| UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT |
| Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
| Date of Report (Date of earliest event reported): April 15, 2008 |
| EATON VANCE CORP. | ||||
| (Exact name of registrant as specified in its charter) | ||||
| Maryland | 1-8100 | 04-2718215 | ||
| (State or other jurisdiction | (Commission File Number) | (IRS Employer Identification No.) | ||
| of incorporation) | ||||
| 255 State Street, Boston, Massachusetts | 02109 | |||
| (Address of principal executive offices) | (Zip Code) | |||
| Registrant’s telephone number, including area code: (617) 482-8260 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
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| INFORMATION INCLUDED IN THE REPORT |
Item 7.01 Regulation FD Disclosure
Registrant reported their preliminary assets under management, as described in Registrant’s news release dated April 15, 2008, a copy of which is filed herewith as Exhibit 99.1 and incorporated herein by reference.
| Item 9.01 | Financial Statements and Exhibits | |||
|
Exhibit No. |
Document | |||
|
99.1 |
Press Release issued by the Registrant dated April 15, 2008 | |||
| reporting the preliminary assets under management. | ||||
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| SIGNATURES |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| EATON VANCE CORP. | ||||
| (Registrant) | ||||
| Date: | April 16, 2008 | /s/ Robert J. Whelan | ||
| Robert J. Whelan, Chief Financial Officer | ||||
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| EXHIBIT INDEX |
Each exhibit is listed in this index according to the number assigned to it in the exhibit table set forth in Item 601 of Regulation S-K. The following exhibit is filed as part of this Report:
| Exhibit No. | Description | |
| 99.1 | Copy of Registrant's news release dated April 15, 2008 reporting the | |
| preliminary assets under management. | ||
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| Exhibit 99.1 |
| April 15, 2008 |
| FOR IMMEDIATE RELEASE |
| Eaton Vance Reports March 31, 2008 Assets Under Management |
Boston, MA – Eaton Vance Corp. today reported assets under management of $150.9 billion on March 31, 2008. This compares to $152.9 billion on January 31, 2008.
| Assets Under Management | ||||||
| (in billions) | ||||||
| 3/31/2008 | 1/31/2008 | |||||
| By client type: | ||||||
| Funds | $ 111.3 | $ 114.4 | ||||
| Retail managed accounts | 15.4 | 14.7 | ||||
| Institutional separate accounts | 11.7 | 11.8 | ||||
| High net worth separate accounts | 12.5 | 12.0 | ||||
|
| ||||||
| Total | $ 150.9 | $ 152.9 | ||||
| By asset category: | ||||||
| Equity(1) | $ 101.4 | $ 101.4 | ||||
| Fixed (2) | 31.2 | 32.1 | ||||
| Floating Rate | 18.3 | 19.4 | ||||
|
| ||||||
| Total | $ 150.9 | $ 152.9 | ||||
| (1) | Includes balanced accounts |
| (2) | Includes money market assets of $1.70 billion on 3/31/2008, and $1.68 billion on 1/31/2008. |
Eaton Vance Corp. regularly reports assets under management on a fiscal quarter-end basis (January, April, July and October). The Company also reports assets under management on a calendar quarter basis in order to assist industry consultants who advise institutional clients on investment manager selection.
Eaton Vance Corp., a Boston-based investment management firm, is traded on the New York Stock Exchange under the symbol EV.
| Page 5 of 5 |