UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-05150

Cornerstone Strategic Value Fund, Inc.
(Exact name of registrant as specified in charter)
  
48 Wall Street     New York, NY
10005
(Address of principal executive offices)
(Zip code)
  
Frank J. Maresca

AST Fund Solutions, LLC, 48 Wall Street, 22nd Floor, New York, NY 10005

(Name and address of agent for service)
  
Registrant's telephone number, including area code:
(866)  668-6558
 
     
Date of fiscal year end:
December 31
 
     
Date of reporting period:
July 1, 2014 - June 30, 2015
 
 

ITEM 1. PROXY VOTING RECORD.
 
Company Name
Ticker
CUSIP
Meeting Date
Proposal Number
Proposal Description
Proponent
Mgmt Recommendation
Vote Cast
For / Against Mgmt
Abbott Laboratories
ABT
002824100
4/24/2015
1.1
Elect Robert J. Alpern
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.2
Elect Roxanne S. Austin
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.3
Elect Sally E. Blount
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.4
Elect W. James Farrell
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.5
Elect Edward M. Liddy
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.6
Elect Nancy McKinstry
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.7
Elect Phebe N. Novakovic
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.8
Elect William A. Osborn
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.9
Elect Samuel C. Scott III
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.10
Elect Glenn F. Tilton
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.11
Elect Miles D. White
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
2
Ratification of Auditor
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
4
Shareholder Proposal Regarding Genetically Modified Ingredients
ShrHoldr
Against
Against
For
Abbott Laboratories
ABT
002824100
4/24/2015
5
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.1
Elect Roxanne S. Austin
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.2
Elect Richard A. Gonzalez
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.3
Elect Glenn F. Tilton
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
2
Ratification of Auditor
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/26/2015
1.1
Elect William J. Potter
Mgmt
For
For 72%  Withhold 28%
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/26/2015
1.2
Elect John T. Sheehy
Mgmt
For
For 72%  Withhold 28%
For
Aberdeen Israel Fund Inc
ISL
00301L109
3/26/2015
1.1
Elect Enrique R. Arzac
Mgmt
For
For 92%  Withhold 8%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/18/2015
1.1
Elect Radhika Ajmera
Mgmt
For
For 89% Abstain 11%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/18/2015
1.2
Elect Martin J. Gruber
Mgmt
For
For 89% Abstain 11%
For
ABERDEEN SINGAPORE FUND, INC.
SGF
003244100
6/18/2015
1.1
Elect Moritz Sell
Mgmt
For
For 84% Abstain 16%
For
ACE Limited
ACE
H0023R105
5/21/2015
1
Accounts and Reports
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
2
Allocation of Profits
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
3
Dividends from Reserves
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
4
Ratification of Board Acts
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
5
Appointment of Statutory Auditor
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
6
Appointment of Auditor
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
7
Appointment of Special Auditor
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
8
Elect Evan G. Greenberg
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
9
Elect Robert M. Hernandez
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
10
Elect Michael G. Atieh
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
11
Elect Mary A. Cirillo
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
12
Elect Michael P. Connors
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
13
Elect John A. Edwardson
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
14
Elect Peter Menikoff
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
15
Elect Leo F. Mullin
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
16
Elect Kimberly Ross
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
17
Elect Robert W. Scully
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
18
Elect Eugene B. Shanks, Jr.
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
19
Elect Theodore Shasta
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
20
Elect David H. Sidwell
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
21
Elect Olivier Steimer
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
22
Elect Evan G. Greenberg as chairman of the board
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
23
Elect Michael P. Connors
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
24
Elect Mary A. Cirillo
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
25
Elect John A. Edwardson
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
26
Elect Robert M. Hernandez
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
27
ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
28
Amendments to Articles Relating to VeguV (General Amendments)
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
29
Amendments to Articles Relating to VeguV (Compensation Provisions)
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
30
Compensation of the Board until the Next AGM
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
31
Executive Compensation
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
32
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
ACE Limited
ACE
H0023R105
5/21/2015
33
Additional or Miscellanious Proposals
ShrHoldr
For
Abstain
Against
Actavis plc
ACT
G0083B108
3/10/2015
1
Merger/Acquisition
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
3/10/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
1
Elect Paul M. Bisaro
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
2
Elect Nesli Basgoz
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
3
Elect James H. Bloem
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
4
Elect Christopher W. Bodine
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
5
Elect Christopher J. Coughlin
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
6
Elect Michael R. Gallagher
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
7
Elect Catherine M. Klema
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
8
Elect Peter J. McDonnell
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
9
Elect Patrick J. O'Sullivan
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
10
Elect Brenton L. Saunders
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
11
Elect Ronald R. Taylor
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
12
Elect Fred G. Weiss
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Actavis plc
ACT
G0083B108
6/5/2015
14
Ratification of Auditor
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
15
Name Change to Allergan plc
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
16
Approval of the Amended 2013 Incentive Award Plan
Mgmt
For
Against
Against
Actavis plc
ACT
G0083B108
6/5/2015
17
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
For
Against
Actavis plc
ACT
G0083B108
6/5/2015
18
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.1
Elect Enrique R. Arzac
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.2
Elect Phyllis O. Bonanno
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.3
Elect Kenneth J. Dale
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.4
Elect Frederic A. Escherich
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.5
Elect Roger W. Gale
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.6
Elect Kathleen T. McGahran
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.7
Elect Craig R. Smith
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.8
Elect Mark E. Stoeckle
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
2
Ratification of Auditor
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
3
Amend Fundamental Investment Policy to Increase Limit on Commodities Investments
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
4
Rendering of Investment Advisory Services to Others
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
5
Shareholder Proposal to Authorize a Self-Tender Offer for All Outstanding Shares
ShrHoldr
Against
For 28%  Against 67%  Abstain 5%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
9/30/2014
1
Elect Michael A. Smart
Mgmt
For
For 94.94%; Against 2.12%; Abstain 2.95%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
9/30/2014
2
Elect Daniel L. Black
Mgmt
For
For 94.94%; Against 2.07%; Abstain 3.00%
For
AES Corporation
AES
00130H105
4/23/2015
1
Elect Andres R. Gluski
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
2
Elect Charles L. Harrington
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
3
Elect Kristina M. Johnson
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
4
Elect Tarun Khanna
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
5
Elect Holly K. Koeppel
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
6
Elect Philip Lader
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
7
Elect James H. Miller
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
8
Elect John B. Morse, Jr.
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
9
Elect Moises Naim
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
10
Elect Charles O. Rossotti
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
11
Amendment to the 2003 Long-Term Compensation Plan
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
12
Amendment to the Performance Incentive Plan
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
13
Ratification of Auditor
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
15
Management Proposal Regarding the Right of Shareholders to Call a Special Meeting
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
16
Management Proposal Regarding Proxy Access
Mgmt
For
Against
Against
AES Corporation
AES
00130H105
4/23/2015
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
AES Corporation
AES
00130H105
4/23/2015
18
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Aetna Inc.
AET
00817Y108
5/15/2015
1
Elect Fernando Aguirre
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
2
Elect Mark T. Bertolini
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
3
Elect Frank M. Clark, Jr.
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
4
Elect Betsy Z. Cohen
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
5
Elect Molly J. Coye
Mgmt
For
Against
Against
Aetna Inc.
AET
00817Y108
5/15/2015
6
Elect Roger N. Farah
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
7
Elect Barbara H. Franklin
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
8
Elect Jeffrey E. Garten
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
9
Elect Ellen M. Hancock
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
10
Elect Richard J. Harrington
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
11
Elect Edward J. Ludwig
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
12
Elect Joseph P. Newhouse
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
13
Elect Olympia J. Snowe
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
14
Ratification of Auditor
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
16
Shareholder Proposal Regarding Report on Indirect Political Spending
ShrHoldr
Against
Against
For
Aetna Inc.
AET
00817Y108
5/15/2015
17
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Aflac Incorporated
AFL
001055102
5/4/2015
1
Elect Daniel P. Amos
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
2
Elect Paul S. Amos II
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
3
Elect W. Paul Bowers
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
4
Elect Kriss Cloninger III
Mgmt
For
Against
Against
Aflac Incorporated
AFL
001055102
5/4/2015
5
Elect Elizabeth J. Hudson
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
6
Elect Douglas W. Johnson
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
7
Elect Robert B. Johnson
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
8
Elect Thomas J. Kenny
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
9
Elect Charles B. Knapp
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
10
Elect Joseph L. Moskowitz
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
11
Elect Barbara K. Rimer
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
12
Elect Melvin T. Stith
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
13
Elect Takuro Yoshida
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
15
Ratification of Auditor
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/22/2015
1
Elect Susan K. Carter
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/22/2015
2
Elect Seifi Ghasemi
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/22/2015
3
Elect David H. Y. Ho
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/22/2015
4
Ratification of Auditor
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/22/2015
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
3/10/2015
1
Merger/Acquisition
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
3/10/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
3/10/2015
3
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.1
Elect James A. Jacobson
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.2
Elect F. Ford Drummond
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.3
Elect Davey S. Scoon
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.4
Elect James S. MacLeod
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.5
Elect Julian Sluyters
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.6
Elect Susan M. King
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.1
Elect Hans W. Kertess
Mgmt
For
For:97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.2
Elect William B. Ogden IV
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.3
Elect F. Ford Drummond
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.4
Elect Davey S. Scoon
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.5
Elect James S. MacLeod
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.6
Elect Julian Sluyters
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.7
Elect Susan M. King
Mgmt
For
For:97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
7/31/2014
1.1
Elect Alan Rappaport
Mgmt
For
For 91%  Withhold 9%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
7/31/2014
1.2
Elect Hans W. Kertess
Mgmt
For
For 91%  Withhold 9%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
7/31/2014
1.3
Elect William B. Ogden IV
Mgmt
For
For 91%  Withhold 9%
For
Alpine Global Premier Properties Fund
AWP
02083A103
5/20/2015
1.1
Elect Samuel A. Lieber
Mgmt
For
For 83% Abstain 17%
For
Alpine Global Premier Properties Fund
AWP
02083A103
5/20/2015
2
Transaction of Other Business
Mgmt
For
For 61% Against 38% Abstain 1%
Against
American International Group, Inc.
AIG
026874784
5/13/2015
1
Elect W. Don Cornwell
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
2
Elect Peter R. Fisher
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
3
Elect John Fitzpatrick
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
4
Elect Peter D. Hancock
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
5
Elect William G. Jurgensen
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
6
Elect Christopher S. Lynch
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
7
Elect George L. Miles, Jr.
Mgmt
For
Against
Against
American International Group, Inc.
AIG
026874784
5/13/2015
8
Elect Henry S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
9
Elect Robert S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
10
Elect Suzanne Nora Johnson
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
11
Elect Ronald A. Rittenmeyer
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
12
Elect Douglas M. Steenland
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
13
Elect Theresa M. Stone
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
15
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
1
Elect David Baltimore
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
2
Elect Frank J. Biondi, Jr.
