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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class A Convertible Preferred Units | (1) | 02/11/2017 | (1) | Common Units Representing Limited Partner Interests | 4,558,139 | 4,558,139 | I | See footnote (2) | |||||||
Class B Convertible Preferred Units | (3) | 01/31/2018 | P | 6,666,667 | 07/31/2018 | (3) | Common Units Representing Limited Partner Interests | 6,666,667 | $ 1.53 | 6,666,667 | I | See footnote (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GOFF JOHN C 500 COMMERCE STREET FORT WORTH, TX 76102 |
X |
/s/ John C. Goff | 02/02/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Class A Convertible Preferred Units ("Class A Preferred Units") are convertible into common units representing limited partner interests ("Common Units") on a one-for-one basis and have no expiration date. |
(2) | The Class A Preferred Units are owned directly by Goff MCEP Holdings, LLC (2,697,674) and Goff REN Holdings, LLC (1,860,465), each of which is indirectly partially owned by the Reporting Person. |
(3) | The Class B Convertible Preferred Units ("Class B Preferred Units") are convertible into Common Units on a one-for-one basis beginning on July 31, 2018 and have no expiration date. |
(4) | The Class B Preferred Units are owned directly by Goff MCEP II, LP (5,098,039), Goff REN Holdings, LLC (784,314) and Goff REN Holdings II, LLC (784,314), each of which is indirectly partially owned by the Reporting Person. |