UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21681
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Guggenheim Enhanced Equity Income Fund
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(Exact name of registrant as specified in charter)
2455 Corporate West Drive
Lisle, IL 60532
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(Address of principal executive offices) (Zip code)
J. Thomas Futrell
2455 Corporate West Drive
Lisle, IL 60532
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(Name and address of agent for service)
Registrant's telephone number, including area code: (630) 505-3700
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2009 - June 30, 2010
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21681
Reporting Period: 07/01/2009 - 06/30/2010
Guggenheim Enhanced Equity Income Fund
==================== GUGGENHEIM ENHANCED EQUITY INCOME FUND ====================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.J. Alpern For For Management
1.2 Elect Director R.S. Austin For For Management
1.3 Elect Director W.M. Daley For Withhold Management
1.4 Elect Director W.J. Farrell For Withhold Management
1.5 Elect Director H.L. Fuller For Withhold Management
1.6 Elect Director W.A. Osborn For Withhold Management
1.7 Elect Director D.A.L. Owen For For Management
1.8 Elect Director R.S. Roberts For For Management
1.9 Elect Director S.C. Scott, III For For Management
1.10 Elect Director W.D. Smithburg For Withhold Management
1.11 Elect Director G.F. Tilton For For Management
1.12 Elect Director M.D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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ACCENTURE PLC
Ticker: ACN Security ID: G1150G111
Meeting Date: AUG 5, 2009 Meeting Type: Special
Record Date: JUN 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation from Bermuda to For For Management
Ireland through Scheme of Arrangement
2 Adjourn Meeting For For Management
1 Approve Reincorporation from Bermuda to For For Management
Ireland through Scheme of Arrangement
2 Adjourn Meeting For For Management
1 Approve the Creation of Distributable For For Management
Reserves for Accenture plc
2 Adjourn Meeting For For Management
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AES CORPORATION, THE
Ticker: AES Security ID: 00130H105
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel W. Bodman, III For For Management
1.2 Elect Director Paul Hanrahan For For Management
1.3 Elect Director Tarun Khanna For For Management
1.4 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Philip A. Odeen For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve/Amend Executive Incentive Bonus For For Management
Plan
4 Ratify Auditors For For Management
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AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190100
Meeting Date: FEB 5, 2010 Meeting Type: Special
Record Date: DEC 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: JAN 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur D. Collins, Jr For For Management
1.2 Elect Director Carlos Ghosn For For Management
1.3 Elect Director Michael G. Morris For For Management
1.4 Elect Director E. Stanley O'Neal For For Management
2 Ratify Auditor For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Reduce Supermajority Vote Requirement For For Management
Relating to Fair Price Protection
5 Reduce Supermajority Vote Requirement For For Management
Relating to Director Elections
6 Reduce Supermajority Vote Requirement For For Management
Relating to the Removal of Directors
7 Adopt Simple Majority Vote Against For Shareholder
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ALLEGHENY ENERGY, INC.
Ticker: AYE Security ID: 017361106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Furlong Baldwin For For Management
1.2 Elect Director Eleanor Baum For For Management
1.3 Elect Director Paul J. Evanson For For Management
1.4 Elect Director Cyrus F. Freidheim, Jr For For Management
1.5 Elect Director Julia L. Johnson For For Management
1.6 Elect Director Ted J. Kleisner For For Management
1.7 Elect Director Christopher D. Pappas For For Management
1.8 Elect Director Steven H. Rice For For Management
1.9 Elect Director Gunnar E. Sarsten For For Management
1.10 Elect Director Michael H. Sutton For For Management
2 Ratify Auditors For For Management
3 Require Independent Board Chairman Against For Shareholder
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For Management
4 Elect Director William B. Gordon For Against Management
5 Elect Director Alain Monie For For Management
6 Elect Director Thomas O. Ryder For For Management
7 Elect Director Patricia Q. Stonesifer For Against Management
8 Ratify Auditors For For Management
9 Report on Political Contributions Against For Shareholder
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AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth I. Chenault For For Management
1.5 Elect Director Peter Chernin For For Management
1.6 Elect Director Jan Leschly For For Management
1.7 Elect Director Richard C. Levin For For Management
1.8 Elect Director Richard A. McGinn For For Management
1.9 Elect Director Edward .D. Miller For For Management
1.10 Elect Director Steven S. Reinemund For For Management
1.11 Elect Director Robert D. Walter For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Provide for Cumulative Voting Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Stock Retention/Holding Period Against For Shareholder
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AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 4, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Gochnauer For For Management
1.2 Elect Director Edward E. Hagenlocker For For Management
1.3 Elect Director Henry W. McGee For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
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AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Dr. Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Dr. Rebecca M. Henderson For For Management
8 Elect Director Frank C. Herringer For For Management
9 Elect Director Dr. Gilbert S. Omenn For For Management
10 Elect Director Judith C. Pelham For For Management
11 Elect Director Adm. J. Paul Reason, USN For For Management
(Retired)
12 Elect Director Leonard D. Schaeffer For For Management
13 Elect Director Kevin W. Sharer For For Management
14 Ratify Auditors For For Management
15 Provide Right to Act by Written Consent Against For Shareholder
16 Stock Retention/Holding Period Against For Shareholder
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ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: JUL 20, 2009 Meeting Type: Special
Record Date: JUN 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For Did Not Vote Management
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ANNALY CAPITAL MANAGEMENT INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Brady For For Management
1.2 Elect Director E. Wayne Nordberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Jerome B. York For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Ratify Auditors For For Management
6 Prepare Sustainability Report Against Against Shareholder
7 Establish Other Board Committee Against Against Shareholder
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ASPEN INSURANCE HOLDINGS, LTD.
Ticker: AHL Security ID: G05384105
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Ian Cormack as Director For For Management
1.2 Reelect Matthew Botein as Director For For Management
1.3 Reelect Richard Bucknall as Director For For Management
1.4 Elect Peter O'Flinn as Director For For Management
2 Ratify KPMG Audit plc, London, England For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Laura D Andrea Tyson For For Management
12 Elect Director Patricia P. Upton For For Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against For Shareholder
15 Exclude Pension Credits from Against For Shareholder
Calculations of Performance-Based Pay
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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AUTOLIV INC.
Ticker: ALV Security ID: 052800109
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Alspaugh For For Management
1.2 Elect Director Walter Kunerth For For Management
1.3 Elect Director Lars Nyberg For For Management
1.4 Elect Director Lars Westerberg For For Management
2 Ratify Auditors For For Management
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BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: MAR 31, 2010 Meeting Type: Special
Record Date: FEB 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue of Shares in Connection For For Management
with Acquisition
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
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BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Chad C. Deaton For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director H. John Riley, Jr. For For Management
1.11 Elect Director Charles L. Watson For For Management
1.12 Elect Director J. W. Stewart For For Management
1.13 Elect Director James L. Payne For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For For Management
2 Elect Director William P. Boardman For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For Management
13 Elect Director Robert W. Scully For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Amend Omnibus Stock Plan For For Management
18 Report on Government Service of Against Against Shareholder
Employees
19 TARP Related Compensation Against For Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against For Shareholder
23 Report on Collateral in Derivatives Against For Shareholder
Trading
24 Claw-back of Payments under Against For Shareholder
Restatements
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BIG LOTS, INC.
Ticker: BIG Security ID: 089302103
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Berger For For Management
1.2 Elect Director Steven S. Fishman For For Management
1.3 Elect Director Peter J. Hayes For For Management
1.4 Elect Director David T. Kollat For For Management
1.5 Elect Director Brenda J. Lauderback For For Management
1.6 Elect Director Philip E. Mallott For For Management
1.7 Elect Director Russell Solt For For Management
1.8 Elect Director James R. Tener For For Management
1.9 Elect Director Dennis B. Tishkoff For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Require Advance Notice for Shareholder For Against Management
Director Nominations
6 Ratify Auditors For For Management
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BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nancy L. Leaming For For Management
2 Elect Director Brian S. Posner For For Management
3 Elect Director Eric K. Rowinsky For For Management
4 Elect Director Stephen A. Sherwin For For Management
5 Ratify Auditors For For Management
6 Amend Non-Employee Director Omnibus For For Management
Stock Plan
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BJ SERVICES COMPANY
Ticker: BJS Security ID: 055482103
Meeting Date: MAR 31, 2010 Meeting Type: Special
Record Date: FEB 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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BLACK & DECKER CORP., THE
Ticker: BDK Security ID: 091797100
Meeting Date: MAR 12, 2010 Meeting Type: Special
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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BOK FINANCIAL CORPORATION
Ticker: BOKF Security ID: 05561Q201
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Allen For For Management
1.2 Elect Director C. Fred Ball, Jr. For Withhold Management
1.3 Elect Director Sharon J. Bell For For Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Chester Cadieux, III For For Management
1.6 Elect Director Joseph W. Craft, III For Withhold Management
1.7 Elect Director William E. Durrett For For Management
1.8 Elect Director John W. Gibson For For Management
1.9 Elect Director David F. Griffin For For Management
1.10 Elect Director V. Burns Hargis For For Management
1.11 Elect Director E. Carey Joullian, IV For For Management
1.12 Elect Director George B. Kaiser For Withhold Management
1.13 Elect Director Robert J. LaFortune For For Management
1.14 Elect Director Stanley A. Lybarger For Withhold Management
1.15 Elect Director Steven J. Malcolm For For Management
1.16 Elect Director E.C. Richards For For Management
2 Amend Executive Incentive Bonus Plan For Against Management
3 Ratify Auditors For For Management
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BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: SEP 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Harriet Edelman For For Management
1.3 Elect Director Marvin J. Girouard For For Management
1.4 Elect Director John W. Mims For For Management
1.5 Elect Director George R. Mrkonic For For Management
1.6 Elect Director Erle Nye For For Management
1.7 Elect Director Rosendo G. Parra For For Management
1.8 Elect Director Cece Smith For For Management
2 Ratify Auditors For For Management
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BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: FEB 11, 2010 Meeting Type: Special
Record Date: DEC 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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CABOT CORP.
