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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Incentive Stock Option (right to buy) | $ 49.5 | (2) | 01/02/2012 | Common Stock | 7,460 | 7,460 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 0.6 | (3) | 03/23/2019 | Common Stock | 100,000 | 100,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 2.28 | (3) | 02/28/2018 | Common Stock | 6,481 | 6,481 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 2.36 | (3) | 02/09/2018 | Common Stock | 50,000 | 50,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 3.13 | (3) | 02/10/2016 | Common Stock | 45,000 | 45,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 3.48 | (3) | 02/10/2017 | Common Stock | 60,000 | 60,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 7.47 | (3) | 12/04/2016 | Common Stock | 25,000 | 25,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 15.06 | (4) | 02/15/2016 | Common Stock | 16,666 | 16,666 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 22.71 | (5) | 01/31/2013 | Common Stock | 16,666 | 16,666 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 25.5 | (6) | 04/02/2011 | Common Stock | 13,333 | 13,333 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 28.44 | (7) | 03/04/2015 | Common Stock | 8,333 | 8,333 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 46.23 | (8) | 03/09/2014 | Common Stock | 13,333 | 13,333 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 49.5 | (2) | 01/02/2012 | Common Stock | 9,206 | 9,206 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| LAU YUE JOHN 224 AIRPORT PARKWAY SUITE 400 SAN JOSE, CA 95110 |
Sr. VP Foundry, IP & EDA | |||
| By: Andrew P. Bates For: John Yue Lau | 07/30/2012 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date. |
| (2) | The options become exercisable on a monthly basis over a 4-year period which commenced on January 31, 2002, as follows: 10% exercisable as of January 31, 2003, 20% exercisable as of January 31, 2004, 30% exercisable as of January 31, 2005 and 40% exercisable as of January 31,2006. |
| (3) | Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant. |
| (4) | The options become exercisable on a monthly basis over a 4-year period which commences February 15, 2006, as follows: 10% exercisable as of February 15, 2007, 20% exercisable as of February 15, 2008, 30% as of February 15, 2009 and 40% exercisable as of February 15, 2010. |
| (5) | The options become exercisable on a monthly basis over a 4-year period which commenced on January 31, 2002, as follows: 10% exercisable as of January 31, 2003, 20% exercisable as of January 31, 2004, 30% exercisable as of January 31, 2005 and 40% exercisable as of January 31,2006. |
| (6) | The options become exercisable on a monthly basis over a 4-year period which commenced on April 30, 2001, as follows: 10% exercisable as of April 30, 2002, 20% exercisable as of April 30, 2003, 30% exercisable as of April 30, 2004 and 40% exercisable as of April 30,2005. |
| (7) | The options become exercisable monthly over a 4-year period which commenced on March 4, 2005, with 10% becoming exercisable by March 4, 2006, 20% becoming exercisable by March 4, 2007, 30% becoming exercisable by March 4, 2008, and 40% becoming exercisable by March 4, 2009. |
| (8) | The option becomes exercisable on a monthly basis over a four year period which commences on March 31, 2004 as follows: 10% exercisable as of March 31, 2005, 20% exercisable as of March 31, 2006, 30% exercisable as of March 31, 2007, and 40% exercisable as of March 31, 2008. |