UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58
For the Quarterly Period Ended March 31, 2002
ENTERGY CORPORATION
(a Delaware corporation)
639 Loyola Avenue
New Orleans, Louisiana 70113
Telephone (504) 576-4000
_________________________________________________________________
_
(Name of registered holding company and address of principal
executive offices)
ITEM 1 - ORGANIZATION CHART
Name of Energy or Percentage
reporting gas Date of State of of voting
company related organization organization securities Nature of
company held business
Entergy Energy November 3, Delaware a 100% Holding
Holdings, related 1997 owned company
Inc. (EHI) business subsidiary investing in
of Entergy miscellaneous
Corporation energy
related
companies.
Entergy Energy January 28, Delaware a 100% Production,
Thermal, related 1999 owned sale, and
LLC business subsidiary distribution
(Entergy of EHI of thermal
Thermal) energy
products.
Entergy Energy January 28, Delaware a 100% Energy
Business related 1999 owned management
Solutions, business subsidiary services.
LLC (EBS) of EHI
Entergy Energy February 25, Delaware a 100% Holding
Power related 1999 owned company
Holdings business subsidiary investing in
USA of Entergy qualifying
Corporation Corporation facilities.
(EPH)
Entergy Energy February 25, Delaware a 100% Development
Power RS related 1999 owned and ownership
Corporation business subsidiary of qualifying
(EPRS) of EPH facilities.
TLG Energy December 30, Connecticut a 100% Provide field
Services, related 1986 owned services for
Inc. (TLG) business subsidiary the
of Entergy decommissioni
Nuclear, ng of fossil
Inc. and nuclear
plants
Entergy Energy August 30, Texas a 99% Provide
Solutions related 2000 limited competitive
Ltd. business partner energy
(ESLTD) interest service and
held by electric
Entergy sales
Retail
Holding
Company and
a 1%
general
partner
interest
held by
Entergy
Retail
Texas, Inc.
ITEM 1 - ORGANIZATION CHART (cont'd)
Name of Energy or Percentage
reporting gas Date of State of of voting
company related organization organization securities Nature of
company held business
Entergy- Energy January 25, 2001 Delaware a 49.5% Energy
Koch related limited marketing
Trading, LP business partner and
(EKTLP) interest brokering.
and a 0.5%
general
partner
interest,
in each
case
indirectly
held by
Entergy
Power
Internation
al Holding
Corp.
EWO GP LLC Energy October 30, 2000 Delaware a 100% Holding
(EWOGP) related owned company
business subsidiary investing in
of EWO energy
Marketing commodity
Holding, brokering
LLC and related
services.
EWO Energy October 30, 2000 Delaware a 99% Energy
Marketing, related limited marketing
L.P. (EWOM) business partner and
interest brokering.
held by EWO
Marketing
Holding,
LLC and a
1% general
partner
interest
held by EWO
GP LLC
Entergy Energy March 5, 2001 Texas a 99% Price-to-
Solutions related limited Beat retail
Select Ltd. business partner electric
(ESSL) interest provider
held by
Entergy PTB
Holding
Company and
a 1%
general
partner
interest
held by
Entergy
Select LLC
ITEM 1 - ORGANIZATION CHART (cont'd)
Name of Energy or Percentage
reporting gas Date of State of of voting
company related organization organization securities Nature of
company held business
Entergy Energy June 5, 2001 Texas a 99% Provider of
Solutions related limited Last Resort
Essentials business partner retail
Ltd. (ESEL) interest electric
held by provider
Entergy
PTB
Holding
Company
and a 1%
general
partner
interest
held by
Entergy
Select LLC
Entergy Energy July 16, 2001 Delaware a 100% Production,
Thermal- related owned sale, and
UNO, LLC business subsidiary distribution
(Entergy of Entergy of thermal
Thermal- Corporation energy
UNO) products.
Entergy Energy February 15, Delaware a 100% Holding
Nuclear PFS related 2002 owned company for
Company business subsidiary investment in
(ENPFS) of Entergy Private Fuel
(new) Nuclear, Storage, LLC
Inc.
Private Energy February 21, Delaware a 9.9% Development,
Fuel related 2002 Class A ownership,
Storage LLC business member and operation
(Private interest of a spent
Fuel held by nuclear fuel
Storage) ENPFS storage
(new) facility
Tradespark Entergy - Delaware a 5.53% Electronic
(new) related limited commodity
business partner marketplace
interest for North
indirectly America
held by wholesale
EKTLP transactions
in physical
and financial
products.