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 11, 2010 Meeting Type: Annual
Record Date: JAN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Clarkeson For For Management
1.2 Elect Director Roderick C.G. MacLeod For For Management
1.3 Elect Director Ronaldo H. Schmitz For For Management
2 Ratify Auditors For For Management
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CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 4, 2009 Meeting Type: Annual
Record Date: SEP 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Calvin Darden For For Management
1.5 Elect Director Bruce L. Downey For For Management
1.6 Elect Director John F. Finn For For Management
1.7 Elect Director Gregory B. Kenny For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director David W. Raisbeck For For Management
1.10 Elect Director Jean G. Spaulding For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Performance-Based Equity Awards Against For Shareholder
5 Require Independent Board Chairman Against Against Shareholder
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CAREER EDUCATION CORPORATION
Ticker: CECO Security ID: 141665109
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis H. Chookaszian For For Management
2 Elect Director David W. Devonshire For For Management
3 Elect Director Patrick W. Gross For For Management
4 Elect Director Gregory L. Jackson For For Management
5 Elect Director Thomas B. Lally For For Management
6 Elect Director Steven H. Lesnik For For Management
7 Elect Director Gary E. McCullough For For Management
8 Elect Director Edward A. Snyder For For Management
9 Elect Director Leslie T. Thornton For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan
11 Ratify Auditors For For Management
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CENTEX CORP.
Ticker: CTX Security ID: 152312104
Meeting Date: AUG 18, 2009 Meeting Type: Special
Record Date: JUL 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Baldino, Jr., For For Management
Ph.D.
1.2 Elect Director William P. Egan For For Management
1.3 Elect Director Martyn D. Greenacre For For Management
1.4 Elect Director Vaughn M. Kailian For For Management
1.5 Elect Director Kevin E. Moley For For Management
1.6 Elect Director Charles A. Sanders, M.D. For For Management
1.7 Elect Director Gail R. Wilensky, Ph.D. For For Management
1.8 Elect Director Dennis L. Winger For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
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CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Arzbaecher For For Management
1.2 Elect Director Edward A. Schmitt For For Management
2 Ratify Auditors For For Management
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CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.H. Armacost For For Management
2 Elect Director L.F. Deily For For Management
3 Elect Director R.E. Denham For For Management
4 Elect Director R.J. Eaton For For Management
5 Elect Director C. Hagel For For Management
6 Elect Director E. Hernandez For For Management
7 Elect Director F.G. Jenifer For For Management
8 Elect Director G.L. Kirkland For For Management
9 Elect Director S. Nunn For For Management
10 Elect Director D.B. Rice For For Management
11 Elect Director K.W. Sharer For For Management
12 Elect Director C.R. Shoemate For For Management
13 Elect Director J.G. Stumpf For For Management
14 Elect Director R.D. Sugar For For Management
15 Elect Director C. Ware For For Management
16 Elect Director J.S. Watson For For Management
17 Ratify Auditors For For Management
18 Provide Right to Call Special Meeting For For Management
19 Request Director Nominee with Against For Shareholder
Environmental Qualifications
20 Stock Retention/Holding Period Against For Shareholder
21 Disclose Payments To Host Governments Against Against Shareholder
22 Adopt Guidelines for Country Selection Against For Shareholder
23 Report on Financial Risks From Climate Against Against Shareholder
Change
24 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
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CHIMERA INVESTMENT CORPORATION
Ticker: CIM Security ID: 16934Q109
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy Diamond For For Management
1.2 Elect Director John Reilly For For Management
2 Ratify Auditors For For Management
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
19 Report on Internet Fragmentation Against For Shareholder
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: JUL 24, 2009 Meeting Type: Written Consent
Record Date: JUN 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Approve Dividend Blocker Amendment
2 Amend Certificate of Incorporation to For For Management
Approve Director Amendment
3 Amend Certificate of Incorporation to For Against Management
Approve Retirement Amendment
4 Increase Authorized Preferred Stock For Against Management
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alain J.P. Belda For For Management
2 Elect Director Timothy C. Collins For For Management
3 Elect Director Jerry A. Grundhofer For For Management
4 Elect Director Robert L. Joss For For Management
5 Elect Director Andrew N. Liveris For For Management
6 Elect Director Michael E. O'Neill For For Management
7 Elect Director Vikram S. Pandit For For Management
8 Elect Director Richard D. Parsons For For Management
9 Elect Director Lawrence R. Ricciardi For For Management
10 Elect Director Judith Rodin For For Management
11 Elect Director Robert L. Ryan For For Management
12 Elect Director Anthony M. Santomero For For Management
13 Elect Director Diana L. Taylor For For Management
14 Elect Director William S. Thompson, Jr. For For Management
15 Elect Director Ernesto Zedillo For For Management
16 Ratify Auditors For For Management
17 Amend Omnibus Stock Plan For For Management
18 Amend Omnibus Stock Plan For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Amend NOL Rights Plan (NOL Pill) For For Management
21 Approve Reverse Stock Split For For Management
22 Affirm Political Non-Partisanship Against Against Shareholder
23 Report on Political Contributions Against For Shareholder
24 Report on Collateral in Derivatives Against For Shareholder
Trading
25 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
26 Stock Retention/Holding Period Against For Shareholder
27 Reimburse Expenses Incurred by Against For Shareholder
Stockholder in Contested Election of
Directors
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph J. Collins For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Gerald L. Hassell For For Management
1.9 Elect Director Jeffrey A. Honickman For For Management
1.10 Elect Director Brian L. Roberts For For Management
1.11 Elect Director Ralph J. Roberts For For Management
1.12 Elect Director Judith Rodin For For Management
1.13 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Adopt Policy on Succession Planning Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC.
Ticker: CYH Security ID: 203668108
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Elect Director W. Larry Cash For For Management
3 Elect Director H. Mitchell Watson, Jr. For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 3, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving W. Bailey, II For Did Not Vote Management
1.2 Elect Director David J. Barram For Did Not Vote Management
1.3 Elect Director Stephen L. Baum For Did Not Vote Management
1.4 Elect Director Rodney F. Chase For Did Not Vote Management
1.5 Elect Director Judith R. Haberkorn For Did Not Vote Management
1.6 Elect Director Michael W. Laphen For Did Not Vote Management
1.7 Elect Director F. Warren McFarlan For Did Not Vote Management
1.8 Elect Director Chong Sup Park For Did Not Vote Management
1.9 Elect Director Thomas H. Patrick For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
COMPUWARE CORP.
Ticker: CPWR Security ID: 205638109
Meeting Date: AUG 25, 2009 Meeting Type: Annual
Record Date: JUN 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis W. Archer For Did Not Vote Management
1.2 Elect Director Gurminder S. Bedi For Did Not Vote Management
1.3 Elect Director William O. Grabe For Did Not Vote Management
1.4 Elect Director William R. Halling For Did Not Vote Management
1.5 Elect Director Peter Karmanos, Jr. For Did Not Vote Management
1.6 Elect Director Faye Alexander Nelson For Did Not Vote Management
1.7 Elect Director Glenda D. Price For Did Not Vote Management
1.8 Elect Director W. James Prowse For Did Not Vote Management
1.9 Elect Director G. Scott Romney For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Amend Shareholder Rights Plan (Poison For Did Not Vote Management
Pill)
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Armitage For For Management
1.2 Elect Director Richard H. Auchinleck For For Management
1.3 Elect Director James E. Copeland, Jr. For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Ruth R. Harkin For For Management
1.6 Elect Director Harold W. Mcgraw III For For Management
1.7 Elect Director James J. Mulva For For Management
1.8 Elect Director Robert A. Niblock For For Management
1.9 Elect Director Harald J. Norvik For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director Bobby S. Shackouls For For Management
1.12 Elect Director Victoria J. Tschinkel For For Management
1.13 Elect Director Kathryn C. Turner For For Management
1.14 Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Report on Board Risk Management Against Against Shareholder
Oversight
4 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
5 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
6 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Adopt Goals to Reduce Emission of TRI Against Against Shareholder
Chemicals
9 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
10 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
COOPER COMPANIES, INC., THE
Ticker: COO Security ID: 216648402
Meeting Date: MAR 17, 2010 Meeting Type: Annual
Record Date: JAN 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Michael H. Kalkstein For For Management
1.3 Elect Director Jody S. Lindell For For Management
1.4 Elect Director Donald Press For For Management
1.5 Elect Director Steven Rosenberg For For Management
1.6 Elect Director Allan E. Rubenstein, For For Management
M.D.
