|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
| |||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
| Restricted Stock Units | Â | Â | Â | Â | Â | Â | Â (2) | Â (2) | Common Stock | Â | 169 | Â | ||
| Restricted Stock Units | Â | Â | Â | Â | Â | Â | Â (3) | Â (3) | Common Stock | Â | 135 | Â | ||
| Restricted Stock Units | Â | Â | Â | Â | Â | Â | Â (4) | Â (4) | Common Stock | Â | 83 | Â | ||
| Phantom Stock | Â | Â | Â | Â | Â | Â | Â (5) | Â (5) | Common Stock | Â | 3,435 | Â | ||
| Phantom Stock | Â | Â | Â | Â | Â | Â | Â (5) | Â (5) | Common Stock | Â | 1,764 | Â | ||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Clement Michael Joseph P.O. BOX 1067 JACKSON, WY 83001 |
 X |  |  |  |
| /s/ Diane McDonald, Attorney-in-Fact | 02/13/2019 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each restricted stock unit represents a contingent right to receive one share of BMTC common stock. |
| (2) | Represents Restricted Stock Units granted under the Bryn Mawr Bank Corporation Amended and Restated 2010 Long-Term Incentive Plan ("LTIP") that, subject to certain conditions, will vest on August 9, 2021. |
| (3) | On August 11, 2017, the reporting person was granted 202 Restricted Stock Units under the LTIP that are subject to time-based vesting in three annual installments, which began August 11, 2018. |
| (4) | On August 12, 2016, the reporting person was granted 247 Restricted Stock Units under the LTIP that are subject to time-based vesting in three annual installments, which began August 12, 2017. |
| (5) | Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash, upon the reporting person's termination of service as a director. |
| (6) | All phantom stock units were acquired at the then current per share market value of Bryn Mawr Bank Corporation common stock as of the date the units were credited to the Reporting Person's account under the Plan. |
| (7) | Held in Bryn Mawr Trust Company Deferred Compensation Plan for Directors. |
| (8) | Held in Bryn Mawr Bank Corporation Deferred Compensation Plan for Directors. |