1)
|
NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First
New York Securities LLC
|
|||
2)
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) ý
|
||
3)
|
SEC
USE ONLY
|
|||
4)
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
New
York
|
|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5)
|
SOLE
VOTING POWER
432,106
|
||
6)
|
SHARED
VOTING POWER
0
|
|||
7)
|
SOLE
DISPOSITIVE POWER
432,106
|
|||
8)
|
SHARED
DISPOSITIVE POWER
0
|
|||
9)
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
432,106
|
|||
10)
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
¨
|
|||
11)
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.5%
|
|||
12)
|
TYPE
OF REPORTING PERSON
BD
|
1)
|
NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Steve
Heinemann
|
|||
2)
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) ý
|
||
3)
|
SEC
USE ONLY
|
|||
4)
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5)
|
SOLE
VOTING POWER
188,670
|
||
6)
|
SHARED
VOTING POWER
0
|
|||
7)
|
SOLE
DISPOSITIVE POWER
188,670
|
|||
8)
|
SHARED
DISPOSITIVE POWER
143,452
|
|||
9)
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
332,122
|
|||
10)
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
¨
|
|||
11)
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.7%
|
|||
12)
|
TYPE
OF REPORTING PERSON
IN
|
1)
|
NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jay
Goldstein
|
|||
2)
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) ý
|
||
3)
|
SEC
USE ONLY
|
|||
4)
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5)
|
SOLE
VOTING POWER
11,306
|
||
6)
|
SHARED
VOTING POWER
0
|
|||
7)
|
SOLE
DISPOSITIVE POWER
11,306
|
|||
8)
|
SHARED
DISPOSITIVE POWER
181,648
|
|||
9)
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
192,954
|
|||
10)
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
¨
|
|||
11)
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.6%
|
|||
12)
|
TYPE
OF REPORTING PERSON
IN
|
1)
|
NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Doug
Lipton
|
|||
2)
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) ý
|
||
3)
|
SEC
USE ONLY
|
|||
4)
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5)
|
SOLE
VOTING POWER
47,972
|
||
6)
|
SHARED
VOTING POWER
0
|
|||
7)
|
SOLE
DISPOSITIVE POWER
47,972
|
|||
8)
|
SHARED
DISPOSITIVE POWER
143,452
|
|||
9)
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
191,424
|
|||
10)
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
¨
|
|||
11)
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.6%
|
|||
12)
|
TYPE
OF REPORTING PERSON
IN
|
1)
|
NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David
Nguyen
|
|||
2)
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) ý
|
||
3)
|
SEC
USE ONLY
|
|||
4)
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
|||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5)
|
SOLE
VOTING POWER
20,000
|
||
6)
|
SHARED
VOTING POWER
0
|
|||
7)
|
SOLE
DISPOSITIVE POWER
20,000
|
|||
8)
|
SHARED
DISPOSITIVE POWER
83,406
|
|||
9)
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
103,406
|
|||
10)
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
¨
|
|||
11)
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.8%
|
|||
12)
|
TYPE
OF REPORTING PERSON
IN
|
Item
1(a).
|
Name
of Issuer:
|
Item
1(b).
|
Address
of Issuer’s Principal Executive
Offices:
|
Item
2(b).
|
Address
of Principal Business Office or, if None,
Residence:
|
(1)
|
First
New York Securities
L.L.C. 90
Park Avenue , 5th Floor
|
(2)
|
Steve
Heinemann c/o
First New York Securities L.L.C.
|
(3)
|
Jay
Goldstein c/o
First New York Securities L.L.C.
|
(4)
|
Doug
Lipton c/o
First New York Securities L.L.C.
|
(5)
|
David
Nguyen c/o
First New York Securities L.L.C.
|
Item
2(c).
|
Citizenship:
|
(1)
|
First
New York Securities
L.L.C. New
York
|
(2)
|
Steve
Heinemann United
States
|
(3)
|
Jay
Goldstein United
States
|
(4)
|
Doug
Lipton United
States
|
(5)
|
David
Nguyen United
States
|
Item
2(d).
|
Title
of Class of Securities:
|
Item
2(e).
|
CUSIP
Number:
|
Item
3.
|
If
this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or
(c), check whether the person filing is
a:
|
|
(a)
|
¨
|
Broker
or Dealer Registered Under Section 15 of the Act (15 U.S.C.