1.7 Elect Director Robert S. Weiss For For Management
1.8 Elect Director Stanley Zinberg, M.D. For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Cummings, Jr. For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes, II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 28, 2010 Meeting Type: Annual
Record Date: NOV 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B.S. Carson, Sr., M.D. For For Management
1.2 Elect Director William H. Gates For For Management
1.3 Elect Director Hamilton E. James For For Management
1.4 Elect Director Jill S. Ruckelshaus For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 19, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Karen E. Dykstra For For Management
2 Elect Director Richard S. Forte For For Management
3 Elect Director James L. L. Tullis For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: AUG 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Swoboda For Withhold Management
1.2 Elect Director John W. Palmour For Withhold Management
1.3 Elect Director Dolph W. von Arx For Withhold Management
1.4 Elect Director Clyde R. Hosein For Withhold Management
1.5 Elect Director Robert A. Ingram For For Management
1.6 Elect Director Franco Plastina For Withhold Management
1.7 Elect Director Harvey A. Wagner For Withhold Management
1.8 Elect Director Thomas H. Werner For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEAN FOODS COMPANY
Ticker: DF Security ID: 242370104
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom C. Davis For For Management
1.2 Elect Director Gregg L. Engles For For Management
1.3 Elect Director Jim L. Turner For For Management
2 Ratify Auditors For For Management
3 Adopt Anti Gross-up Policy Against For Shareholder
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 17, 2009 Meeting Type: Annual
Record Date: MAY 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Michael S. Dell For For Management
1.4 Elect Director William H. Gray, III For Withhold Management
1.5 Elect Director Sallie L. Krawcheck For For Management
1.6 Elect Director Judy C. Lewent For For Management
1.7 Elect Director Thomas W. Luce, III For For Management
1.8 Elect Director Klaus S. Luft For For Management
1.9 Elect Director Alex J. Mandl For For Management
1.10 Elect Director Sam Nunn For Withhold Management
2 Ratify Auditors For For Management
3 Reimburse Proxy Contest Expenses Against For Shareholder
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 30, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard H. Anderson For For Management
2 Elect Director Edward H. Bastian For For Management
3 Elect Director Roy J. Bostock For For Management
4 Elect Director John S. Brinzo For For Management
5 Elect Director Daniel A. Carp For For Management
6 Elect Director John M. Engler For For Management
7 Elect Director Mickey P. Foret For For Management
8 Elect Director David R. Goode For For Management
9 Elect Director Paula Rosput Reynolds For For Management
10 Elect Director Kenneth C. Rogers For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director Douglas M. Steenland For For Management
13 Elect Director Kenneth B. Woodrow For For Management
14 Ratify Auditors For For Management
15 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
DIRECTV
Ticker: DTV Security ID: 25459L106
Meeting Date: NOV 19, 2009 Meeting Type: Special
Record Date: OCT 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Voting and Right of First For For Management
Refusal
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 8, 2010 Meeting Type: Annual
Record Date: FEB 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey S. Aronin For For Management
2 Elect Director Mary K. Bush For For Management
3 Elect Director Gregory C. Case For For Management
4 Elect Director Robert M. Devlin For For Management
5 Elect Director Cynthia A. Glassman For For Management
6 Elect Director Richard H. Lenny For For Management
7 Elect Director Thomas G. Maheras For For Management
8 Elect Director Michael H. Moskow For For Management
9 Elect Director David W. Nelms For For Management
10 Elect Director E. Follin Smith For For Management
11 Elect Director Lawrence A.Weinbach For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Defranco For Withhold Management
1.2 Elect Director Cantey Ergen For Withhold Management
1.3 Elect Director Charles W. Ergen For Withhold Management
1.4 Elect Director Steven R. Goodbarn For For Management
1.5 Elect Director Gary S. Howard For For Management
1.6 Elect Director David K. Moskowitz For Withhold Management
1.7 Elect Director Tom A. Ortolf For For Management
1.8 Elect Director Carl E. Vogel For Withhold Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel W. Bodman For For Management
2 Elect Director Richard H. Brown For For Management
3 Elect Director Robert A. Brown For For Management
4 Elect Director Bertrand P. Collomb For For Management
5 Elect Director Curtis J. Crawford For For Management
6 Elect Director Alexander M. Cutler For For Management
7 Elect Director John T. Dillon For For Management
8 Elect Director Eleuthere I. Du Pont For For Management
9 Elect Director Marillyn A. Hewson For For Management
10 Elect Director Lois D. Juliber For For Management
11 Elect Director Ellen J. Kullman For For Management
12 Elect Director William K. Reilly For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Amend Human Rights Policy to Address Against Against Shareholder
Seed Saving
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary E. Anderson For For Management
2 Elect Director Renee J. Hornbaker For For Management
3 Elect Director Thomas H. McLain For For Management
4 Ratify Auditors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
EASTMAN KODAK COMPANY
Ticker: EK Security ID: 277461109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard S. Braddock For Against Management
2 Elect Director Herald Y. Chen For For Management
3 Elect Director Adam H. Clammer For For Management
4 Elect Director Timothy M. Donahue For For Management
5 Elect Director Michael J. Hawley For Against Management
6 Elect Director William H. Hernandez For For Management
7 Elect Director Douglas R. Lebda For Against Management
8 Elect Director Debra L. Lee For For Management
9 Elect Director Delano E. Lewis For Against Management
10 Elect Director William G. Parrett For Against Management
11 Elect Director Antonio M. Perez For For Management
12 Elect Director Joel Seligman For Against Management
13 Elect Director Dennis F. Strigl For For Management
14 Elect Director Laura D'Andrea Tyson For For Management
15 Ratify Auditors For For Management
16 Amend Omnibus Stock Plan For For Management
17 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 29, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leonard S. Coleman For For Management
2 Elect Director Jeffrey T. Huber For For Management
3 Elect Director Gary M. Kusin For For Management
4 Elect Director Geraldine B. Laybourne For For Management
5 Elect Director Gregory B. Maffei For For Management
6 Elect Director Vivek Paul For For Management
7 Elect Director Lawrence F. Probst III For For Management
8 Elect Director John S. Riccitiello For For Management
9 Elect Director Richard A. Simonson For For Management
10 Elect Director Linda J. Srere For For Management
11 Approve Stock Option Exchange Program For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD
Ticker: ENH Security ID: G30397106
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John T. Baily as Director For For Management
1.2 Elect Norman Barham as Director For For Management
1.3 Elect Galen R. Barnes as Director For For Management
1.4 Elect David S. Cash as Director For For Management
1.5 Elect William M. Jewett as Director For For Management
1.6 Elect Steven W. Carlsen as Subsidiary For For Management
Director of Endurance Specialty
Insurance Ltd.
1.7 Elect David S. Cash as Subsidiary For For Management
Director of Endurance Specialty
Insurance Ltd.
1.8 Elect William M. Jewett as Subsidiary For For Management
Director of Endurance Specialty
Insurance Ltd.