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
3
Elect Robert A. Bradway
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
4
Elect Francois de Carbonnel
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
5
Elect Vance D. Coffman
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
6
Elect Robert A. Eckert
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
7
Elect Greg C. Garland
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
8
Elect Rebecca M. Henderson
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
9
Elect Frank C. Herringer
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
10
Elect Tyler Jacks
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
11
Elect Judith C. Pelham
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
12
Elect Ronald D. Sugar
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
13
Elect R. Sanders Williams
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
14
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
16
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Anthem Inc
WLP
94973V107
11/5/2014
1
Company Name Change
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
1
Elect Julie A. Hill
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
2
Elect Ramiro G. Peru
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
3
Elect John H. Short
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
4
Ratification of Auditor
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
N/A
Against
N/A
Anthem, Inc.
ANTM
036752103
5/13/2015
7
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Aon plc
AON
G0408V102
6/17/2015
1
Elect Lester B. Knight
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
2
Elect Gregory C. Case
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
3
Elect Fulvio Conti
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
4
Elect Cheryl A. Francis
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
5
Elect James W. Leng
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
6
Elect J. Michael Losh
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
7
Elect Robert S. Morrison
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
8
Elect Richard B. Myers
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
9
Elect Richard C. Notebaert
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
10
Elect Gloria Santona
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
11
Elect Carolyn Y. Woo
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
12
Accounts and Reports
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
13
Ratification of Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
14
Ratification of  Statutory Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
15
Authority to Set Auditor's Fees
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
17
Remuneration Report (Advisory)
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
18
Approval of Share Repurchase Contracts and
Repurchase Counterparties
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
21
Authorization of Political Donations and Expenditures
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
1
Elect Timothy D. Cook
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
2
Elect Albert A. Gore, Jr.
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
3
Elect Robert A. Iger
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
4
Elect Andrea Jung
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
5
Elect Arthur D. Levinson
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
6
Elect Ronald D. Sugar
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
7
Elect Sue Wagner
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
8
Ratification of Auditor
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
10
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
11
Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk
ShrHoldr
Against
Against
For
Apple Inc.
AAPL
037833100
3/10/2015
12
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
1
Elect Alan L. Boeckmann
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
2
Elect Mollie Hale Carter
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
3
Elect Terrell K. Crews
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
4
Elect Pierre Dufour
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
5
Elect Donald E. Felsinger
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
6
Elect Juan Richardo Luciano
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
7
Elect Antonio dos Santos Maciel Neto
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
8
Elect Patrick J. Moore
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
9
Elect Thomas F. O'Neill
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
10
Elect Francisco Sanchez
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
11
Elect Daniel Shih
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
12
Elect Kelvin R. Westbrook
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
13
Elect Patricia A. Woertz
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
14
Ratification of Auditor
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
16
Reapproval of the 2009 Incentive Compensation Plan
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
AT&T Inc.
T
00206R102
4/24/2015
1
Elect Randall L. Stephenson
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
2
Elect Scott T. Ford
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
3
Elect Glenn H. Hutchins
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
4
Elect William E. Kennard
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
5
Elect Jon C. Madonna
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
6
Elect Michael B. McCallister
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
7
Elect John B. McCoy
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
8
Elect Beth E. Mooney
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
9
Elect Joyce M. Roche
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
10
Elect Matthew K. Rose
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
11
Elect Cynthia B. Taylor
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
12
Elect Laura D'Andrea Tyson
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
13
Ratification of Auditor
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
AT&T Inc.
T
00206R102
4/24/2015
15
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
AT&T Inc.
T
00206R102
4/24/2015
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
AT&T Inc.
T
00206R102
4/24/2015
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
Baxter International Inc.
BAX
071813109
5/5/2015
1
Elect Uma Chowdhry
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
2
Elect James R. Gavin III
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
3
Elect Peter S. Hellman
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
4
Elect Kees J. Storm
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
5
Ratification of Auditor
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
6
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Baxter International Inc.
BAX
071813109
5/5/2015
7
2015 Incentive Plan
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
8
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Baxter International Inc.
BAX
071813109
5/5/2015
9
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.1
Elect Warren E. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.2
Elect Charles T. Munger
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.3
Elect Howard G. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.4
Elect Stephen B. Burke
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.5
Elect Susan L. Decker
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.6
Elect William H. Gates III
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.7
Elect David S. Gottesman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.8
Elect Charlotte Guyman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.9
Elect Thomas S. Murphy
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.10
Elect Ronald L. Olson
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.11
Elect Walter Scott, Jr.
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.12
Elect Meryl B. Witmer
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
1
Elect Alexander J. Denner
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
2
Elect Caroline Dorsa
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
3
Elect Nancy L. Leaming
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
4
Elect Richard C. Mulligan
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
5
Elect Robert W. Pangia
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
6
Elect Stelios Papadopoulos
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
7
Elect Brian S. Posner
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
8
Elect Eric K. Rowinsky
Mgmt
For
Against
Against
Biogen Inc.
BIIB
09062X103
6/10/2015
9
Elect George A. Scangos
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
10
Elect Lynn Schenk
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
11
Elect Stephen A. Sherwin
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
12
Ratification of Auditor
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
14
Approval of the 2015 Employee Stock Purchase Plan
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
15
Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan
Mgmt
For
For
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.3
Elect Richard E. Cavanagh
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.4
Elect Frank J. Fabozzi
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.5
Elect Kathleen F. Feldstein
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.6
Elect James T. Flynn
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.7
Elect Henry Gabbay
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.8
Elect Jerrold B. Harris
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.9
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.10
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.11
Elect Karen P. Robards
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.3
Elect Richard E. Cavanagh
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.4
Elect Frank J. Fabozzi
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.5
Elect Kathleen F. Feldstein
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.6
Elect James T. Flynn
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.7
Elect Henry Gabbay
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.8
Elect Jerrold B. Harris
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.9
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.10
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.11
Elect Karen P. Robards
Mgmt
For
For 98%  Withhold 2%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
11/10/2014
1
Reorganization into the BlackRock Resources & Commodities Trust
Mgmt
For
For 75%  Against 22%  Abstain 3%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 96.5%  Withhold 3.5%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 96.5%  Withhold 3.5%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 96.5%  Withhold 3.5%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 94%  Withhold 6%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 94%  Withhold 6%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 94%  Withhold 6%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 94%  Withhold 6%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
11/10/2014
1
Reorganization of the BlackRock Real Asset Equity Trust
Mgmt
For
For 94%  Against 4.5%  Abstain 1.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
11/10/2014
2
Reorganization of the BlackRock Real Ecosolutions Investment Trust
Mgmt
For
For 81%  Against 18%  Abstain 1%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.3
Elect Richard E. Cavanagh
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.4
Elect Kathleen F. Feldstein
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.5
Elect James T. Flynn
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.6
Elect Henry Gabbay
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.7
Elect Jerrold B. Harris
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.8
Elect R. Glenn Hubbard
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.9
Elect Karen P. Robards
Mgmt
For
For 95%  Withhold 5%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
11/10/2014
1
Reorganization into the BlackRock Resources & Commodities Trust
Mgmt
For
For 93%  Against 4.5%  Abstain 2.5%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
1
Elect Abdlatif Yousef Al-Hamad
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
2
Elect Mathis Cabiallavetta
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
3
Elect Pamela Daley
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
4
Elect William S. Demchak
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
5
Elect Jessica P. Einhorn
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
6
Elect Laurence D. Fink
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
7
Elect Fabrizio Freda
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
8
Elect Murry S. Gerber
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
9
Elect James Grosfeld
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
10
Elect Robert S. Kapito
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
11
Elect David H. Komansky
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
12
Elect Sir Deryck C. Maughan
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
13
Elect Cheryl D. Mills
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
14
Elect Thomas H. O'Brien
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
15
Elect Ivan G. Seidenberg
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
16
Elect Marco Antonio Slim Domit
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
17
Elect John S. Varley
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
18
Elect Susan L. Wagner
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
19
Amendment to the 1999 Stock Award and Incentive Plan
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
21
Ratification of Auditor
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
22
Shareholder Proposal Regarding Genocide-Free Investing
ShrHoldr
Against
Against
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
23
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Blackstone/gso Long-short Credit Income Fund
BSL
09256U105
4/22/2015
1.1
Elect Thomas W. Jasper
Mgmt
For
For 98% Abstain 2%
For
Blackstone/gso Long-short Credit Income Fund
BSL
09256U105
4/22/2015
1.2
Elect Gary S. Schpero
Mgmt
For
For 98% Abstain 2%
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
1
Elect Richard D. Fairbank
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
2
Elect Patrick W. Gross
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
3
Elect Ann Fritz Hackett
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
4
Elect Lewis Hay, III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
5
Elect Benjamin P. Jenkins, III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
6
Elect Pierre E. Leroy
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
7
Elect Peter E. Raskind
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
8
Elect Mayo A. Shattuck III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
9
Elect Bradford H. Warner
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
10
Elect Catherine G. West
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
11
Ratification of Auditor
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
13
Management Proposal Regarding Right to Call a Special Meeting
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/10/2015
1
Elect David L. Calhoun
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
2
Elect Daniel M. Dickinson
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
3
Elect Juan Gallardo
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
4
Elect Jesse J. Greene, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
5
Elect Jon M. Huntsman, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
6
Elect Dennis A. Muilenburg
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
7
Elect Douglas R. Oberhelman
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
8
Elect William A. Osborn
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
9
Elect Debra L. Reed
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
10
Elect Edward B. Rust, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
11
Elect Susan C. Schwab
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
12
Elect Miles D. White
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
13
Ratification of Auditor
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
17
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/10/2015
18
Shareholder Proposal Regarding Review of Human Rights Policies (2)
ShrHoldr
Against
Against
For
CBRE Clarion Global Real Estate Income Fund
IGR
12504G100
11/10/2014
1.1
Elect T. Ritson Ferguson
Mgmt
For
For 98.5%  Withhold 1.5%
Against
CBRE Clarion Global Real Estate Income Fund
IGR
12504G100
11/10/2014
1.2
Elect Frederick S. Hammer
Mgmt
For
For 98.5%  Withhold 1.5%
For
CIGNA Corporation
CI
125509109
4/22/2015
1
Elect John M. Partridge
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
2
Elect James E. Rogers
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
3
Elect Eric C. Wiseman
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
5
Ratification of Auditor
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
1
Elect Carol A. Bartz
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
2
Elect M. Michele Burns
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
3
Elect Michael D. Capellas
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
4
Elect John T. Chambers
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
5
Elect Brian L. Halla
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
6
Elect John L. Hennessy
Mgmt
For
Against
Against
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
7
Elect Kristina M. Johnson
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
8
Elect Roderick C. McGeary
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
9
Elect Arun Sarin
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
10
Elect Steven M. West
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
11
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
13
Ratification of Auditor
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
14
Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board
ShrHoldr
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
15
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 98% Withhold 2%
For
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.2
Elect Eileen A. Kamerick
Mgmt
For
For 98% Withhold 2%
For
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.3
Elect Riordan Roett
Mgmt
For
For 98% Withhold 2%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.1
Elect Adam D. Crescenzi
Mgmt
For
For 96%  Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.2
Elect Jerry G. Rutledge
Mgmt
For
For 96%  Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.3
Elect Vincent W. Versaci
Mgmt
For
For 96%  Withhold 4%
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
1
Elect Michael Patsalos-Fox
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
2
Elect Robert E. Weissman
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
3
Elect Francisco D'Souza
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
4
Elect John N. Fox, Jr.
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
5
Elect Leo S. Mackay, Jr.
