S. Horwitz | |
| Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
| Date: | August 8, 2014 | |