1.9 Elect Alan Barlow as Subsidiary For For Management
Director of Endurance Worldwide
Holdings Limited
1.10 Elect William H. Bolinder as Subsidiary For For Management
Director of Endurance Worldwide
Holdings Limited
1.11 Elect Steven W. Carlsen as Subsidiary For For Management
Director of Endurance Worldwide
Holdings Limited
1.12 Elect David S. Cash as Subsidiary For For Management
Director of Endurance Worldwide
Holdings Limited
1.13 Elect Simon Minshall as Subsidiary For For Management
Director of Endurance Worldwide
Holdings Limited
1.14 Elect Brendan R. O'Neill as Subsidiary For For Management
Director of Endurance Worldwide
Holdings Limited
1.15 Elect Alan Barlow as Subsidiary For For Management
Director of Endurance Worldwide
Insurance Limited
1.16 Elect William H. Bolinder as Subsidiary For For Management
Director of Endurance Worldwide
Insurance Limited
1.17 Elect Steven W. Carlsen as Subsidiary For For Management
Director of Endurance Worldwide
Insurance Limited
1.18 Elect David S. Cash as Subsidiary For For Management
Director of Endurance Worldwide
Insurance Limited
1.19 Elect Simon Minshall as Subsidiary For For Management
Director of Endurance Worldwide
Insurance Limited
1.20 Elect Brendan R. O'Neill as Subsidiary For For Management
Director of Endurance Worldwide
Insurance Limited
2 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board through the Audit
Committee to Fix Their Remuneration
3 Amend 2007 Equity Incentive Plan For For Management
--------------------------------------------------------------------------------
ENERGEN CORPORATION
Ticker: EGN Security ID: 29265N108
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen D. Ban For For Management
1.2 Elect Director Julian W. Banton For For Management
1.3 Elect Director T. Michael Goodrich For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ESTEE LAUDER COMPANIES INC., THE
Ticker: EL Security ID: 518439104
Meeting Date: NOV 13, 2009 Meeting Type: Annual
Record Date: SEP 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rose Marie Bravo For For Management
1.2 Elect Director Paul J. Fribourg For For Management
1.3 Elect Director Mellody Hobson For For Management
1.4 Elect Director Irvine O. Hockaday, Jr. For For Management
1.5 Elect Director Barry S. Sternlicht For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.C. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
4 Reincorporate in Another State [from Against Against Shareholder
New Jersey to North Dakota]
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
7 Adopt Policy on Human Right to Water Against Against Shareholder
8 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
9 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals from Against For Shareholder
Products and Operations
13 Report on Risks of Alternative Against Against Shareholder
Long-term Fossil Fuel Demand Estimates
--------------------------------------------------------------------------------
FEDERAL-MOGUL CORPORATION
Ticker: FDML Security ID: 313549404
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl C. Icahn For Withhold Management
1.2 Elect Director Jose Maria Alapont For Withhold Management
1.3 Elect Director George Feldenkreis For For Management
1.4 Elect Director Vincent J. Intrieri For Withhold Management
1.5 Elect Director J. Michael Laisure For For Management
1.6 Elect Director Keith A. Meister For Withhold Management
1.7 Elect Director Daniel A. Ninivaggi For Withhold Management
1.8 Elect Director David S. Schechter For Withhold Management
1.9 Elect Director Neil S. Subin For For Management
1.10 Elect Director James H. Vandenberghe For For Management
2 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For Withhold Management
1.2 Elect Director Anthony J. Alexander For Withhold Management
1.3 Elect Director Michael J. Anderson For Withhold Management
1.4 Elect Director Carol A. Cartwright For Withhold Management
1.5 Elect Director William T. Cottle For Withhold Management
1.6 Elect Director Robert B. Heisler, Jr. For Withhold Management
1.7 Elect Director Ernest J. Novak, Jr. For Withhold Management
1.8 Elect Director Catherine A. Rein For Withhold Management
1.9 Elect Director George M. Smart For Withhold Management
1.10 Elect Director Wes M. Taylor For Withhold Management
1.11 Elect Director Jesse T. Williams, Sr. For Withhold Management
2 Ratify Auditors For For Management
3 Amend Bylaws-- Call Special Meetings Against For Shareholder
4 Stock Retention/Holding Period Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James T. Hackett For For Management
2 Elect Director Kent Kresa For For Management
3 Elect Director Nader H. Sultan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For Withhold Management
1.4 Elect Director Edsel B. Ford II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director Irvine O. Hockaday, Jr. For For Management
1.8 Elect Director Richard A. Manoogian For Withhold Management
1.9 Elect Director Ellen R. Marram For Withhold Management
1.10 Elect Director Alan Mulally For For Management
1.11 Elect Director Homer A. Neal For For Management
1.12 Elect Director Gerald L. Shaheen For For Management
1.13 Elect Director John L. Thornton For Withhold Management
2 Ratify Auditors For For Management
3 Adopt NOL Rights Plan (NOL Pill) For For Management
4 Disclose Prior Government Service Against Against Shareholder
5 Adopt Recapitalization Plan Against For Shareholder
6 Report on Political Contributions Against For Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
8 Prohibit Energy Projects Only Concerned Against Against Shareholder
With CO2 Reduction
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 10, 2009 Meeting Type: Annual
Record Date: JUN 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For Did Not Vote Management
1.2 Elect Director Lawrence S. Olanoff For Did Not Vote Management
1.3 Elect Director Nesli Basgoz For Did Not Vote Management
1.4 Elect Director William J. Candee For Did Not Vote Management
1.5 Elect Director George S. Cohan For Did Not Vote Management
1.6 Elect Director Dan L. Goldwasser For Did Not Vote Management
1.7 Elect Director Kenneth E. Goodman For Did Not Vote Management
1.8 Elect Director Lester B. Salans For Did Not Vote Management
2 Advisory Vote to Ratify Named Executive For Did Not Vote Management
Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For For Management
1.5 Elect Director H. Devon Graham, Jr. For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Bobby Lee Lackey For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Request Director Nominee with Against For Shareholder
Environmental Qualifications
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nicholas D. Chabraja For For Management
2 Elect Director James S. Crown For For Management
3 Elect Director William P. Fricks For For Management
4 Elect Director Jay L. Johnson For For Management
5 Elect Director George A. Joulwan For For Management
6 Elect Director Paul G. Kaminski For For Management
7 Elect Director John M. Keane For For Management
8 Elect Director Lester L. Lyles For For Management
9 Elect Director William A. Osborn For For Management
10 Elect Director Robert Walmsley For For Management
11 Ratify Auditors For For Management
12 Report on Space-based Weapons Program Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director William M. Castell For For Management
4 Elect Director Ann M. Fudge For For Management
5 Elect Director Susan Hockfield For For Management
6 Elect Director Jeffrey R. Immelt For For Management
7 Elect Director Andrea Jung For For Management
8 Elect Director Alan G. (A.G.) Lafley For For Management
9 Elect Director Robert W. Lane For For Management
10 Elect Director Ralph S. Larsen For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director Sam Nunn For For Management
14 Elect Director Roger S. Penske For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Provide for Cumulative Voting Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Require Independent Board Chairman Against For Shareholder
21 Report on Pay Disparity Against Against Shareholder
22 Adopt Policy Prohibiting Certain Against Against Shareholder
Directors from Serving on Key Board
Committees
23 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director John F. Cogan For For Management
1.3 Elect Director Etienne F. Davignon For For Management
1.4 Elect Director James M. Denny For For Management
1.5 Elect Director Carla A. Hills For For Management
1.6 Elect Director Kevin E. Lofton For For Management
1.7 Elect Director John W. Madigan For For Management
1.8 Elect Director John C. Martin For For Management
1.9 Elect Director Gordon E. Moore For For Management
1.10 Elect Director Nicholas G. Moore For For Management
1.11 Elect Director Richard J. Whitley For For Management
1.12 Elect Director Gayle E. Wilson For For Management
1.13 Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 24, 2009 Meeting Type: Annual
Record Date: AUG 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For Did Not Vote Management
1.2 Elect Director Thomas M. Bloch For Did Not Vote Management
1.3 Elect Director Richard C. Breeden For Did Not Vote Management
1.4 Elect Director Robert A. Gerard For Did Not Vote Management
1.5 Elect Director Len J. Lauer For Did Not Vote Management
1.6 Elect Director David B. Lewis For Did Not Vote Management
1.7 Elect Director Tom D. Seip For Did Not Vote Management
1.8 Elect Director L. Edward Shaw, Jr. For Did Not Vote Management
1.9 Elect Director Russell P. Smyth For Did Not Vote Management
1.10 Elect Director Christianna Wood For Did Not Vote Management
2 Advisory Vote to Ratify Named Executive For Did Not Vote Management
Officers' Compensation
3 Amend Omnibus Stock Plan For Did Not Vote Management
4 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS INC
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Kratz For For Management
1.2 Elect Director John V. Lovoi For For Management
1.3 Elect Director Bernard J. Duroc-Danner For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 3, 2010 Meeting Type: Annual
Record Date: JAN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans Helmerich For For Management
1.2 Elect Director Paula Marshall For For Management
1.3 Elect Director Randy A. Foutch For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HERSHEY COMPANY, THE
Ticker: HSY Security ID: 427866108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director Robert F. Cavanaugh For Withhold Management
1.3 Elect Director Charles A. Davis For For Management
1.4 Elect Director James E. Nevels For Withhold Management
1.5 Elect Director Thomas J. Ridge For For Management
1.6 Elect Director David L. Shedlarz For Withhold Management
1.7 Elect Director David J. West For For Management
1.8 Elect Director LeRoy S. Zimmerman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director N.F. Brady For Withhold Management
1.2 Elect Director G.P. Hill For For Management
1.3 Elect Director T.H. Kean For Withhold Management
1.4 Elect Director F.A. Olson For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
Ticker: HRC Security ID: 431475102
Meeting Date: MAR 4, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Giertz For For Management
