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M/I Homes, Inc.
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(Name of Issuer)
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Common Shares, par value $.01 per share
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(Title of Class of Securities)
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55305B101
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(CUSIP Number)
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December 31, 2016
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No.
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55305B101
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1.
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NAME OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Gratia Capital, LLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) [_]
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(b) [X]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
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0
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6.
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SHARED VOTING POWER
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114,602
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7.
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SOLE DISPOSITIVE POWER
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0
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8.
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SHARED DISPOSITIVE POWER
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114,602
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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114,602
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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[_]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.5%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA, OO
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CUSIP No.
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55305B101
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1.
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NAME OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Steve Pei
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) [_]
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(b) [X]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
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0
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6.
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SHARED VOTING POWER
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114,602
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7.
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SOLE DISPOSITIVE POWER
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0
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8.
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SHARED DISPOSITIVE POWER
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114,602
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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114,602
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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[_]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.5%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN, HC
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CUSIP No.
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55305B101
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Item 1.
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(a).
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Name of Issuer:
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M/I Homes, Inc.
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(b).
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Address of issuer's principal executive offices:
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3 Easton Oval, Suite 500
Columbus, Ohio 43219
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Item 2.
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(a).
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Name of person filing:
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This statement is filed by:
Gratia Capital, LLC
Steve Pei
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(b).
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Address or principal business office or, if none, residence:
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Gratia Capital, LLC
2029 Century Park East, Suite 1180
Los Angeles, California 90067
Steve Pei
c/o Gratia Capital, LLC
2029 Century Park East, Suite 1180
Los Angeles, California 90067
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(c).
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Citizenship:
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Gratia Capital, LLC – Delaware
Steve Pei – United States of America
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(d).
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Title of class of securities:
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Common Shares, par value $.01 per share
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(e).
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CUSIP No.:
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55305B101
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Item 3.
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If This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a
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(a)
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[_]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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[_]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[_]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[_]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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[X]
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f)
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[_]
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An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g)
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[_]
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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[_]
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813);
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(i)
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[_]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[_]
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A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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[_]
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Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned:
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Gratia Capital, LLC - 114,602
Steve Pei - 114,602
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(b)
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Percent of class:
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Gratia Capital, LLC – 0.5%
Steve Pei – 0.5%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
Gratia Capital, LLC – 0
Steve Pei - 0
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(ii)
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Shared power to vote or to direct the vote
Gratia Capital, LLC – 114,602
Steve Pei - 114,602
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(iii)
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Sole power to dispose or to direct the disposition of
Gratia Capital, LLC – 0
Steve Pei - 0
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(iv)
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Shared power to dispose or to direct the disposition of
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Gratia Capital, LLC – 114,602
Steve Pei - 114,602
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]*.
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Item 6.
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Ownership of More Than Five Percent on Behalf of Another Person.
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If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
Not Applicable
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Not Applicable
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Item 8.
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Identification and Classification of Members of the Group.
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Not Applicable
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Item 9.
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Notice of Dissolution of Group.
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Not Applicable
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Item 10.
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Certification.
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
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February 14, 2017
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(Date)
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Gratia Capital, LLC*
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By: /s/ Steve Pei
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Managing Member
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Steve Pei*
|
|
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By: /s/ Steve Pei
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February 14, 2017
|
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(Date)
|
|
|
Gratia Capital, LLC*
|
|
|
By: /s/ Steve Pei
|
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Managing Member
|
|
|
Steve Pei*
|
|
|
By: /s/ Steve Pei
|
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