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
6
Elect Thomas M. Wendel
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
8
Ratification of Auditor
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
9
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 97%  Withhold 3%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 97%  Withhold 3%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 97%  Withhold 3%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 83%  Withhold 17%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 83%  Withhold 17%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 83%  Withhold 17%
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.1
Elect Kenneth J. Bacon
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.2
Elect Sheldon M. Bonovitz
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.3
Elect Edward D. Breen
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.4
Elect Joseph J. Collins
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.5
Elect J. Michael Cook
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.6
Elect Gerald L. Hassell
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.7
Elect Jeffrey A. Honickman
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.8
Elect Eduardo G. Mestre
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.9
Elect Brian L. Roberts
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.10
Elect Ralph J. Roberts
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.11
Elect Johnathan A. Rodgers
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.12
Elect Judith Rodin
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
2
Ratification of Auditor
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
3
Amendment to the 2006 Cash Bonus Plan
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
4
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
5
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
For
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
6
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
Comcast Corporation
CMCSA
20030N101
10/8/2014
1
Merger
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
10/8/2014
2
Right to Adjourn Meeting
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
1
Elect Richard L. Armitage
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
2
Elect Richard H. Auchinleck
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
3
Elect Charles E. Bunch
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
4
Elect James E. Copeland, Jr.
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
5
Elect John V. Faraci
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
6
Elect Jody L Freeman
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
7
Elect Gay Huey Evans
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
8
Elect Ryan M. Lance
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
9
Elect Arjun N. Murti
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
10
Elect Robert A. Niblock
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
11
Elect Harald J. Norvik
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
12
Ratification of Auditor
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
ConocoPhillips
COP
20825C104
5/12/2015
14
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
ConocoPhillips
COP
20825C104
5/12/2015
15
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
ConocoPhillips
COP
20825C104
5/12/2015
16
Shareholder Proposal Regarding Reserves Metrics in Executive Compensation
ShrHoldr
Against
Against
For
ConocoPhillips
COP
20825C104
5/12/2015
17
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Credit Suisse Asset Management Income Fund, Inc.
CIK
224916106
4/21/2015
1.1
Elect Lawrence J. Fox
Mgmt
For
For 88%  Withhold 12%
For
Credit Suisse Asset Management Income Fund, Inc.
CIK
224916106
4/21/2015
1.2
Elect John G. Popp
Mgmt
For
For 88%  Withhold 12%
For
CSX Corporation
CSX
126408103
5/6/2015
1
Elect Donna M. Alvarado
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
2
Elect John B. Breaux
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
3
Elect Pamela L. Carter
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
4
Elect Steven T. Halverson
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
5
Elect Edward J. Kelly, III
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
6
Elect John D. McPherson
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
7
Elect David M. Moffett
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
8
Elect Oscar Munoz
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
9
Elect Timothy T. O'Toole
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
10
Elect David M. Ratcliffe
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
11
Elect Donald J. Shepard
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
12
Elect Michael J. Ward
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
13
Elect J. Steven Whisler
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
14
Ratification of Auditor
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CSX Corporation
CSX
126408103
5/6/2015
16
Amendment to the 2010 Stock and Incentive Award Plan
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
1
Elect Richard M. Bracken
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
2
Elect C. David Brown II
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
3
Elect Alecia A. DeCoudreaux
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
4
Elect Nancy-Ann M. Deparle
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
5
Elect David W. Dorman
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
6
Elect Anne M. Finucane
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
7
Elect Larry J. Merlo
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
8
Elect Jean-Pierre Millon
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
9
Elect Richard J. Swift
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
10
Elect William C. Weldon
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
11
Elect Tony L. White
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
12
Ratification of Auditor
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
14
Approval of the Performance Criteria in the 2010 Incentive Compensation Plan
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/7/2015
15
Shareholder Proposal Regarding Incorporation of Values in Political Spending
ShrHoldr
Against
Against
For
Deere & Company
DE
244199105
2/25/2015
1
Elect Samuel R. Allen
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
2
Elect Crandall C. Bowles
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
3
Elect Vance D. Coffman
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
4
Elect Charles O. Holliday, Jr.
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
5
Elect Dipak C. Jain
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
6
Elect Michael O. Johanns
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
7
Elect Clayton M. Jones
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
8
Elect Joachim Milberg
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
9
Elect Richard B. Myers
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
10
Elect Gregory R. Page
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
11
Elect Thomas H. Patrick
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
12
Elect Sherry M. Smith
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
13
Right to Call a Special Meeting
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
14
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
15
Amendment to the Omnibus Equity and Incentive Plan
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
16
Re-Approval of the Short-Term Incentive Bonus Plan
Mgmt
For
For
For
Deere & Company
DE
244199105
2/25/2015
17
Ratification of Auditor
Mgmt
For
For
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.1
Elect Thomas L. Bennett
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.2
Elect Joseph W. Chow
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.3
Elect Patrick P. Coyne
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.4
Elect John A. Fry
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.5
Elect Lucinda S. Landreth
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.6
Elect Frances A. Sevilla-Sacasa
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.7
Elect Thomas K. Whitford
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.8
Elect Janet L. Yeomans
Mgmt
For
For 98%  Withhold 2%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/20/2014
1.9
Elect J. Richard Zecher
Mgmt
For
For 98%  Withhold 2%
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
1
Elect Kevin P. Clark
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
2
Elect Gary L. Cowger
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
3
Elect Nicholas M. Donofrio
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
4
Elect Mark P. Frissora
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
5
Elect Rajiv L. Gupta
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
6
Elect J. Randall MacDonald
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
7
Elect Sean O. Mahoney
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
8
Elect Timothy M. Manganello
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
9
Elect Thomas W. Sidlik
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
10
Elect Bernd Wiedemann
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
11
Elect Lawrence A. Zimmerman
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
12
Ratification of Auditor
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
13
Amendment to Long-Term Incentive Plan
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
14
Leadership Incentive Plan
Mgmt
For
For
For
Delphi Automotive PLC
DLPH
G27823106
4/23/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
1
Elect Richard H. Anderson
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
2
Elect Edward H. Bastian
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
3
Elect Francis S. Blake
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
4
Elect Roy J. Bostock
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
5
Elect John S. Brinzo
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
6
Elect Daniel A. Carp
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
7
Elect David G. DeWalt
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
8
Elect Thomas E. Donilon
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
9
Elect William H. Easter III
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
10
Elect Mickey P. Foret
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
11
Elect Shirley C. Franklin
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
12
Elect David R. Goode
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
13
Elect George N. Mattson
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
14
Elect Douglas R Ralph
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
15
Elect Sergio Agapito Lires Rial
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
16
Elect Kenneth B. Woodrow
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
18
Ratification of Auditor
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/25/2015
19
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Deutsche High Income Opportunities Fund Inc
DHG
23339M204
9/3/2014
1.1
Elect John W. Ballantine
Mgmt
For
For 83%  Withhold 17%
For
Deutsche High Income Opportunities Fund Inc
DHG
23339M204
9/3/2014
1.2
Elect Dawn-Marie Driscoll
Mgmt
For
For 83%  Withhold 17%
For
Deutsche High Income Opportunities Fund Inc
DHG
23339M204
9/3/2014
1.3
Elect Kenneth C. Froewiss
Mgmt
For
For 83%  Withhold 17%
For
Deutsche High Income Opportunities Fund Inc
DHG
23339M204
9/3/2014
1.4
Elect Rebecca W. Rimel
Mgmt
For
For 83%  Withhold 17%
For
Deutsche High Income Trust
KHI
23337C208
9/3/2014
1.1
Elect John W. Ballantine
Mgmt
For
For 95%  Withhold 5%
For
Deutsche High Income Trust
KHI
23337C208
9/3/2014
1.2
Elect Dawn-Marie Driscoll
Mgmt
For
For 95%  Withhold 5%
For
Deutsche High Income Trust
KHI
23337C208
9/3/2014
1.3
Elect Kenneth C. Froewiss
Mgmt
For
For 95%  Withhold 5%
For
Deutsche High Income Trust
KHI
23337C208
9/3/2014
1.4
Elect Rebecca W. Rimel
Mgmt
For
For 95%  Withhold 5%
For
Deutsche Multi-Market Income Trust
KMM
23338L108
9/3/2014
1.1
Elect John W. Ballantine
Mgmt
For
For 96.5%  Withhold 3.5%
For
Deutsche Multi-Market Income Trust
KMM
23338L108
9/3/2014
1.2
Elect Dawn-Marie Driscoll
Mgmt
For
For 96.5%  Withhold 3.5%
For
Deutsche Multi-Market Income Trust
KMM
23338L108
9/3/2014
1.3
Elect Kenneth C. Froewiss
Mgmt
For
For 96.5%  Withhold 3.5%
For
Deutsche Multi-Market Income Trust
KMM
23338L108
9/3/2014
1.4
Elect Rebecca W. Rimel
Mgmt
For
For 96.5%  Withhold 3.5%
For
Deutsche Strategic Income Trust
KST
23338N104
9/3/2014
1.1
Elect John W. Ballantine
Mgmt
For
For 94%  Withhold 6%
For
Deutsche Strategic Income Trust
KST
23338N104
9/3/2014
1.2
Elect Dawn-Marie Driscoll
Mgmt
For
For 94%  Withhold 6%
For
Deutsche Strategic Income Trust
KST
23338N104
9/3/2014
1.3
Elect Kenneth C. Froewiss
Mgmt
For
For 94%  Withhold 6%
For
Deutsche Strategic Income Trust
KST
23338N104
9/3/2014
1.4
Elect Rebecca W. Rimel
Mgmt
For
For 94%  Withhold 6%
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.1
Elect Barbara M. Baumann
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.2
Elect John E. Bethancourt
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.3
Elect Robert H. Henry
Mgmt
For
Withhold
Against
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.4
Elect Michael M. Kanovsky
Mgmt
For
Withhold
Against
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.5
Elect Robert A. Mosbacher, Jr.
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.6
Elect J. Larry Nichols
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.7
Elect Duane Radtke
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.8
Elect Mary P. Ricciardello
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
1.9
Elect John Richels
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
3
Ratification of Auditor
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
4
2015 Long-Term Incentive Plan
Mgmt
For
For
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
5
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Devon Energy Corporation
DVN
25179M103
6/3/2015
6
Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change
ShrHoldr
Against
Against
For
Devon Energy Corporation
DVN
25179M103
6/3/2015
7
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Devon Energy Corporation
DVN
25179M103
6/3/2015
8
Shareholder Proposal Regarding Carbon Asset Risk
ShrHoldr
Against
Against
For
DIRECTV
DTV
25490A309
9/25/2014
1
Merger/Acquisition
Mgmt
For
For
For
DIRECTV
DTV
25490A309
9/25/2014
2
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
DIRECTV
DTV
25490A309
9/25/2014
3
Right to Adjourn Meeting
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
1
Elect Ajay Banga
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
2
Elect Jacqueline K. Barton
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
3
Elect James A. Bell
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
4
Elect Richard K. Davis
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
5
Elect Jeff M. Fettig
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
6
Elect Andrew N. Liveris
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
7
Elect Mark Loughridge
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
8
Elect Raymond J. Milchovich
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
9
Elect Robert S. Miller
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
10
Elect Paul Polman
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
11
Elect Dennis H. Reilley
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
12
Elect James M. Ringler
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
13
Elect Ruth G. Shaw
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
14
Ratification of Auditor
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/14/2015
16
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
27829G106
4/23/2015
1.1
Elect George J. Gorman
Mgmt
For
For 84%  Withhold 16%
For
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
27829G106
4/23/2015
1.2
Elect William H. Park
Mgmt
For
For 84%  Withhold 16%
For
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
27829G106
4/23/2015
1.3
Elect Ronald A. Pearlman
Mgmt
For
For 84%  Withhold 16%
For
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
27829G106
4/23/2015
1.4
Elect Helen Frame Peters
Mgmt
For
For 84%  Withhold 16%
For
Eaton Vance Senior Floating-Rate Fund
EFR
27828Q105
8/21/2014
1.1
Elect Thomas E. Faust Jr.