1.2 Elect Director Katherine S. Napier For For Management
1.3 Elect Director Ronald A. Malone For For Management
1.4 Elect Director Eduardo R. Menasce For For Management
1.5 Elect Director John J. Greisch For For Management
2 Declassify the Board of Directors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC.
Ticker: HCBK Security ID: 443683107
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald O. Quest PhD For For Management
2 Elect Director Joseph G. Sponholz For For Management
3 Approve/Amend Executive Incentive Bonus For For Management
Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director H. William Lichtenberger For For Management
1.3 Elect Director M. Anthony Burns For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marvin D. Brailsford For For Management
2 Elect Director Susan Crown For For Management
3 Elect Director Don H. Davis, Jr. For For Management
4 Elect Director Robert C. McCormack For For Management
5 Elect Director Robert S. Morrison For For Management
6 Elect Director James A. Skinner For For Management
7 Elect Director David B. Smith, Jr. For For Management
8 Elect Director David B. Speer For For Management
9 Elect Director Pamela B. Strobel For For Management
10 Ratify Auditors For For Management
11 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
IMS HEALTH INC.
Ticker: RX Security ID: 449934108
Meeting Date: FEB 8, 2010 Meeting Type: Special
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INGRAM MICRO INC.
Ticker: IM Security ID: 457153104
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Amend Certificate of Incorporation to For For Management
Provide Directors May be Removed
Without Cause
3.1 Elect Director Howard I. Atkins For Withhold Management
3.2 Elect Director Leslie Stone Heisz For For Management
3.3 Elect Director John R. Ingram For For Management
3.4 Elect Director Orrin H. Ingram, II For For Management
3.5 Elect Director Dale R. Laurance For For Management
3.6 Elect Director Linda Fayne Levinson For For Management
3.7 Elect Director Michael T. Smith For For Management
3.8 Elect Director Gregory M.E. Spierkel For For Management
3.9 Elect Director Joe B. Wyatt For For Management
3.10 Elect Director Orrin H. Ingram, II For For Management
3.11 Elect Director Michael T. Smith For For Management
3.12 Elect Director Gregory M.E. Spierkel For For Management
3.13 Elect Director Joe B. Wyatt For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For For Management
2 Elect Director C. Black For For Management
3 Elect Director W. R. Brody For For Management
4 Elect Director K. I. Chenault For For Management
5 Elect Director M. L. Eskew For For Management
6 Elect Director S. A. Jackson For For Management
7 Elect Director A. N. Liveris For For Management
8 Elect Director W. J. McNerney, Jr. For For Management
9 Elect Director T. Nishimuro For For Management
10 Elect Director J. W. Owens For For Management
11 Elect Director S. J. Palmisano For For Management
12 Elect Director J. E. Spero For For Management
13 Elect Director S. Taurel For For Management
14 Elect Director L. H. Zambrano For For Management
15 Ratify Auditors For For Management
16 Adopt Policy on Bonus Banking Against For Shareholder
17 Provide for Cumulative Voting Against For Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 10, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors David J. Bronczek For For Management
1.2 Elect Directors Lynn Laverty Elsenhans For For Management
1.3 Elect Directors John V. Faraci For For Management
1.4 Elect Directors Stacey J. Mobley For For Management
1.5 Elect Directors John L. Townsend, III For For Management
1.6 Elect Directors William G. Walter For For Management
1.7 Elect Directors J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
ITT CORPORATION
Ticker: ITT Security ID: 450911102
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Loranger For For Management
1.2 Elect Director Curtis J. Crawford For For Management
1.3 Elect Director Christina A. Gold For For Management
1.4 Elect Director Ralph F. Hake For For Management
1.5 Elect Director John J. Hamre For For Management
1.6 Elect Director Paul J. Kern For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Surya N. Mohapatra For For Management
1.9 Elect Director Linda S. Sanford For For Management
1.10 Elect Director Markos I. Tambakeras For For Management
2 Ratify Auditors For For Management
3 Report on Foreign Military Sales Against Against Shareholder
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 21, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel S. Lavitt For For Management
1.2 Elect Director Timothy L. Main For For Management
1.3 Elect Director William D. Morean For Withhold Management
1.4 Elect Director Lawrence J. Murphy For For Management
1.5 Elect Director Frank A. Newman For For Management
1.6 Elect Director Steven A. Raymund For For Management
1.7 Elect Director Thomas A. Sansone For For Management
1.8 Elect Director David M. Stout For For Management
1.9 Elect Director Kathleen A. Walters For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
JOY GLOBAL, INC.
Ticker: JOYG Security ID: 481165108
Meeting Date: MAR 9, 2010 Meeting Type: Annual
Record Date: JAN 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Gerard For For Management
1.2 Elect Director John Nils Hanson For For Management
1.3 Elect Director Ken C. Johnsen For For Management
1.4 Elect Director Gale E. Klappa For For Management
1.5 Elect Director Richard B. Loynd For For Management
1.6 Elect Director P. Eric Siegert For For Management
1.7 Elect Director Michael W. Sutherlin For For Management
1.8 Elect Director James H. Tate For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey E. Curtiss For For Management
1.2 Elect Director William P. Utt For For Management
2 Ratify Auditors For For Management
3 Review and Assess Human Rights Policies Against For Shareholder
4 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Boneparth For For Management
2 Elect Director Steven A. Burd For For Management
3 Elect Director John F. Herma For For Management
4 Elect Director Dale E. Jones For For Management
5 Elect Director William S. Kellogg For For Management
6 Elect Director Kevin Mansell For For Management
7 Elect Director Frank V. Sica For For Management
8 Elect Director Peter M. Sommerhauser For For Management
9 Elect Director Stephanie A. Streeter For For Management
10 Elect Director Nina G. Vaca For For Management
11 Elect Director Stephen E. Watson For For Management
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For For Management
14 Reduce Supermajority Vote Requirement Against For Shareholder
15 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claude R. Canizares For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Lewis Kramer For For Management
1.4 Elect Director Alan H. Washkowitz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LENDER PROCESSING SERVICES, INC.
Ticker: LPS Security ID: 52602E102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Carbiener For For Management
1.2 Elect Director A.R. (Pete) Carpenter For Withhold Management
1.3 Elect Director John F. Farrell, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E. C. "Pete" Aldrige, For For Management
Jr.