EHI Activities
During the quarterly period ended March 31, 2002, EHI acted
as a holding company engaged in investment in energy related
companies consistent with Rule 58.
Entergy Thermal Activities
During the quarterly period ended March 31, 2002, Entergy
Thermal operated a district cooling and heating system in New
Orleans, Louisiana.
EBS Activities
During the quarterly period ended March 31, 2002, EBS was
inactive, but in the future intends to engage in energy
management services.
EPH Activities
During the quarterly period ended March 31, 2002, EPH acted
as a holding company with respect to Entergy's investments in
"qualifying facilities" (QFs) under the Public Utility Regulatory
Policies Act of 1978 (PURPA).
EPRS Activities
During the quarterly period ended March 31, 2002, EPRS
engaged in the development, acquisition and ownership of a 50%
interest in RS Cogen LLC. RS Cogen LLC is developing, and will
own and operate, a 425 MW cogeneration facility in Louisiana
which is a QF under PURPA.
TLG Activities
During the quarterly period ended March 31, 2002, TLG
provided field services in decontamination, decommissioning,
radiological health and safety, industrial safety, radiological
and hazardous/toxic waste management and disposal.
ESLTD Activities
ESLTD is currently serving 1,900 pilot customer in the ERCOT
market in Texas. ESLTD is purchasing power on the ERCOT
imbalance market for its Texas Pilot customers. During the
quarterly period ended March 31, 2002, ESLTD had immaterial
revenues.
EKTLP Activities
During the quarterly period ended March 31, 2002, EKTLP
engaged in the business of brokering and marketing of energy
commodities, including but not limited to electricity, natural or
manufactured gas, and other combustible fuels. These services
were provided to electric utilities, power marketers, electric
and municipal cooperatives, and various other customers.
EWOGP Activities
During the quarterly period ended March 31, 2002, EWO acted
as a holding company for investing in energy commodity brokering
and related services.
EWOM Activities
During the quarterly period ended March 31, 2002, EWOM
engaged in the business of managing the power produced by
electric generation assets of affiliates and third-party
customers as well as fulfilling the electric energy needs of
third party customers under long-term contracts. The third-party
customers are principally electric utilities and municipal
cooperatives.
ESSL Activities
During the quarterly period ended March 31, 2002, ESSL was
in its formative stage and in the future intends to engage in
providing price-to-beat energy service and electric sales.
ESEL Activities
During the quarterly period ended March 31, 2002, ESEL was
in its formative stage and in the future intends to engage in
providing energy service and electric sales as the provider of
last resort.
Entergy Thermal-UNO Activities
During the quarterly period ended March 31, 2002, Entergy
Thermal-UNO was in its formative state and in the future intends
to engage in the production, sale, and distribution of thermal
energy products at the University of New Orleans.
ENPFS Activities
During the quarterly period ended March 31, 2002, ENPFS was
formed to hold Entergy's 12.9% member interest in Private Fuel
Storage (including a 9.9% Class A member interest with voting
rights).
Private Fuel Storage Activities
During the quarterly period ended March 31, 2002, Private
Fuel Storage continued efforts relating to obtaining a Nuclear
Regulatory Commission license for the proposed spent nuclear fuel
storage facility.
Tradespark
Electronic commodity marketplace for North America wholesale
transactions in physical and financial products.