Mgmt
For
For 97%  Withhold 3%
For
Eaton Vance Senior Floating-Rate Fund
EFR
27828Q105
8/21/2014
1.2
Elect William H. Park
Mgmt
For
For 97%  Withhold 3%
For
Eaton Vance Senior Income Trust
EFT
278279104
3/26/2015
1.1
Elect George J. Gorman
Mgmt
For
For 97.5%  Withhold 2.5%
For
Eaton Vance Senior Income Trust
EFT
278279104
3/26/2015
1.2
Elect William H. Park
Mgmt
For
For 97.5%  Withhold 2.5%
For
Eaton Vance Senior Income Trust
EFT
278279104
3/26/2015
1.3
Elect Ronald A. Pearlman
Mgmt
For
For 97.5%  Withhold 2.5%
For
Eaton Vance Senior Income Trust
EFT
278279104
3/26/2015
1.4
Elect Harriett Tee Taggart
Mgmt
For
For 97.5%  Withhold 2.5%
For
Eaton Vance Senior Income Trust
EVF
27826S103
10/23/2014
1.1
Elect Thomas E. Faust Jr.
Mgmt
For
For 98.5%  Withhold 1.5%
For
Eaton Vance Senior Income Trust
EVF
27826S103
10/23/2014
1.2
Elect Cynthia E. Frost
Mgmt
For
For 98.5%  Withhold 1.5%
For
Eaton Vance Senior Income Trust
EVF
27826S103
10/23/2014
1.3
Elect Valerie A. Mosley
Mgmt
For
For 98.5%  Withhold 1.5%
For
EBay Inc.
EBAY
278642103
5/1/2015
1
Elect Fred D. Anderson
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
2
Elect Anthony J. Bates
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
3
Elect Edward W. Barnholt
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
4
Elect Jonathan Christodoro
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
5
Elect Scott D. Cook
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
6
Elect John J. Donahoe
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
7
Elect David Dorman
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
8
Elect Bonnie S. Hammer
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
9
Elect Gail J. McGovern
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
10
Elect Kathleen C. Mitic
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
11
Elect David M. Moffett
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
12
Elect Pierre M. Omidyar
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
13
Elect Thomas J. Tierney
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
14
Elect Perry M. Traquina
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
15
Elect Frank D. Yeary
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
17
Amendment to Incentive Plan
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
18
Ratification of Auditor
Mgmt
For
For
For
EBay Inc.
EBAY
278642103
5/1/2015
19
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
EBay Inc.
EBAY
278642103
5/1/2015
20
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
EBay Inc.
EBAY
278642103
5/1/2015
21
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Against
Against
For
Ecolab Inc.
ECL
278865100
5/7/2015
1
Elect Douglas M. Baker, Jr.
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
2
Elect Barbara J. Beck
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
3
Elect Leslie S. Biller
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
4
Elect Carl M. Casale
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
5
Elect Stephen I. Chazen
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
6
Elect Jeffrey M. Ettinger
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
7
Elect Jerry A. Grundhofer
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
8
Elect Arthur J. Higgins
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
9
Elect Joel W. Johnson
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
10
Elect Michael Larson
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
11
Elect Jerry W. Levin
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
12
Elect Robert L. Lumpkins
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
13
Elect Tracy B. McKibben
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
14
Elect Victoria J. Reich
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
15
Elect Suzanne M. Vautrinot
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
16
Elect John J. Zillmer
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
17
Ratification of Auditor
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/7/2015
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
EOG Resources, Inc.
EOG
26875P101
4/30/2015
1
Elect Janet F. Clark
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
2
Elect Charles R. Crisp
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
3
Elect James C. Day
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
4
Elect H. Leighton Steward
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
5
Elect Donald F. Textor
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
6
Elect William R. Thomas
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
7
Elect Frank G. Wisner
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
8
Ratification of Auditor
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/30/2015
10
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
EOG Resources, Inc.
EOG
26875P101
4/30/2015
11
Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target
ShrHoldr
Against
Against
For
Exelon Corporation
EXC
30161N101
4/28/2015
1
Elect Anthony K. Anderson
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
2
Elect Ann C. Berzin
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
3
Elect John A. Canning Jr.
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
4
Elect Christopher M. Crane
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
5
Elect Yves C. de Balmann
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
6
Elect Nicholas DeBenedictis
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
7
Elect Paul L. Joskow
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
8
Elect Robert J. Lawless
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
9
Elect Richard W. Mies
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
10
Elect William C. Richardson
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
11
Elect John W. Rogers, Jr.
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
12
Elect Mayo A. Shattuck III
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
13
Elect Stephen D. Steinour
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
14
Ratification of Auditor
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
16
Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan
 
 
Mgmt
For
For
For
Exelon Corporation
EXC
30161N101
4/28/2015
17
Management Proposal Regarding Proxy Access
Mgmt
For
Against
Against
Exelon Corporation
EXC
30161N101
4/28/2015
18
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
1
Elect Gary G. Benanav
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
2
Elect Maura C. Breen
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
3
Elect William J. DeLaney
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
4
Elect Elder Granger
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
5
Elect Nicholas J. LaHowchic
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
6
Elect Thomas P. Mac Mahon
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
7
Elect Frank Mergenthaler
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
8
Elect Woodrow A. Myers, Jr.
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
9
Elect Roderick A. Palmore
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
10
Elect George Paz
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
11
Elect William L. Roper
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
12
Elect Seymour Sternberg
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
13
Ratification of Auditor
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
15
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
Express Scripts Holding Company
ESRX
30219G108
5/6/2015
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.1
Elect Michael J. Boskin
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.2
Elect Peter Brabeck-Letmathe
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.3
Elect Ursula M. Burns
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.4
Elect Larry R. Faulkner
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.5
Elect Jay S. Fishman
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.6
Elect Henrietta H. Fore
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.7
Elect Kenneth C. Frazier
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.8
Elect Douglas R. Oberhelman
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.9
Elect Samuel J. Palmisano
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.10
Elect Steven S. Reinemund
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.11
Elect Rex W. Tillerson
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
1.12
Elect William C. Weldon
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
2
Ratification of Auditor
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
4
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
5
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
6
Shareholder Proposal Regarding Climate Change Expertise on Board
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
7
Shareholder Proposal Regarding Board Gender Diversity
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
8
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
9
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
10
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/27/2015
11
Shareholder Proposal Regarding Hydraulic Fracturing
ShrHoldr
Against
Against
For
Facebook Inc.
FB
30303M102
6/11/2015
1.1
Elect Marc L. Andreessen
Mgmt
For
Withhold
Against
Facebook Inc.
FB
30303M102
6/11/2015
1.2
Elect Erskine B. Bowles
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
6/11/2015
1.3
Elect Susan D. Desmond-Hellmann
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
6/11/2015
1.4
Elect Reed Hastings
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
6/11/2015
1.5
Elect Jan Koum
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
6/11/2015
1.6
Elect Sheryl K. Sandberg
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
6/11/2015
1.7
Elect Peter A. Thiel
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
6/11/2015
1.8
Elect Mark Zuckerberg
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
6/11/2015
2
Ratification of Auditor
Mgmt
For
For
For
Facebook Inc.
FB
30303M102
6/11/2015
3
Re-approval of 2012 Equity Incentive Plan
Mgmt
For
Against
Against
Facebook Inc.
FB
30303M102
6/11/2015
4
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
Facebook Inc.
FB
30303M102
6/11/2015
5
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
For
Against
Facebook Inc.
FB
30303M102
6/11/2015
6
Shareholder Proposal Regarding Human Rights Report
ShrHoldr
Against
Against
For
Federated Enhanced Treasury Income Fund
FTT
314162108
9/12/2014
1.1
Elect Maureen Lally-Green
Mgmt
For
For 34%  Withhold 66%
For
Federated Enhanced Treasury Income Fund
FTT
314162108
9/12/2014
1.2
Elect P. Jerome Richey
Mgmt
For
For 34%  Withhold 66%
For
Federated Enhanced Treasury Income Fund
FTT
314162108
9/12/2014
1.3
Elect John T. Collins
Mgmt
For
For 34%  Withhold 66%
For
Federated Enhanced Treasury Income Fund
FTT
314162108
9/12/2014
1.4
Elect John W. McGonigle
Mgmt
For
For 34%  Withhold 66%
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
1
Elect Nicholas K. Akins
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
2
Elect B. Evan Bayh III
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
3
Elect Katherine B. Blackburn
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
4
Elect Ulysses L. Bridgeman, Jr.
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
5
Elect Emerson L. Brumback
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
6
Elect James P. Hackett
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
7
Elect Gary R. Heminger
Mgmt
For
Against
Against
Fifth Third Bancorp
FITB
316773100
4/14/2015
8
Elect Jewell D. Hoover
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
9
Elect Kevin T. Kabat
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
10
Elect Michael B. McCallister
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
11
Elect Hendrick G. Meijer
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
12
Elect Marsha C. Williams
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
13
Ratification of Auditor
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Fifth Third Bancorp
FITB
316773100
4/14/2015
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
First Trust Dividend and Income Fund
FAV
33731L100
7/2/2014
1
Approval of a New Investment Sub-Advisory Agreement
Mgmt
For
For
For
First Trust Energy Income and Growth Fund
FEN
33738G104
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 59%  Withhold 41%
For
First Trust Energy Income and Growth Fund
FEN
33738G104
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 59%  Withhold 41%
For
First Trust Energy Income and Growth Fund
FIF
33738C103
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 95%  Withhold 5%
For
First Trust Energy Income and Growth Fund
FIF
33738C103
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 95%  Withhold 5%
For
First Trust Intermediate Duration Preferred & Income Fund
FPF
33739B104
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 96%  Withhold 4%
For
First Trust Intermediate Duration Preferred & Income Fund
FPF
33739B104
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 96%  Withhold 4%
For
First Trust Mortgage Income Fund
FMY
33734E103
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 98%  Withhold 2%
For
First Trust Mortgage Income Fund
FMY
33734E103
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 98%  Withhold 2%
For
First Trust Strategic High Income Fund II
FHY
337353304
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 94%  Withhold 6%
For
First Trust Strategic High Income Fund II
FHY
337353304
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 94%  Withhold 6%
For
Ford Motor Company
F
345370860
5/14/2015
1
Elect Stephen G. Butler
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
2
Elect Kimberly A. Casiano
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
3
Elect Anthony F. Earley, Jr.
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
4
Elect Mark Fields
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
5
Elect Edsel B. Ford II
Mgmt
For
Against
Against
Ford Motor Company
F
345370860
5/14/2015
6
Elect William Clay Ford, Jr.