2 Elect Director Nolan D. Archibald For For Management
3 Elect Director David B. Burritt For For Management
4 Elect Director James O. Ellis, Jr. For For Management
5 Elect Director Gwendolyn S. King For For Management
6 Elect Director James M. Loy For For Management
7 Elect Director Douglas H. McCorkindale For For Management
8 Elect Director Joseph W. Ralston For For Management
9 Elect Director James Schneider For For Management
10 Elect Director Anne Stevens For For Management
11 Elect Director Robert J. Stevens For For Management
12 Ratify Auditors For For Management
13 Report on Space-based Weapons Program Against Against Shareholder
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Baird For For Management
1.2 Elect Director Robert J. Bennett For For Management
1.3 Elect Director C. Angela Bontempo For For Management
1.4 Elect Director Robert T. Brady For Withhold Management
1.5 Elect Director Michael D. Buckley For For Management
1.6 Elect Director T. Jefferson Cunningham, For For Management
III
1.7 Elect Director Mark J. Czarnecki For For Management
1.8 Elect Director Colm E. Doherty For For Management
1.9 Elect Director Gary N. Geisel For For Management
1.10 Elect Director Patrick W.E. Hodgson For For Management
1.11 Elect Director Richard G. King For For Management
1.12 Elect Director Jorge G. Pereira For For Management
1.13 Elect Director Michael P. Pinto For For Management
1.14 Elect Director Melinda R. Rich For For Management
1.15 Elect Director Robert E. Sadler, Jr. For For Management
1.16 Elect Director Herbert L. Washington For For Management
1.17 Elect Director Robert G. Wilmers For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory H. Boyce For For Management
2 Elect Director Clarence P. Cazalot, Jr. For For Management
3 Elect Director David A. Daberko For For Management
4 Elect Director William L. Davis For For Management
5 Elect Director Shirley Ann Jackson For For Management
6 Elect Director Philip Lader For For Management
7 Elect Director Charles R. Lee For For Management
8 Elect Director Michael E. J. Phelps For For Management
9 Elect Director Dennis H. Reilley For For Management
10 Elect Director Seth E. Schofield For For Management
11 Elect Director John W. Snow For For Management
12 Elect Director Thomas J. Usher For For Management
13 Ratify Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J.W. Marriott, Jr. For For Management
2 Elect Director John W. Marriott, III For For Management
3 Elect Director Mary K. Bush For For Management
4 Elect Director Lawrence W. Kellner For For Management
5 Elect Director Debra L. Lee For For Management
6 Elect Director George Munoz For For Management
7 Elect Director Harry J. Pearce For For Management
8 Elect Director Steven S Reinemund For For Management
9 Elect Director W. Mitt Romney For For Management
10 Elect Director William J. Shaw For For Management
11 Elect Director Lawrence M. Small For For Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 22, 2009 Meeting Type: Annual
Record Date: MAY 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andy D. Bryant For For Management
1.2 Elect Director Wayne A. Budd For For Management
1.3 Elect Director John H. Hammergren For For Management
1.4 Elect Director Alton F. Irby, III For For Management
1.5 Elect Director M. Christine Jacobs For For Management
1.6 Elect Director Marie L. Knowles For For Management
1.7 Elect Director David M. Lawrence For For Management
1.8 Elect Director Edward A. Mueller For For Management
1.9 Elect Director Jane E. Shaw For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
5 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For Did Not Vote Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MILLIPORE CORPORATION
Ticker: MIL Security ID: 601073109
Meeting Date: JUN 3, 2010 Meeting Type: Special
Record Date: APR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MIRANT CORPORATION
Ticker: MIR Security ID: 60467R100
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Cason For For Management
1.2 Elect Director A.D. (Pete) Correll For For Management
1.3 Elect Director Terry G. Dallas For For Management
1.4 Elect Director Thomas H. Johnson For For Management
1.5 Elect Director John T. Miller For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Robert C. Murray For For Management
1.8 Elect Director William L. Thacker For For Management
2 Ratify Auditors For For Management
3 Adopt NOL Rights Plan (NOL Pill) For For Management
4 Amend Omnibus Stock Plan For For Management
5 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
MOLEX INCORPORATED
Ticker: MOLX Security ID: 608554101
Meeting Date: OCT 30, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle L. Collins For For Management
1.2 Elect Director Fred L. Krehbiel For For Management
1.3 Elect Director David L. Landsittel For For Management
1.4 Elect Director Joe W. Laymon For For Management
1.5 Elect Director James S. Metcalf For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Basil L. Anderson For For Management
2 Elect Director Darrell Duffie, Ph.d. For For Management
3 Elect Director Raymond W. McDaniel, Jr For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
7 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Blue For For Management
1.2 Elect Director Claiborne P. Deming For For Management
1.3 Elect Director Robert A. Hermes For For Management
1.4 Elect Director James V. Kelley For For Management
1.5 Elect Director R. Madison Murphy For For Management
1.6 Elect Director William C. Nolan, Jr. For For Management
1.7 Elect Director Neal E. Schmale For For Management
1.8 Elect Director David J. H. Smith For For Management
1.9 Elect Directors Caroline G. Theus For For Management
1.10 Elect Directors David M. Wood For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORP.
Ticker: NAV Security ID: 63934E108
Meeting Date: FEB 16, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugenio Clariond For Withhold Management
1.2 Elect Director Diane H. Gulyas For For Management
1.3 Elect Director William H. Osborne For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYB Security ID: 649445103
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Blake For For Management
1.2 Elect Director Michael J. Levine For For Management
1.3 Elect Director Guy V. Molinari For For Management
1.4 Elect Director John M. Tsimbinos For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEW YORK TIMES COMPANY, THE
Ticker: NYT Security ID: 650111107
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul E. Cesan For For Management
1.2 Elect Director Robert E. Denham For For Management
1.3 Elect Director James A. Kohlberg For For Management
1.4 Elect Director Dawn G. Lepore For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NII HOLDINGS, INC.
Ticker: NIHD Security ID: 62913F201
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. Dussek For For Management
1.2 Elect Director Donald Guthrie For For Management
1.3 Elect Director Steven M. Shindler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Wesley G. Bush For For Management
2 Elect Director Lewis W. Coleman For For Management
3 Elect Director Thomas B. Fargo For For Management
4 Elect Director Victor H. Fazio For For Management
5 Elect Director Donald E. Felsinger For For Management
6 Elect Director Stephen E. Frank For For Management
7 Elect Director Bruce S. Gordon For For Management
8 Elect Director Madeleine Kleiner For For Management
9 Elect Director Karl J. Krapek For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director Aulana L. Peters For For Management
12 Elect Director Kevin W. Sharer For For Management
13 Ratify Auditors For For Management
14 Amend Certificate of Incorporation to For For Management
Provide Shareholders the Right to Call
Special Meetings and Make Other
Revisions
15 Amend Certificate of Incorporation of For For Management
Subsidiary to Eliminate Requirement of
Shareholder Approval of Certain Actions
16 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
--------------------------------------------------------------------------------
NRG ENERGY INC
Ticker: NRG Security ID: 629377508
Meeting Date: JUL 21, 2009 Meeting Type: Proxy Contest
Record Date: JUN 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None None
1.1 Elect Director John F. Chlebowski For For Management
1.2 Elect Director Howard E. Cosgrove For For Management
1.3 Elect Director William E. Hantke For For Management
1.4 Elect Director Anne C. Schaumburg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Ratify Auditors For For Management
6 Report on Carbon Principles Against Against Shareholder
7 Change Size of Board of Directors Against Against Shareholder
8 Repeal Amendments Adopted Without Against Against Shareholder
Stockholder Approval After February 26,
2008
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None None
1.1 Elect Director Betsy S. Atkins For Did Not Vote Shareholder
1.2 Elect Director Ralph E. Faison For Did Not Vote Shareholder
1.3 Elect Director Coleman Peterson For Did Not Vote Shareholder
1.4 Elect Director Thomas C. Wajnert For Did Not Vote Shareholder
2 Change Size of Board of Directors For Did Not Vote Shareholder
3 Elect Director Donald DeFosset For Did Not Vote Shareholder
4 Elect Director Richard H. Koppes For Did Not Vote Shareholder
5 Elect Director John M. Albertine For Did Not Vote Shareholder
6 Elect Director Marjorie L. Bowen For Did Not Vote Shareholder
7 Elect Director Ralph G. Wellington For Did Not Vote Shareholder
8 Repeal Amendments Adopted Without For Did Not Vote Shareholder
Stockholder Approval After February 26,
2008
9 Amend Omnibus Stock Plan For Did Not Vote Management
10 Amend Executive Incentive Bonus Plan For Did Not Vote Management
11 Adopt Majority Voting for Uncontested For Did Not Vote Management
Election of Directors
12 Ratify Auditors For Did Not Vote Management
13 Report on Carbon Principles None Did Not Vote Shareholder
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Siegel For For Management
1.2 Elect Director Kenneth N. Berns For For Management
1.3 Elect Director Charles O. Buckner For For Management
1.4 Elect Director Curtis W. Huff For For Management
1.5 Elect Director Terry H. Hunt For For Management
1.6 Elect Director Kenneth R. Peak For For Management
1.7 Elect Director Cloyce A. Talbott For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
PEPSI BOTTLING GROUP, INC., THE
Ticker: PBG Security ID: 713409100
Meeting Date: FEB 17, 2010 Meeting Type: Special
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Harold Brown For For Management
2 Elect Director Mathis Cabiallavetta For For Management
3 Elect Director Louis C. Camilleri For For Management
4 Elect Director J. Dudley Fishburn For For Management
5 Elect Director Jennifer Li For For Management
6 Elect Director Graham Mackay For For Management
7 Elect Director Sergio Marchionne For For Management
8 Elect Director Lucio A. Noto For For Management
9 Elect Director Carlos Slim Helu For For Management
10 Elect Director Stephen M. Wolf For For Management
11 Ratify Auditors For For Management
12 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
13 Establish Supplier Human Rights Against Against Shareholder
Purchasing Protocols
--------------------------------------------------------------------------------
PLUM CREEK TIMBER COMPANY, INC.