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL
CONTRIBUTIONS
Company Type of Principal Cost of Person Collateral Considera-
issuing security amount of Issue or capital to whom given tion
security issued security renewal security with received
was security for each
issued security
ENPFS Common N/A Issue N/A Entergy N/A $1.00
Stock Nuclear, per
Inc. share
$1,000
Company Amount of
receiving capital
Company contributing capital capital contribution
Entergy Retail Holding Company ESLTD $ 990,000
Entergy Retail Texas, Inc. ESLTD $ 10,000
Entergy PTB Holding Company ESSL $1,732,500
Entergy Select LLC ESSL $ 17,500
Entergy Corporation EHI $ 300,000
EHI EBS $ 100,000
Entergy Nuclear, Inc. TLG $2,750,000
Entergy Nuclear, Inc. ENPFS $ 627,366
ENPFS Private Fuel Storage $ 628,366
ITEM 3 - ASSOCIATE TRANSACTIONS
Part I - Transactions Performed by Reporting Companies on Behalf
of Associate Companies
Reporting Associate
company company Types of Indirect
rendering receiving services Direct costs Cost of Total
services services rendered costs charged capital amount
charged billed
EHI EBS Professional $(6,442) -0- N/A $(6,442)
services and
back office
support
EHI Entergy Same as $(15,033) -0- N/A $(15,033)
Thermal above
Part II - Transactions Performed by Associate Companies on Behalf
of Reporting Companies
Associate Reporting
company company Types of Direct Indirect Total
rendering receiving services costs costs Cost of amount
services services rendered charged charged capital billed
Entergy EHI Professional $ 49,133 $-0- N/A $ 49,133
Enterprises, services and
Inc. back office
(EEI) support
EEI Entergy Same as $ 89,584 $-0- N/A $ 89,584
Thermal above
EEI EBS Same as $ 5,576 $-0- N/A $ 5,576
above
EEI ESSL Same as $960,952 $-0- N/A $960,952
above
EEI ESEL Same as $ 6,696 $-0- N/A $ 6,696
above
EEI ESLTD Same as $703,577 $-0- N/A $703,577
above
EEI EPRS Same as $109,484 $-0- N/A $109,484
above
EEI EWOM Same as $189,927 $-0- N/A $189,927
above
EEI TLG Same as $ 57,114 $-0- N/A $ 57,114
above
Part II - Transactions Performed by Associate Companies on Behalf
of Reporting Companies - Continued
Associate Reporting
company company Types of Indirect
rendering receiving services Direct costs Cost of Total
services services rendered costs charged capital amount
charged billed
Entergy ESLTD Same as $ 7,046 $-0- N/A $ 7,046
Solutions above
Management
Services
LLC
Entergy ESSL Same as $134,586 $-0- N/A $134,586
Solutions above.
Management
Services
LLC
Entergy ESLTD Same as $(15,607) $-0- N/A $(15,607)
Solutions above
Supply LTD.
Entergy ESSL Same as $495,709 $-0- N/A $495,709
Solutions above
Supply LTD.
Entergy ESLTD Same as $(45,257) $-0- N/A $(45,257)
Retail above
Texas, Inc.
Entergy ESSL Same as $ (6,783) $-0- N/A $ (6,783)
Retail above
Texas, Inc.
Entergy TLG Same as $359,042 $-0- N/A $359,042
Nuclear above
Operations,
Inc.
Entergy TLG Same as $318,601 $-0- N/A $318,601
Nuclear, above
Inc.
Entergy EPRS Same as $ 1,090 $-0- N/A $ 1,090
Power above
Operations
U.S., Inc.
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies:
Total consolidated capitalization as of $16,385,044,000 Line 1
March 31, 2002
Total capitalization multiplied by 15% 2,457,756,600 Line 2
(line 1 multiplied by 0.15)
Greater of $50 million or line 2 2,457,756,600 Line 3
Total current aggregate investment:
Energy marketing and brokering (ESLTD, EKTLP,
EWO, EWOM, ESSL, Tradespark, and ESEL) 335,974,092
Energy related technical and similar services
(EHI, Entergy Thermal, Entergy Thermal -
UNO, EBS, and TLG) 57,872,121
Development and ownership of QFs (EPH and
EPRS) 30,207,000
Ownership, operation, and servicing of fuel
procurement, transportation handling, and
storage facilities (ENPFS and Private Fuel
Storage) 628,366
-------------
Total current aggregate investment* 424,681,579 Line 4
-------------
Difference between the greater of $50 million
or 15% of capitalization and the total
aggregate investment of the registered
holding company system (line 3 less line 4) $2,033,075,021 Line 5
==============
ITEM 5 - OTHER INVESTMENTS
Major line of Other Other Reason for
energy-related investment in investment in difference in
business last U-9C-3 this U-9C-3 other
report report investment
N/A -0- -0- N/A
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
A. Financial Statements
Filed under confidential treatment pursuant to Rule 104(b).
B. Exhibits
1. Certificate of filing of Form U-9C-3 for the 4th Quarter of
2001 with interested state commissions and municipal regulator.
SIGNATURE
Pursuant to the requirements of the Public Utility Holding
Company Act of 1935, the registrant has duly caused this report
to be signed on its behalf by the undersigned hereunto duly
authorized.
Entergy Corporation
By: /s/ Nathan E. Langston
Nathan E. Langston
Senior Vice President and Chief
Accounting Officer
Dated: May 29, 2002