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
7
Elect James P. Hackett
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
8
Elect James H. Hance, Jr.
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
9
Elect William W. Helman IV
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
10
Elect Jon M. Huntsman, Jr.
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
11
Elect William E. Kennard
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
12
Elect John C. Lechleiter
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
13
Elect Ellen R. Marram
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
14
Elect Gerald L. Shaheen
Mgmt
For
Against
Against
Ford Motor Company
F
345370860
5/14/2015
15
Elect John L. Thornton
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
16
Ratification of Auditor
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Ford Motor Company
F
345370860
5/14/2015
18
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
Ford Motor Company
F
345370860
5/14/2015
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
Franklin Resources, Inc.
BEN
354613101
3/11/2015
1
Elect Peter K. Barker
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
2
Elect Mariann Byerwalter
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
3
Elect Charles E. Johnson
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
4
Elect Gregory E. Johnson
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
5
Elect Rupert H. Johnson, Jr.
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
6
Elect Mark C. Pigott
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
7
Elect Chutta Ratnathicam
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
8
Elect Laura Stein
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
9
Elect Seth H. Waugh
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
10
Elect Geoffrey Y. Yang
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
11
Ratification of Auditor
Mgmt
For
For
For
Franklin Resources, Inc.
BEN
354613101
3/11/2015
12
Re-Approval of the Material Terms of the 2002 Universal Stock Incentive Plan
Mgmt
For
For
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.1
Elect Harris J. Ashton
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.2
Elect Mary C. Choksi
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.3
Elect Sam Ginn
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.4
Elect Edith E. Holiday
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.5
Elect Gregory E. Johnson
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.6
Elect Rupert H. Johnson, Jr.
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.7
Elect J. Michael Luttig
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.8
Elect Frank A. Olson
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.9
Elect Larry D. Thompson
Mgmt
For
For 95% Withhold 5%
For
Franklin Universal Trust
FT
355145103
3/20/2015
1.10
Elect John B. Wilson
Mgmt
For
For 95% Withhold 5%
For
Gabelli Equity Trust Inc.
GAB
362397101
5/11/2015
1.1
Elect Anthony R. Pustorino
Mgmt
For
For 87% Withhold 13%
For
Gabelli Global Utility & Income Trust.
GLU
36242L105
5/11/2015
1.1
Elect Salvatore M. Salibello
Mgmt
For
For 87% Withhold 13%
For
Gabelli Healthcare & WellnessRx Trust
GRX
36246K103
5/11/2015
1.1
Elect Robert C. Kolodny
Mgmt
For
For 82% Withhold 18%
For
Gabelli Healthcare & WellnessRx Trust
GRX
36246K103
5/11/2015
1.2
Elect Salvatore J. Zizza
Mgmt
For
For 49% Withhold 51%
For
Gap Inc.
GPS
364760108
5/19/2015
1
Elect Domenico De Sole
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/19/2015
2
Elect Robert J. Fisher
Mgmt
For
Against
Against
Gap Inc.
GPS
364760108
5/19/2015
3
Elect William S. Fisher
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/19/2015
4
Elect Isabella D. Goren
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/19/2015
5
Elect Bob L. Martin
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/19/2015
6
Elect Jorge P. Montoya
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/19/2015
7
Elect Arthur Peck
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/19/2015
8
Elect Mayo A. Shattuck III
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/19/2015
9
Elect Katherine Tsang
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/19/2015
10
Elect Padmasree Warrior
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/19/2015
11
Ratification of Auditor
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/19/2015
12
Amendment to the Executive Management Incentive Compensation Award Plan
Mgmt
For
For
For
Gap Inc.
GPS
364760108
5/19/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
GDL Fund
GDL
361570104
5/11/2015
1.1
Elect Mario J. Gabelli
Mgmt
For
For 84% Withhold 16%
For
GDL Fund
GDL
361570104
5/11/2015
1.2
Elect Mario d'Urso
Mgmt
For
For 99% Withhold 1%
For
GDL Fund
GDL
361570104
5/11/2015
1.3
Elect Michael J. Melarkey
Mgmt
For
For 99% Withhold 1%
For
General Electric Company
GE
369604103
4/22/2015
1
Elect W. Geoffrey Beattie
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
2
Elect John J. Brennan
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
3
Elect James I. Cash, Jr.
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
4
Elect Francisco D'Souza
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
5
Elect Marijn E. Dekkers
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
6
Elect Susan Hockfield
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
7
Elect Jeffrey R. Immelt
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
8
Elect Andrea Jung
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
9
Elect Robert W. Lane
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
10
Elect Rochelle B. Lazarus
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
11
Elect James J. Mulva
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
12
Elect James E. Rohr
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
13
Elect Mary L. Schapiro
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
14
Elect Robert J. Swieringa
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
15
Elect James S. Tisch
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
16
Elect Douglas A. Warner III
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
18
Ratification of Auditor
Mgmt
For
For
For
General Electric Company
GE
369604103
4/22/2015
19
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/22/2015
20
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/22/2015
21
Shareholder Proposal Regarding Nomination of Retiree Directors
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/22/2015
22
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/22/2015
23
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Global High Income Fund Inc
GHI
37933G108
2/19/2015
1.1
Elect Richard Q. Armstrong
Mgmt
For
For 63%  Withhold 37%
For
Global High Income Fund Inc
GHI
37933G108
2/19/2015
1.2
Elect Alan S. Bernikow
Mgmt
For
For 63%  Withhold 37%
For
Global High Income Fund Inc
GHI
37933G108
2/19/2015
1.3
Elect David Malpass
Mgmt
For
For 63%  Withhold 37%
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
1
Elect Lloyd C. Blankfein
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
2
Elect M. Michele Burns
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
3
Elect Gary D. Cohn
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
4
Elect Mark Flaherty
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
5
Elect William W. George
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
6
Elect James A. Johnson
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
7
Elect Lakshmi N. Mittal
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
8
Elect Adebayo O. Ogunlesi
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
9
Elect Peter Oppenheimer
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
10
Elect Debora L. Spar
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
11
Elect Mark E. Tucker
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
12
Elect David A. Viniar
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
13
Elect Mark O. Winkelman
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
15
2015 Stock Incentive Plan
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
16
Ratification of Auditor
Mgmt
For
For
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
17
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
18
Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service
ShrHoldr
Against
Against
For
Goldman Sachs Group Inc.
GS
38141G104
5/21/2015
19
SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT
ShrHoldr
Against
For
Against
Google Inc.
GOOG
38259P508
6/3/2015
1.1
Elect Larry Page
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
6/3/2015
1.2
Elect Sergey Brin
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
6/3/2015
1.3
Elect Eric E. Schmidt
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
6/3/2015
1.4
Elect L. John Doerr
Mgmt
For
Withhold
Against
Google Inc.
GOOG
38259P508
6/3/2015
1.5
Elect Diane B. Greene
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
6/3/2015
1.6
Elect John L. Hennessy
Mgmt
For
Withhold
Against
Google Inc.
GOOG
38259P508
6/3/2015
1.7
Elect Ann Mather
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
6/3/2015
1.8
Elect Alan R. Mulally
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
6/3/2015
1.9
Elect Paul S. Otellini
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
6/3/2015
1.10
Elect K. Ram Shriram
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
6/3/2015
1.11
Elect Shirley M. Tilghman
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
6/3/2015
2
Ratification of Auditor
Mgmt
For
For
For
Google Inc.
GOOG
38259P508
6/3/2015
3
Amendment to the 2012 Stock Plan
Mgmt
For
Against
Against
Google Inc.
GOOG
38259P508
6/3/2015
4
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
Google Inc.
GOOG
38259P508
6/3/2015
5
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Google Inc.
GOOG
38259P508
6/3/2015
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
Google Inc.
GOOG
38259P508
6/3/2015
7
Shareholder Proposal Regarding Renewable Energy Cost Report
ShrHoldr
Against
Against
For
Google Inc.
GOOG
38259P508
6/3/2015
8
Shareholder Proposal Regarding Climate Change Policy Risk
ShrHoldr
Against
Against
For
Guggenheim Enhanced Equity Strategy Fund
GGE
40167K100
4/29/2015
1
Elect Dr. Jerry B. Farley
Mgmt
For
For 97.5%  Against 1%  Abstain 1.5%
For
Guggenheim Enhanced Equity Strategy Fund
GGE
40167K100
4/29/2015
2
Elect Roman Friedrich III
Mgmt
For
For 97.5%  Against 1%  Abstain 1.5%
For
Guggenheim Enhanced Equity Strategy Fund
GGE
40167K100
4/29/2015
3
Elect Ronald A. Nyberg
Mgmt
For
For 97.5%  Against 1%  Abstain 1.5%
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
1
Elect Marc L. Andreessen
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
2
Elect Shumeet Banerji
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
3
Elect Robert R. Bennett
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
4
Elect Rajiv L. Gupta
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
5
Elect Klaus Kleinfeld
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
6
Elect Raymond J. Lane
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
7
Elect Ann M. Livermore
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
8
Elect Raymond E. Ozzie
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
9
Elect Gary M. Reiner
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
10
Elect Patricia F. Russo
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
11
Elect James A. Skinner
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
12
Elect Margaret C. Whitman
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
13
Ratification of Auditor
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Hewlett-Packard Company
HPQ
428236103
3/18/2015
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
Honeywell International Inc.
HON
438516106
4/27/2015
1
Elect William S. Ayer
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
2
Elect Gordon M. Bethune
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
3
Elect Kevin Burke
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
4
Elect Jaime Chico Pardo
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
5
Elect David M. Cote
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
6
Elect D. Scott Davis
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
7
Elect Linnet F. Deily
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
8
Elect Judd Gregg
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
9
Elect Clive Hollick
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
10
Elect Grace D. Lieblein
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
11
Elect George Paz
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
12
Elect Bradley T. Sheares
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
13
Elect Robin L. Washington
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
14
Ratification of Auditor
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/27/2015
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Honeywell International Inc.
HON
438516106
4/27/2015
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Honeywell International Inc.
HON
438516106
4/27/2015
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Intel Corporation
INTC
458140100
5/21/2015
1
Elect Charlene Barshefsky
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
2
Elect Aneel Bhusri
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
3
Elect Andy D. Bryant
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
4
Elect Susan L. Decker
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
5
Elect John J. Donahoe
Mgmt
For
Against
Against
Intel Corporation
INTC
458140100
5/21/2015
6
Elect Reed E. Hundt
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
7
Elect Brian M. Krzanich
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
8
Elect James D. Plummer
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
9
Elect David S. Pottruck
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
10
Elect Frank D. Yeary
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
11
Elect David B. Yoffie
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
12
Ratification of Auditor
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
14
Amendment to the 2006 Equity Incentive Plan
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
15
Amendment to the 2006 Stock Purchase Plan
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/21/2015
16
Stockholder Proposal Regarding Holy Land Principles
ShrHoldr
Against
Against
For
Intel Corporation
INTC
458140100
5/21/2015
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Intel Corporation
INTC
458140100
5/21/2015
18
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
International Business Machines Corporation
IBM
459200101
4/28/2015
1
Elect Alain J. P. Belda
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
2
Elect William R. Brody
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
3
Elect Kenneth I. Chenault
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
4
Elect Michael L. Eskew
Mgmt
For
Against
Against
International Business Machines Corporation
IBM
459200101
4/28/2015
5
Elect David N. Farr
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
6
Elect Alex Gorsky
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
7
Elect Shirley Ann Jackson
Mgmt
For
Against
Against
International Business Machines Corporation
IBM
459200101
4/28/2015
8
Elect Andrew N. Liveris
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
9
Elect W. James McNerney, Jr.