Ticker: PCL Security ID: 729251108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick R. Holley For For Management
1.2 Elect Director Robin Josephs For For Management
1.3 Elect Director John G. McDonald For For Management
1.4 Elect Director Robert B. McLeod For For Management
1.5 Elect Director John F. Morgan, Sr. For For Management
1.6 Elect Director Marc F. Racicot For For Management
1.7 Elect Director John H. Scully For For Management
1.8 Elect Director Stephen C. Tobias For For Management
1.9 Elect Director Martin A. White For For Management
2 Ratify Auditors For For Management
3 Amend Vote Requirements to Amend Against Against Shareholder
Articles/Bylaws/Charter
--------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC., THE
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard O. Berndt For For Management
2 Elect Director Charles E. Bunch For For Management
3 Elect Director Paul W. Chellgren For For Management
4 Elect Director Robert N. Clay For For Management
5 Elect Director Kay Coles James For For Management
6 Elect Director Richard B. Kelson For For Management
7 Elect Director Bruce C. Lindsay For For Management
8 Elect Director Anthony A. Massaro For For Management
9 Elect Director Jane G. Pepper For For Management
10 Elect Director James E. Rohr For For Management
11 Elect Director Donald J. Shepard For For Management
12 Elect Director Lorene K. Steffes For For Management
13 Elect Director Dennis F. Strigl For For Management
14 Elect Director Stephen G. Thieke For For Management
15 Elect Director Thomas J. Usher For For Management
16 Elect Director George H. Walls, Jr. For For Management
17 Elect Director Helge H. Wehmeier For For Management
18 Ratify Auditors For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
21 TARP Related Compensation Against For Shareholder
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart E. Graham For For Management
1.2 Elect Director Stuart Heydt For For Management
1.3 Elect Director Craig A. Rogerson For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kenneth I. Chenault For Did Not Vote Management
2 Elect Director Scott D. Cook For Did Not Vote Management
3 Elect Director Rajat K. Gupta For Did Not Vote Management
4 Elect Director A.G. Lafley For Did Not Vote Management
5 Elect Director Charles R. Lee For Did Not Vote Management
6 Elect Director Lynn M. Martin For Did Not Vote Management
7 Elect Director Robert A. McDonald For Did Not Vote Management
8 Elect Director W. James McNerney, Jr. For Did Not Vote Management
9 Elect Director Johnathan A. Rodgers For Did Not Vote Management
10 Elect Director Ralph Snyderman For Did Not Vote Management
11 Elect Director Mary Agnes Wilderotter For Did Not Vote Management
12 Elect Director Patricia A. Woertz For Did Not Vote Management
13 Elect Director Ernesto Zedillo For Did Not Vote Management
14 Ratify Auditors For Did Not Vote Management
15 Amend Code of Regulations For Did Not Vote Management
16 Approve Omnibus Stock Plan For Did Not Vote Management
17 Provide for Cumulative Voting Against Did Not Vote Shareholder
18 Advisory Vote to Ratify Named Executive Against Did Not Vote Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: DEC 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry C. Johnson For For Management
1.2 Elect Director William T. McCormick, For For Management
Jr.
1.3 Elect Director Keith D. Nosbusch For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: SEP 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Brenda C. Barnes For Did Not Vote Management
2 Elect Director Christopher B. Begley For Did Not Vote Management
3 Elect Director Crandall C. Bowles For Did Not Vote Management
4 Elect Director Virgis W. Colbert For Did Not Vote Management
5 Elect Director James S. Crown For Did Not Vote Management
6 Elect Director Laurette T. Koellner For Did Not Vote Management
7 Elect Director Cornelis J.A. Van Lede For Did Not Vote Management
8 Elect Director Dr. John McAdam For Did Not Vote Management
9 Elect Director Sir Ian Prosser For Did Not Vote Management
10 Elect Director Norman R. Sorensen For Did Not Vote Management
11 Elect Director Jeffrey W. Ubben For Did Not Vote Management
12 Elect Director Jonathan P. Ward For Did Not Vote Management
13 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For Did Not Vote Management
Acquisition
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date: FEB 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect P. Camus as Director For For Management
1.2 Elect P. Currie as Director For For Management
1.3 Elect J.S. Gorelick as Director For For Management
1.4 Elect A. Gould as Director For For Management
1.5 Elect T. Isaac as Director For For Management
1.6 Elect K.V. Kamath as Director For For Management
1.7 Elect N. Kudryavtsev as Director For For Management
1.8 Elect A. Lajous as Director For For Management
1.9 Elect M.E. Marks as Director For For Management
1.10 Elect L.R. Reif as Director For For Management
1.11 Elect T.I. Sandvold as Director For For Management
1.12 Elect H. Seydoux as Director For For Management
2 Adopt and Approve Financials and For For Management
Dividends
3 Approve 2010 Omnibus Stock Incentive For For Management
Plan
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Ticker: S Security ID: 852061100
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director Robert R. Bennett For For Management
2 Election Director Gordon M. Bethune For For Management
3 Election Director Larry C. Glasscock For For Management
4 Election Director James H. Hance, Jr. For For Management
5 Election Director Daniel R. Hesse For For Management
6 Election Director V. Janet Hill For For Management
7 Election Director Frank Ianna For For Management
8 Election Director Sven-Christer Nilsson For For Management
9 Election Director William R. Nuti For For Management
10 Election Director Rodney O' Neal For For Management
11 Ratify Auditors For For Management
12 Approve Repricing of Options For For Management
13 Report on Political Contributions Against For Shareholder
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director John G. Breen For Withhold Management
1.3 Elect Director George W. Buckley For For Management
1.4 Elect Director Virgis W. Colbert For Withhold Management
1.5 Elect Director Manuel A. Fernandez For For Management
1.6 Elect Director Benjamin H. Griswold, IV For For Management
1.7 Elect Director Anthony Luiso For For Management
1.8 Elect Director John F. Lundgren For Withhold Management
1.9 Elect Director Robert L. Ryan For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 24, 2010 Meeting Type: Annual
Record Date: JAN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Schultz For For Management
1.2 Elect Director Barbara Bass For For Management
1.3 Elect Director William W. Bradley For For Management
1.4 Elect Director Mellody Hobson For For Management
1.5 Elect Director Kevin R. Johnson For For Management
1.6 Elect Director Olden Lee For For Management
1.7 Elect Director Sheryl Sandberg For For Management
1.8 Elect Director James G. Shennan, Jr. For For Management
1.9 Elect Director Javier G. Teruel For For Management
1.10 Elect Director Myron E. Ullman, III For For Management
1.11 Elect Director Craig E. Weatherup For For Management
2 Ratify Auditors For For Management
3 Adopt Comprehensive Recycling Strategy Against Against Shareholder
for Beverage Containers
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard E. Cox, Jr. For For Management
1.2 Elect Director Srikant M. Datar, Ph.D. For For Management
1.3 Elect Director Donald M. Engelman, For For Management
Ph.D.
1.4 Elect Director Louise L. Francesconi For For Management
1.5 Elect Director Howard L. Lance For For Management
1.6 Elect Director Stephen P. MacMillan For For Management
1.7 Elect Director William U. Parfet For For Management
1.8 Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: JAVA Security ID: 866810203
Meeting Date: DEC 17, 2009 Meeting Type: Annual
Record Date: OCT 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott G. McNealy For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director Stephen M. Bennett For Against Management
1.4 Elect Director Peter L.S. Currie For For Management
1.5 Elect Director Robert J. Finocchio, Jr. For For Management
1.6 Elect Director James H. Greene, Jr. For For Management
1.7 Elect Director Michael E. Marks For For Management
1.8 Elect Director Rahul N. Merchant For For Management
1.9 Elect Director Patricia E. Mitchell For For Management
1.10 Elect Director M. Kenneth Oshman For Against Management
1.11 Elect Director P. Anthony Ridder For Against Management
1.12 Elect Director Jonathan I. Schwartz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUPERVALU INC.
Ticker: SVU Security ID: 868536103
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald R. Chappel For For Management
2 Elect Director Irwin S. Cohen For For Management
3 Elect Director Ronald E. Daly For For Management
4 Elect Director Susan E. Engel For For Management
5 Elect Director Craig R. Herkert For For Management
6 Elect Director Charles M. Lillis For For Management
7 Elect Director Steven S. Rogers For For Management
8 Elect Director Matthew E. Rubel For For Management
9 Elect Director Wayne C. Sales For For Management
10 Elect Director Kathi P. Seifert For For Management
11 Ratify Auditors For For Management
12 Company Request on Advisory Vote on For For Management
Executive Compensation
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 18, 2009 Meeting Type: Annual
Record Date: SEP 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jonathan Golden For For Management
2 Elect Director Joseph A. Hafner. Jr. For For Management
3 Elect Director Nancy S. Newcomb For For Management
4 Elect Director Kenneth F. Spitler For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Omnibus Stock Plan For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Adopt Principles for Health Care Reform Against Against Shareholder
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward C. Bernard For For Management
2 Elect Director James T. Brady For For Management
3 Elect Director J. Alfred Broaddus, Jr. For For Management
4 Elect Director Donald B. Hebb, Jr. For For Management
5 Elect Director James A.C. Kennedy For For Management
6 Elect Director Brian C. Rogers For For Management
7 Elect Director Alfred Sommer, PHD For For Management
8 Elect Director Dwight S. Taylor For For Management
9 Elect Director Anne Marie Whittemore For For Management
10 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TECH DATA CORPORATION
Ticker: TECD Security ID: 878237106
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles E. Adair For For Management
2 Elect Director Maximilian Ardelt For For Management
3 Elect Director Harry J. Harczak, Jr. For For Management
4 Elect Director Savio W. Tung For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Ellis "Jeb" Bush For For Management
2 Elect Director Trevor Fetter For For Management
3 Elect Director Brenda J. Gaines For For Management
4 Elect Director Karen M. Garrison For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director J. Robert Kerrey For For Management
7 Elect Director Floyd D. Loop, M.D. For For Management
8 Elect Director Richard R. Pettingill For For Management
9 Elect Director James A. Unruh For For Management
10 Amend Omnibus Stock Plan For For Management
11 Amend Qualified Employee Stock Purchase For For Management
Plan
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TERRA INDUSTRIES INC.