78o)
|
|
(b)
|
¨
|
Bank
as defined in section 3(a)(6) of the Act (15 U.S.C.
78c)
|
|
(c)
|
¨
|
Insurance
Company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c)
|
|
(d)
|
¨
|
Investment
Company registered under section 8 of the Investment Company Act
of 1940
(15 U.S.C. 80a-8)
|
|
(e)
|
¨
|
Investment
Adviser in accordance with §
240.13d-1(b)(1)(ii)(E)
|
|
(f)
|
¨
|
Employee
benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F)
|
|
(g)
|
¨
|
Parent
Holding Company or control person in accordance with
§240.13d-1(b)(ii)(G)
|
|
(h)
|
¨
|
Savings
Association as defined in §3(b) of the Federal Deposit Insurance Act (12
U.S.C. 1813)
|
|
(i)
|
¨
|
Church
plan that is excluded from the definition of an investment company
under
§3(c)(15) of the Investment Company Act of 1940 (15 U.S.C.
80a-3)
|
|
(j)
|
¨
|
Group,
in accordance with
§240.13d-1(b)(ii)(J)
|
Item
4.
|
Ownership.
|
|
(a)
|
Amount
beneficially owned:
|
(1)
|
First
New York Securities
L.L.C. 432,106
|
(2)
|
Steve
Heinemann 332,122
|
(3)
|
Jay
Goldstein 192,954
|
(4)
|
Doug
Lipton 191,424
|
(5)
|
David
Nguyen 103,406
|
|
(b)
|
Percent
of class1:
|
(1)
|
First
New York Securities
L.L.C.
3.5%
|
(2)
|
Steve
Heinemann
2.7%
|
(3)
|
Jay
Goldstein 1.6%
|
(4)
|
Doug
Lipton
1.6%
|
(5)
|
David
Nguyen 0.8%
|
|
(c)
|
Number
of shares as to which such person
has:
|
|
(i)
|
Sole
power to vote or to direct the
vote:
|
(1)
|
First
New York Securities
L.L.C.
432,106
|
(2)
|
Steve
Heinemann 188,670
|
(3)
|
Jay
Goldstein
11,306
|
(4)
|
Doug
Lipton
47,9722
|
(5)
|
David
Nguyen
20,000
|
(ii)
|
Shared power to vote or to direct the
vote:
|
(1)
|
First
New York Securities
L.L.C. 0
|
(2)
|
Steve
Heinemann
0
|
(3)
|
Jay
Goldstein
0
|
(4)
|
Doug
Lipton
0
|
(5)
|
David
Nguyen
0
|
(iii)
|
Sole power to dispose or to direct the disposition
of:
|
(1)
|
First
New York Securities
L.L.C. 432,106
|
(2)
|
Steve
Heinemann 188,670
|
(3)
|
Jay
Goldstein
11,306
|
(4)
|
Doug
Lipton 47,972
|
(5)
|
David
Nguyen 20,000
|
(iv)
|
Shared power to dispose or to direct the disposition
of:
|
(1)
|
First
New York Securities
L.L.C. 0
|
(2)
|
Steve
Heinemann 143,452
|
(3)
|
Jay
Goldstein
181,648
|
(4)
|
Doug
Lipton 143,452
|
(5)
|
David
Nguyen 103,406
|
Item
5.
|
Ownership
of Five Percent or Less of a
Class.
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another
Person.
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security
Being
Reported on by the Parent Holding
Company.
|
Item
9.
|
Notice
of Dissolution of Group.
|
Item
10.
|
Certification.
|