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
10
Elect James W. Owens
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
11
Elect Virginia M. Rometty
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
12
Elect Joan E. Spero
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
13
Elect Sidney Taurel
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
14
Elect Peter R. Voser
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
15
Ratification of Auditor
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
International Business Machines Corporation
IBM
459200101
4/28/2015
17
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
International Business Machines Corporation
IBM
459200101
4/28/2015
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
International Business Machines Corporation
IBM
459200101
4/28/2015
19
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
International Business Machines Corporation
IBM
459200101
4/28/2015
20
Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board
ShrHoldr
Against
Against
For
International Paper Company
IP
460146103
5/11/2015
1
Elect David J. Bronczek
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
2
Elect William J. Burns
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
3
Elect Ahmet C. Dorduncu
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
4
Elect Ilene S. Gordon
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
5
Elect Jay L. Johnson
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
6
Elect Stacey J. Mobley
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
7
Elect Joan E. Spero
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
8
Elect Mark S. Sutton
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
9
Elect John L. Townsend, III
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
10
Elect William G. Walter
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
11
Elect J. Steven Whisler
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
12
Elect Ray G. Young
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
13
Ratification of Auditor
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
International Paper Company
IP
460146103
5/11/2015
15
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
1
Elect Albert R. Dowden
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
2
Elect Prema Mathai-Davis
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
3
Elect Raymond Stickel, Jr.
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
4
Elect David C. Arch
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
5
Elect Larry Soll
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
6
Elect Philip A. Taylor
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
7
Elect Suzanne Woolsey
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
8
Elect James T. Bunch
Mgmt
For
For 93%  Against 5.5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
9
Elect Bruce L. Crockett
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
10
Elect Rodney F. Dammeyer
Mgmt
For
For 93.5%  Against 5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
11
Elect Jack M. Fields, Jr.
Mgmt
For
For 93%  Against 5.5%  Abstain 1.5%
For
Invesco High Income Trust II
VLT
46131H107
8/29/2014
12
Elect Martin L. Flanagan
Mgmt
For
For 93%  Against 5.5%  Abstain 1.5%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
1
Elect Albert R. Dowden
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
2
Elect Prema Mathai-Davis
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
3
Elect Raymond Stickel, Jr.
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
4
Elect David C. Arch
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
5
Elect Larry Soll
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
6
Elect Philip A. Taylor
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
7
Elect Suzanne Woolsey
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
8
Elect James T. Bunch
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
9
Elect Bruce L. Crockett
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
10
Elect Rodney F. Dammeyer
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
11
Elect Jack M. Fields, Jr.
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Opportunity Trust
VMO
46132C107
8/29/2014
12
Elect Martin L. Flanagan
Mgmt
For
For 84%  Against 14% Abstain 2%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
1
Elect Albert R. Dowden
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
2
Elect Prema Mathai-Davis
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
3
Elect Raymond Stickel, Jr.
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
4
Elect David C. Arch
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
5
Elect Larry Soll
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
6
Elect Philip A. Taylor
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
7
Elect Suzanne Woolsey
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
8
Elect James T. Bunch
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
9
Elect Bruce L. Crockett
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
10
Elect Rodney F. Dammeyer
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
11
Elect Jack M. Fields, Jr.
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Municipal Trust
VKQ
46131J103
8/29/2014
12
Elect Martin L. Flanagan
Mgmt
For
For 77.5% Against 20%  Abstain 2.5%
For
Invesco Quality Municipal Income Trust
GVT
61745P874
7/1/2014
1.1
Elect Frank L. Bowman
Mgmt
For
For
For
Invesco Quality Municipal Income Trust
GVT
61745P874
7/1/2014
1.2
Elect Michael Bozic
Mgmt
For
For
For
Invesco Quality Municipal Income Trust
GVT
61745P874
7/1/2014
1.3
Elect James F. Higgins
Mgmt
For
For
For
John Hancock Financial Opportunities Fund
BTO
409735206
1/26/2015
1.1
Elect Charles L. Bardelis
Mgmt
For
For 92%  Withhold 8%
For
John Hancock Financial Opportunities Fund
BTO
409735206
1/26/2015
1.2
Elect Peter S. Burgess
Mgmt
For
For 92%  Withhold 8%
For
John Hancock Financial Opportunities Fund
BTO
409735206
1/26/2015
1.3
Elect Theron S. Hoffman
Mgmt
For
For 92%  Withhold 8%
For
John Hancock Financial Opportunities Fund
BTO
409735206
1/26/2015
1.4
Elect Warren A. Thomson
Mgmt
For
For 92%  Withhold 8%
For
Johnson & Johnson
JNJ
478160104
4/23/2015
1
Elect Mary Sue Coleman
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
2
Elect D. Scott Davis
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
3
Elect Ian E.L. Davis
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
4
Elect Alex Gorsky
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
5
Elect Susan L. Lindquist
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
6
Elect Mark B. McClellan
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
7
Elect Anne M. Mulcahy
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
8
Elect William D. Perez
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
9
Elect Charles Prince
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
10
Elect A. Eugene Washington
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
11
Elect Ronald A. Williams
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
13
Ratification of Auditor
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/23/2015
14
Shareholder Proposal Regarding Overextended Directors
ShrHoldr
Against
Against
For
Johnson & Johnson
JNJ
478160104
4/23/2015
15
Shareholder Proposal Regarding Incorporation of Values in Political Spending
ShrHoldr
Against
Against
For
Johnson & Johnson
JNJ
478160104
4/23/2015
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.1
Elect Natalie A. Black
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.2
Elect Raymond L. Conner
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.3
Elect Richard Goodman
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.4
Elect William H. Lacy
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.5
Elect Alex A. Molinaroli
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
1.6
Elect Mark P. Vergnano
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
2
Ratification of Auditor
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/28/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
1
Elect Linda B. Bammann
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
2
Elect James A. Bell
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
3
Elect Crandall C. Bowles
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
4
Elect Stephen B. Burke
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
5
Elect James S. Crown
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
6
Elect James Dimon
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
7
Elect Timothy P. Flynn
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
8
Elect Laban P. Jackson, Jr.
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
9
Elect Michael A. Neal
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
10
Elect Lee R. Raymond
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
11
Elect William C. Weldon
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
13
Ratification of Auditor
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
14
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
18
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
19
Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/19/2015
20
Shareholder Proposal Regarding Recoupment Report
ShrHoldr
Against
For
Against
Kellogg Company
K
487836108
4/24/2015
1.1
Elect Benjamin S. Carson, Sr.
Mgmt
For
For
For
Kellogg Company
K
487836108
4/24/2015
1.2
Elect John T. Dillon
Mgmt
For
For
For
Kellogg Company
K
487836108
4/24/2015
1.3
Elect Zachary Gund
Mgmt
For
For
For
Kellogg Company
K
487836108
4/24/2015
1.4
Elect James M. Jenness
Mgmt
For
For
For
Kellogg Company
K
487836108
4/24/2015
1.5
Elect Donald R. Knauss
Mgmt
For
For
For
Kellogg Company
K
487836108
4/24/2015
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kellogg Company
K
487836108
4/24/2015
3
Ratification of Auditor
Mgmt
For
For
For
Kellogg Company
K
487836108
4/24/2015
4
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
1
Elect Abelardo E. Bru
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
2
Elect John T. Cahill
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
3
Elect L. Kevin Cox
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
4
Elect Myra M. Hart
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
5
Elect Peter B. Henry
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
6
Elect Jeanne P. Jackson
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
7
Elect Terry J. Lundgren
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
8
Elect Mackey J. McDonald
Mgmt
For
Against
Against
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
9
Elect John C. Pope
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
10
Elect E. Follin Smith
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
12
Ratification of Auditor
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
13
Shareholder Proposal Regarding Risks of Sourcing Eggs from Caged Hens
ShrHoldr
Against
Against
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
14
Shareholder Proposal Regarding Sustainable Forestry Report
ShrHoldr
Against
Against
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
15
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
ShrHoldr
Against
Against
For
Kraft Foods Group Inc.
KRFT
50076Q106
5/5/2015
16
Shareholder Proposal Related to Sustainability Report
ShrHoldr
Against
Against
For
Kroger Co.
KR
501044101
6/25/2015
1
Elect Nora. A. Aufreiter
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
2
Elect Robert D. Beyer
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
3
Elect Susan J. Kropf
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
4
Elect David B. Lewis
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
5
Elect W. Rodney McMullen
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
6
Elect Jorge P. Montoya
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
7
Elect Clyde R. Moore
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
8
Elect Susan M. Phillips
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
9
Elect James A. Runde
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
10
Elect Ronald L. Sargent
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
11
Elect Bobby S. Shackouls
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
13
Ratification of Auditor
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/25/2015
14
Shareholder Proposal Regarding Human Rights Report
ShrHoldr
Against
Against
For
Kroger Co.
KR
501044101
6/25/2015
15
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
ShrHoldr
Against
Against
For
Kroger Co.
KR
501044101
6/25/2015
16
Shareholder Proposal Regarding Use of Antibiotics
ShrHoldr
Against
Against
For
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.1
Elect Gerald Hellerman
Mgmt
N/A
TNA
N/A
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.2
Elect Andrew Dakos
Mgmt
N/A
TNA
N/A
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.3
Elect Richard Cohen
Mgmt
N/A
TNA
N/A
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
2
Shareholder Proposal to Authorize a Self-Tender for the Fund's Common Shares
ShrHoldr
N/A
TNA
N/A
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.1
Elect Robert Agdern
Mgmt
For
For: 95% Withhold: 5%
For
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.2
Elect William R. Hutchinson
Mgmt
For
For: 95% Withhold: 5%
For
LMP Real Estate Income Fund Inc.
RIT
50208C108
6/16/2015
1.3
Elect Eileen A. Kamerick
Mgmt
For
For: 95% Withhold: 5%
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
1
Elect Daniel F. Akerson
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
2
Elect Nolan D. Archibald
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
3
Elect Rosalind G. Brewer
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
4
Elect David B. Burritt
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
5
Elect James O. Ellis, Jr.