Ticker: TRA Security ID: 880915103
Meeting Date: NOV 20, 2009 Meeting Type: Proxy Contest
Record Date: OCT 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None None
1.1 Elect Director Martha O. Hesse For Did Not Vote Management
1.2 Elect Director Dennis McGlone For Did Not Vote Management
1.3 Elect Director Henry R. Slack For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Card) None None
1.1 Elect Director John N. Lilly For For Shareholder
1.2 Elect Director David A. Wilson For For Shareholder
1.3 Elect Director Irving B. Yoskowitz For For Shareholder
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R.W. Babb, Jr. For For Management
2 Elect Director D.L. Boren For For Management
3 Elect Director D.A. Carp For For Management
4 Elect Director C.S. Cox For For Management
5 Elect Director D.R. Goode For For Management
6 Elect Director S.P. MacMillan For For Management
7 Elect Director P.H. Patsley For For Management
8 Elect Director W.R. Sanders For For Management
9 Elect Director R.J. Simmons For For Management
10 Elect Director R.K. Templeton For For Management
11 Elect Director C.T. Whitman For For Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 8, 2009 Meeting Type: Annual
Record Date: OCT 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil D. Chrisman For For Management
1.2 Elect Director Alan Siegel For For Management
1.3 Elect Director Geoffrey A. Thompson For For Management
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carole Black For Against Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For Against Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For Against Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For Against Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratification Of Auditors For For Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Deborah C. Wright For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Reduce Supermajority Vote Requirement Against For Shareholder
17 Stock Retention/Holding Period Against For Shareholder
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
TORCHMARK CORPORATION
Ticker: TMK Security ID: 891027104
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Lloyd W. Newton For For Management
1.3 Elect Director Darren M. Rebelez For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Rescind Fair Price Provision For For Management
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 5, 2010 Meeting Type: Annual
Record Date: DEC 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Tyson For For Management
1.2 Elect Director John Tyson For For Management
1.3 Elect Director Lloyd V. Hackley For Withhold Management
1.4 Elect Director Jim Kever For For Management
1.5 Elect Director Kevin M. McNamara For Withhold Management
1.6 Elect Director Brad T. Sauer For Withhold Management
1.7 Elect Director Robert Thurber For Withhold Management
1.8 Elect Director Barbara A. Tyson For For Management
1.9 Elect Director Albert C. Zapanta For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Report on Water Pollution Prevention Against For Shareholder
Measures
5 Report on Reducing Environmental Against For Shareholder
Impacts
6 Phase Out Antibiotics in Animal Feed Against Against Shareholder
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas M. Baker, Jr. For For Management
2 Elect Director Y. Marc Belton For For Management
3 Elect Director Victoria Buyniski For For Management
Gluckman
4 Elect Director Arthur D. Collins, Jr. For For Management
5 Elect Director Richard K. Davis For For Management
6 Elect Director Joel W. Johnson For For Management
7 Elect Director Olivia F. Kirtley For For Management
8 Elect Director Jerry W. Levin For For Management
9 Elect Director David B. O'Maley For For Management
10 Elect Director O'dell M. Owens, M.D., For For Management
M.P.H.
11 Elect Director Richard G. Reiten For For Management
12 Elect Director Craig D. Schnuck For For Management
13 Elect Director Patrick T. Stokes For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Michael J. Burns For For Management
1.3 Elect Director D. Scott Davis For For Management
1.4 Elect Director Stuart E. Eizenstat For For Management
1.5 Elect Director Michael L. Eskew For For Management
1.6 Elect Director William R. Johnson For For Management
1.7 Elect Director Ann M. Livermore For Withhold Management
1.8 Elect Director Rudy Markham For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Jean-Pierre Garnier, For For Management
Ph.D.
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Carlos M. Gutierrez For For Management
1.6 Elect Director Edward A. Kangas For For Management
1.7 Elect Director Charles R. Lee For For Management
1.8 Elect Director Richard D. McCormick For For Management
1.9 Elect Director Harold McGraw, III For For Management
1.10 Elect Director Richard B. Myers For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director Andre Villeneuve For For Management
1.13 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 20, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Matschullat For For Management
1.2 Elect Director Cathy E. Minehan For For Management
1.3 Elect Director David J. Pang For For Management
1.4 Elect Director William S. Shanahan For For Management
1.5 Elect Director John A. Swainson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 13, 2010 Meeting Type: Annual
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Davis For For Management
1.2 Elect Director William C. Foote For For Management
1.3 Elect Director Mark P. Frissora For For Management
1.4 Elect Director Alan G. McNally For For Management
1.5 Elect Director Nancy M. Schlichting For For Management
1.6 Elect Director David Y. Schwartz For For Management
1.7 Elect Director Alejandro Silva For For Management
1.8 Elect Director James A. Skinner For For Management
1.9 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
5 Performance-Based Equity Awards Against For Shareholder
6 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
WALTER ENERGY, INC.
Ticker: WLT Security ID: 93317Q105
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Clark, Jr. For For Management
1.2 Elect Director Jerry W. Kolb For For Management
1.3 Elect Director Patrick A. Kriegshauser For For Management
1.4 Elect Director Joseph B. Leonard For For Management
1.5 Elect Director Bernard G. Rethore For For Management
1.6 Elect Director George R. Richmond For For Management
1.7 Elect Director Michael T. Tokarz For For Management
1.8 Elect Director A.J. Wagner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sheila P. Burke For For Management
2 Elect Director George A. Schaefer, Jr. For For Management
3 Elect Director Jackie M. Ward For For Management
4 Ratify Auditors For For Management
5 Report on Conversion to Non-Profit Against Against Shareholder
Status
6 Report on Lobbying Expenses Against Against Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
8 Reincorporate in Another State [from Against For Shareholder
Indiana to Delaware]
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For For Management
7 Election Director Richard D. McCormick For For Management
8 Election Director Mackey J. McDonald For For Management
9 Election Director Cynthia H. Milligan For For Management
10 Elect Director Nicholas G. Moore For For Management
11 Elect Director Philip J. Quigley For Against Management
12 Elect Director Judith M. Runstad For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Elect Director Robert K. Steel For For Management
15 Elect Director John G. Stumpf For For Management
16 Elect Director an G. Swenson For For Management
17 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
18 Increase Authorized Common Stock For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
21 Require Independent Board Chairman Against For Shareholder
22 Report on Charitable Contributions Against Against Shareholder
23 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION
Ticker: WLL Security ID: 966387102
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Aller For For Management
1.2 Elect Director Thomas P. Briggs For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: JUL 20, 2009 Meeting Type: Annual
Record Date: JUN 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Robert M. Amen For Against Management
3.2 Elect Director Michael J. Critelli For Against Management
3.3 Elect Director Frances D. Fergusson For For Management
3.4 Elect Director Victor F. Ganzi For Against Management
3.5 Elect Director Robert Langer For For Management
3.6 Elect Director John P. Mascotte For Against Management
3.7 Elect Director Raymond J. McGuire For Against Management
3.8 Elect Director Mary Lake Polan For For Management
3.9 Elect Director Bernard Poussot For For Management
3.10 Elect Director Gary L. Rogers For Against Management
3.11 Elect Director John R. Torell III For For Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against For Shareholder
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: FEB 5, 2010 Meeting Type: Special
Record Date: DEC 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
XTO ENERGY INC.
Ticker: XTO Security ID: 98385X106
Meeting Date: JUN 25, 2010 Meeting Type: Special
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Betsy J. Bernard For For Management
2 Elect Director Marc N. Casper For For Management
3 Elect Director David C. Dvorak For For Management
4 Elect Director Larry C. Glasscock For For Management
5 Elect Director Robert A. Hagemann For For Management
6 Elect Director Arthur J. Higgins For For Management
7 Elect Director John L. McGoldrick For For Management
8 Elect Director Cecil B. Pickett, Ph.D. For For Management
9 Ratify Auditors For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Guggenheim Enhanced Equity Income Fund
--------------------------------------
By: /s/ J. Thomas Futrell
---------------------
Name: J. Thomas Futrell
Title: Chief Executive Officer
Date: August 20, 2010