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
6
Elect Thomas J. Falk
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
7
Elect Marillyn A. Hewson
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
8
Elect Gwendolyn S. King
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
9
Elect James M. Loy
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
10
Elect Joseph W. Ralston
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
11
Elect Anne L. Stevens
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
12
Ratification of Auditor
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/23/2015
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Lockheed Martin Corporation
LMT
539830109
4/23/2015
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.1
Elect Raul Alvarez
Mgmt
For
Withhold
Against
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.2
Elect David W. Bernauer
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.3
Elect Angela F. Braly
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.4
Elect Laurie Z. Douglas
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.5
Elect Richard W. Dreiling
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.6
Elect Robert L. Johnson
Mgmt
For
Withhold
Against
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.7
Elect Marshall O. Larsen
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.8
Elect Richard K. Lochridge
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.9
Elect James H Morgan
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.10
Elect Robert A. Niblock
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
1.11
Elect Eric C. Wiseman
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/29/2015
3
Ratification of Auditor
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
1
Elect Robin Buchanan
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
2
Elect Stephen F. Cooper
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
3
Elect Isabella D. Goren
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
4
Elect Robert G. Gwin
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
5
Elect Kevin W. Brown
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
6
Elect Jeffrey A. Kaplan
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
7
Adoption of Dutch Statutory Annual Accounts for 2014
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
8
DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
9
DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
10
Appointment of Auditor
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
11
Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
12
Allocation of Dividends
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
13
Advisory Vote Approving Executive Compensation
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
14
Authority to Issue Shares
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
15
Supression of Preemptive Rights
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
16
Amendment to the 2012 Global Employee Stock Purchase Plan
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/6/2015
17
Authority of Management Board to Repurchase Shares
Mgmt
For
For
For
Macquarie-First Tr. Global Inf. Utilities Div. & Income Fund
MFD
55607W100
4/20/2015
1.1
Elect Richard E. Erickson
Mgmt
For
For 97%  Withhold 3%
For
Macquarie-First Tr. Global Inf. Utilities Div. & Income Fund
MFD
55607W100
4/20/2015
1.2
Elect Thomas R. Kadlec
Mgmt
For
For 97%  Withhold 3%
For
Macy's Inc.
M
55616P104
5/15/2015
1
Elect Stephen F. Bollenbach
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
2
Elect John A. Bryant
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
3
Elect Deirdre P. Connelly
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
4
Elect Meyer Feldberg
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
5
Elect Leslie D. Hale
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
6
Elect Sara L. Levinson
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
7
Elect Terry J. Lundgren
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
8
Elect Joseph Neubauer
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
9
Elect Joyce M. Roche
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
10
Elect Paul C. Varga
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
11
Elect Craig E. Weatherup
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
12
Elect Marna C. Whittington
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
13
Elect Annie A. Young-Scrivner
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
14
Ratification of Auditor
Mgmt
For
For
For
Macy's Inc.
M
55616P104
5/15/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
1
Elect Andy D. Bryant
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
2
Elect Wayne A. Budd
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
3
Elect N. Anthony Coles
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
4
Elect John H. Hammergren
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
5
Elect Alton F. Irby III
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
6
Elect M. Christine Jacobs
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
7
Elect Marie L. Knowles
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
8
Elect David M. Lawrence
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
9
Elect Edward A. Mueller
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
10
Ratification of Auditor
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/30/2014
12
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Mckesson Corporation
MCK
58155Q103
7/30/2014
13
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
Mckesson Corporation
MCK
58155Q103
7/30/2014
14
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
1
Elect Leslie A. Brun
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
2
Elect Thomas R. Cech
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
3
Elect Kenneth C. Frazier
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
4
Elect Thomas H. Glocer
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
5
Elect William B. Harrison, Jr.
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
6
Elect C. Robert Kidder
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
7
Elect Rochelle B. Lazarus
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
8
Elect Carlos E. Represas
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
9
Elect Patricia F. Russo
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
10
Elect Craig B. Thompson
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
11
Elect Wendell P. Weeks
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
12
Elect Peter C. Wendell
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
14
Ratification of Auditor
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
15
Amendment to the 2010 Incentive Plan
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
16
Amendment to the Executive Incentive Plan
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Merck & Co., Inc.
MRK
58933Y105
5/26/2015
18
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
MetLife, Inc.
MET
59156R108
4/28/2015
1
Elect Cheryl W. Grise
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
2
Elect Carlos M. Gutierrez
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
3
Elect R. Glenn Hubbard
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
4
Elect Steven A. Kandarian
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
5
Elect Alfred F. Kelly, Jr.
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
6
Elect Edward J. Kelly, III
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
7
Elect William E. Kennard
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
8
Elect James M. Kilts
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
9
Elect Catherine R. Kinney
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
10
Elect Denise M. Morrison
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
11
Elect Kenton J. Sicchitano
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
12
Elect Lulu C. Wang
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
13
Elimination of Supermajority Requirement
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
14
Elimination of Supermajority Requirement
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
15
Ratification of Auditor
Mgmt
For
For
For
MetLife, Inc.
MET
59156R108
4/28/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Mexico Fund Inc
MXF
592835102
3/5/2015
1.1
Elect Marc J. Shapiro
Mgmt
For
For 94%  Withhold 6%
For
Mexico Fund Inc
MXF
592835102
3/5/2015
1.2
Elect Jaime Serra Puche
Mgmt
For
For 94%  Withhold 6%
For
MFS High Income Municipal Trust
CXE
59318D104
10/2/2014
1.1
Elect Steven E. Buller
Mgmt
For
For 93%  Withhold 7%
For
MFS High Income Municipal Trust
CXE
59318D104
10/2/2014
1.2
Elect William R. Gutow
Mgmt
For
For 93%  Withhold 7%
For
MFS High Income Municipal Trust
CXE
59318D104
10/2/2014
1.3
Elect Michael Hegarty
Mgmt
For
For 93%  Withhold 7%
For
MFS High Income Municipal Trust
CXE
59318D104
10/2/2014
1.4
Elect Robert W. Uek
Mgmt
For
For 93%  Withhold 7%
For
MFS Municipal Income Trust
MFM
552738106
10/2/2014
1.1
Elect Steven E. Buller
Mgmt
For
For 96%  Withhold 4%
For
MFS Municipal Income Trust
MFM
552738106
10/2/2014
1.2
Elect William R. Gutow
Mgmt
For
For 96%  Withhold 4%
For
MFS Municipal Income Trust
MFM
552738106
10/2/2014
1.3
Elect Michael Hegarty
Mgmt
For
For 96%  Withhold 4%
For
MFS Municipal Income Trust
MFM
552738106
10/2/2014
1.4
Elect Robert W. Uek
Mgmt
For
For 96%  Withhold 4%
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
1
Elect Stephen F. Bollenbach
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
2
Elect Lewis W.K. Booth
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
3
Elect Lois D. Juliber
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
4
Elect Mark D. Ketchum
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
5
Elect Jorge S. Mesquita
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
6
Elect Joseph Neubauer
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
7
Elect Nelson Peltz
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
8
Elect Fredric G. Reynolds
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
9
Elect Irene B. Rosenfeld
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
10
Elect Patrick Siewert
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
11
Elect Ruth J. Simmons
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
12
Elect Jean-Francois M. L. van Boxmeer
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
14
Ratification of Auditor
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/20/2015
15
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
ShrHoldr
Against
Against
For
Morgan Stanley
MS
617446448
5/19/2015
1
Elect Erskine B. Bowles
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
2
Elect Thomas H. Glocer
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
3
Elect James P. Gorman
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
4
Elect Robert H. Herz
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
5
Elect Klaus Kleinfield
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
6
Elect Jami Miscik
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
7
Elect Donald T. Nicolaisen
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
8
Elect Hutham S. Olayan
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
9
Elect James W. Owens
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
10
Elect Ryosuke Tamakoshi
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
11
Elect Masaaki Tanaka
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
12
Elect Perry M. Traquina
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
13
Elect Laura D'Andrea Tyson
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
14
Elect Rayford Wilkins, Jr.
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
15
Ratification of Auditor
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Morgan Stanley
MS
617446448
5/19/2015
17
Amendment to the 2007 Incentive Plan
Mgmt
For
For
For
Morgan Stanley
MS
617446448
5/19/2015
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Morgan Stanley
MS
617446448
5/19/2015
19
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Morgan Stanley
MS
617446448
5/19/2015
20
Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service
ShrHoldr
Against
Against
For
Morgan Stanley China A Share Fund Inc
CAF
617468103
6/30/2015
1.1
Elect Michael Bozic
Mgmt
For
For: 87% Withhold: 13%
For
Morgan Stanley China A Share Fund Inc
CAF
617468103
6/30/2015
1.2
Elect Nancy C. Everett
Mgmt
For
For:95% Withhold: 5%
For
Morgan Stanley China A Share Fund Inc
CAF
617468103
6/30/2015
1.3
Elect Michael F. Klein
Mgmt
For
For: 86% Withhold: 14%
For
Morgan Stanley China A Share Fund Inc
CAF
617468103
6/30/2015
1.4
Elect W. Allen Reed
Mgmt
For
For: 87% Withhold: 13%
For
Morgan Stanley Eastern Europe Fund, Inc.
RNE
616988101
2/23/2015
1
Liquidation of the Fund
Mgmt
For
For 98%  Against 1%  Abstain 1%
For
Morgan Stanley India Investment Fund Inc
IIF
61745C105
7/1/2014
1.1
Elect Ravindranath Santosh Kumar Hazareesing
Mgmt
For
For
For
Morgan Stanley India Investment Fund Inc
IIF
61745C105
7/1/2014
1.2
Elect Mamode Izam Nathadkhan
Mgmt
For
For
For
Neuberger Berman High Yield Strategies Fund
NHS
64128C106
9/17/2014
1.1
Elect Candace L. Straight
Mgmt
For
For 97.5%  Withhold 2.5%
For
Neuberger Berman High Yield Strategies Fund
NHS
64128C106
9/17/2014
1.2
Elect Martha C. Goss
Mgmt
For
For 97.5%  Withhold 2.5%
For
Neuberger Berman High Yield Strategies Fund
NHS
64128C106
9/17/2014
1.3
Elect Joseph V. Amato
Mgmt
For
For 97.5%  Withhold 2.5%
For
Neuberger Berman High Yield Strategies Fund
NHS
64128C106
9/17/2014
1.4
Elect Faith Colish
Mgmt
For
For 97.5%  Withhold 2.5%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/17/2014
1.1
Elect Candace L. Straight
Mgmt
For
For 97%  Withhold 3%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/17/2014
1.2
Elect Martha C. Goss
Mgmt
For
For 97%  Withhold 3%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/17/2014
1.3
Elect Joseph V. Amato
Mgmt
For
For 97%  Withhold 3%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
9/17/2014
1.4
Elect Faith Colish
Mgmt
For
For 97%  Withhold 3%
For
Newmont Mining Corporation
NEM
651639106
4/22/2015
1
Elect Bruce R. Brook
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/22/2015
2
Elect J. Kofi Bucknor
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/22/2015
3
Elect Vincent A. Calarco
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/22/2015
4
Elect Alberto Calderon
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/22/2015
5
Elect Joseph A. Carrabba
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/22/2015
6
Elect Noreen Doyle
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/22/2015
7
Elect Gary J. Goldberg
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/22/2015
8
Elect Veronica M. Hagen
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/22/2015
9
Elect Jane Nelson
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/22/2015
10
Ratification of Auditor
Mgmt
For
For
For
Newmont Mining Corporation
NEM
651639106
4/22/2015
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
News Corp.
NWS
65249B208
11/13/2014
1
Elect K. Rupert Murdoch
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
2
Elect Lachlan K. Murdoch
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
3
Elect Robert J. Thomson
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
4
Elect Jose Maria Aznar
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
5
Elect Natalie Bancroft
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
6
Elect Peter L. Barnes
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
7
Elect Elaine L. Chao
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
8
Elect John Elkann
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
9
Elect Joel I. Klein
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
10
Elect James Murdoch
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
11
Elect Ana Paula Pessoa
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
12
Elect Masroor T. Siddiqui
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
11/13/2014
13
Ratification of Auditor
Mgmt
For
For
For
News Corp.
NWS
65249B208
11/13/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
News Corp.
NWS
65249B208
11/13/2014
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
News Corp.
NWS
65249B208
11/13/2014
16
Approval of Material Terms of the 2013 Long-Term Incentive Plan
Mgmt
For
For
For
News Corp.
NWS
65249B208
11/13/2014
17
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
Norfolk Southern Corporation
NSC
655844108
5/14/2015
1
Elect Thomas D. Bell, Jr.
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
2
Elect Erskine B. Bowles
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
3
Elect Robert A. Bradway
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
4
Elect Wesley G. Bush
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
5
Elect Daniel A. Carp
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
6
Elect Karen N. Horn
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
7
Elect Steven F. Leer
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
8
Elect Michael D. Lockhart
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
9
Elect Amy E. Miles
Mgmt
For
Against
Against
Norfolk Southern Corporation
NSC
655844108
5/14/2015
10
Elect Charles W. Moorman, IV
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
11
Elect Martin H. Nesbitt
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
12
Elect James A Squires
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
13
Elect John R. Thompson
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
14
Ratification of Auditor
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
16
Amendment to Executive Management Incentive Plan
Mgmt
For
For
For
Norfolk Southern Corporation
NSC
655844108
5/14/2015
17
Amendment to Long Term Incentive Plan
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
1
Elect Wesley G. Bush
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
2
Elect Marianne C. Brown
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
3
Elect Victor H. Fazio
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
4
Elect Donald E. Felsinger
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
5
Elect Bruce S. Gordon
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
6
Elect William H. Hernandez
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
7
Elect Madeleine A. Kleiner
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
8
Elect Karl J. Krapek
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
9
Elect Richard B. Myers
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
10
Elect Gary Roughead
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
11
Elect Thomas M. Schoewe
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
12
Elect James S. Turley
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
14
Amendment to the 2011 Long-Term Incentive Stock Plan
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
15
Ratification of Auditor
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/20/2015
16
Shareholder Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Nuveen Credit Strategies Income Fund
JQC
67073D102
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 95%  Withhold 5%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 95%  Withhold 5%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 95%  Withhold 5%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
11/7/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 94% Against 3% Abstain 3%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
11/7/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 93% Against 4% Abstain 3%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
11/7/2014
3.1
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 95% Abstain 5%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 93% Against 4% Abstain 3%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 4% Abstain 4%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
3
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 5% Abstain 3%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
4
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 4% Abstain 4%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
5
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 5% Abstain 3%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
6.1
Elect William Adams, IV
Mgmt
For
For 96% Abstain 4%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
6.2
Elect David J. Kundert
Mgmt
For
For 96% Abstain 4%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
6.3
Elect John K. Nelson
Mgmt
For
For 96% Abstain 4%
For
Nuveen Diversified Dividend and Income Fund
JDD
6706EP105
8/5/2014
6.4
Elect Terence J. Toth
Mgmt
For
For 96% Abstain 4%
For
Nuveen Dividend Advantage Municipal Fund
NXZ
67070F100
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 94% Against 3% Abstain 3%
For
Nuveen Dividend Advantage Municipal Fund
NXZ
67070F100
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 94% Against 3% Abstain 3%
For
Nuveen Dividend Advantage Municipal Fund
NXZ
67070F100
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 96% Abstain 4%
For
Nuveen Dividend Advantage Municipal Fund
NXZ
67070F100
8/5/2014
3.2
Elect David J. Kundert
Mgmt
For
For 96% Abstain 4%
For
Nuveen Dividend Advantage Municipal Fund
NXZ
67070F100
8/5/2014
3.3
Elect John K. Nelson
Mgmt
For
For 96% Abstain 4%
For
Nuveen Dividend Advantage Municipal Fund
NXZ
67070F100
8/5/2014
3.4
Elect Terence J. Toth
Mgmt
For
For 96% Abstain 4%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 92% Against 6% Abstain 2%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 6% Abstain 2%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
3.2
Elect David J. Kundert
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
3.3
Elect John K. Nelson
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2014
3.4
Elect Terence J. Toth
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 92% Against 5% Abstain 3%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 92% Against 5% Abstain 3%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
3.2
Elect David J. Kundert
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
3.3
Elect John K. Nelson
Mgmt
For
For 95% Abstain 5%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2014
3.4
Elect Terence J. Toth
Mgmt
For
For 95% Abstain 5%
For
Nuveen Floating Rate Income Opportunity Fund
JRO
6706EN100
3/26/2015
1.1
Elect William Adams, IV
Mgmt
For
For 96%  Withhold 4%
For
Nuveen Floating Rate Income Opportunity Fund
JRO
6706EN100
3/26/2015
1.2
Elect David J. Kundert
Mgmt
For
For 96%  Withhold 4%
For
Nuveen Floating Rate Income Opportunity Fund
JRO
6706EN100
3/26/2015
1.3
Elect John K. Nelson
Mgmt
For
For 96%  Withhold 4%
For
Nuveen Floating Rate Income Opportunity Fund
JRO
6706EN100
3/26/2015
1.4
Elect Terence J. Toth
Mgmt
For
For 96%  Withhold 4%
For
Nuveen Floating Rate Income Opportunity Fund
JRO
6706EN100
3/26/2015
1.5
Elect Jack B. Evans
Mgmt
For
For 96%  Withhold 4%
For
Nuveen Floating Rate Income Opportunity Fund
JRO
6706EN100
3/26/2015
1.6
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 96%  Withhold 4%
For
Nuveen Floating Rate Income Opportunity Fund
JRO
6706EN100
11/7/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 94% Against 3% Abstain 3%
For
Nuveen Floating Rate Income Opportunity Fund
JRO
6706EN100
11/7/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 94% Against 3% Abstain 3%
For
Nuveen Floating Rate Income Opportunity Fund
JRO
6706EN100
11/7/2014
3.1
Elect William Adams, IV
Mgmt
For
For 94% Abstain 6%
For
Nuveen Floating Rate Income Opportunity Fund
JRO
6706EN100
11/7/2014
3.2
Elect John K. Nelson
Mgmt
For
For 94% Abstain 6%
For
Nuveen Floating Rate Income Opportunity Fund
JRO
6706EN100
11/7/2014
3.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 94% Abstain 6%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 82% Withhold 18%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 82% Withhold 18%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 82% Withhold 18%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 96% Against 3% Abstain 1%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 95% Against 4% Abstain 1%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 94% Abstain 6%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
3.2
Elect David J. Kundert
Mgmt
For
For 94% Abstain 6%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
3.3
Elect John K. Nelson
Mgmt
For
For 94% Abstain 6%
For
Nuveen Global Equity Income Fund
JGV
6706EH103
8/5/2014
3.4
Elect Terence J. Toth
Mgmt
For
For 94% Abstain 6%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
11/7/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 94% Against 4% Abstain 2%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
11/7/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 94% Against 4% Abstain 2%
For
Nuveen Quality Preferred Income Fund 3
JHP
67072W101
11/7/2014
3.1
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 95% Abstain 5%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
8/5/2014
3.2
Elect John K. Nelson
Mgmt
For
For
For
Nuveen Tax-Advantaged Dividend Growth Fund
JSD
67074X107
8/5/2014
3.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
1
Approval of a New Investment Management Agreements
Mgmt
For
For 95%  Against 2.5% Abstain 2.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
2
Approval of a New Investment Subadvisory Agreements
Mgmt
For
For 95%  Against 2.5% Abstain 2.5%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
3.1
Elect William Adams, IV
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
3.2
Elect David J. Kundert
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
3.3
Elect John K. Nelson
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Tax-Advantaged Dividend Growth Fund
JMF
67074U103
8/5/2014
3.4
Elect Terence J. Toth
Mgmt
For
For 97%  Withhold 3%
For
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
67090H102
3/26/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 95%  Withhold 5%
For
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
67090H102
3/26/2015
1.2
Elect William J. Schneider
Mgmt
For
For 95%  Withhold 5%
For
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
67090H102
3/26/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 95%  Withhold 5%
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.1
Elect Jeffrey S. Berg
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.2
Elect H. Raymond Bingham
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/5/2014
1.3
Elect Michael J. Boskin
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.4
Elect Safra A. Catz
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.5
Elect Bruce R. Chizen
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/5/2014
1.6
Elect George H. Conrades
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.7
Elect Lawrence J. Ellison
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.8
Elect Hector Garcia-Molina
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.9
Elect Jeffrey O. Henley
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/5/2014
1.10
Elect Mark V. Hurd
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
1.11
Elect Naomi O. Seligman
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Oracle Corporation
ORCL
68389X105
11/5/2014
3
Ratification of Auditor
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/5/2014
4
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Oracle Corporation
ORCL
68389X105
11/5/2014
5
Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures
ShrHoldr
Against
Against
For
Oracle Corporation
ORCL
68389X105
11/5/2014
6
Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans
ShrHoldr
Against
Against
For
Oracle Corporation
ORCL
68389X105
11/5/2014
7
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
PG&E Corporation
PCG
69331C108
5/4/2015
1
Elect Lewis Chew
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
2
Elect Anthony F. Earley, Jr.
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
3
Elect Fred J. Fowler
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
4
Elect Maryellen C. Herringer
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
5
Elect Richard C. Kelly
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
6
Elect Roger H. Kimmel
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
7
Elect Richard A. Meserve
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
8
Elect Forrest E. Miller
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
9
Elect Rosendo G. Parra
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
10
Elect Barbara L. Rambo
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
11
Elect Anne Shen Smith
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
12
Elect Barry Lawson Williams
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
13
Ratification of Auditor
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PG&E Corporation
PCG
69331C108
5/4/2015
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Phillips 66
PSX
718546104
5/6/2015
1
Elect J. Brian Ferguson
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
2
Elect Harold W. McGraw III
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
3
Elect Victoria J. Tschinkel
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
4
Ratification of Auditor
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
6
Repeal of Classified Board
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/6/2015
7
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
Pioneer Floating Rate Trust
PHD
72369J102
9/23/2014
1.1
Elect Benjamin M. Friedman
Mgmt
For
For 97%  Withhold 3%
For
Pioneer Floating Rate Trust
PHD
72369J102
9/23/2014
1.2
Elect Margaret B. Graham
Mgmt
For
For 97%  Withhold 3%
For
Pioneer Floating Rate Trust
PHD
72369J102
9/23/2014
1.3
Elect Kenneth J. Taubes
Mgmt
For
For 97%  Withhold 3%
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
1
Elect Charles E. Bunch
Mgmt
For
Against
Against
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
2
Elect Paul W. Chellgren
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
3
Elect Marjorie Rodgers Cheshire
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
4
Elect William S. Demchak
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
5
Elect Andrew T. Feldstein
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
6
Elect Kay Coles James
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
7
Elect Richard B. Kelson
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
8
Elect Anthony A. Massaro
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
9
Elect Jane G. Pepper
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
10
Elect Donald J. Shepard
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
11
Elect Lorene K. Steffes
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
12
Elect Dennis F. Strigl
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
13
Elect Thomas J. Usher
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
14
Ratification of Auditor
Mgmt
For
For
For
PNC Financial Services Group Inc.
PNC
693475105
4/28/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
1.1
Elect Charles E. Bunch
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
1.2
Elect Michael W. Lamach
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
1.3
Elect Martin H. Richenhagen
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
1.4
Elect Thomas J. Usher
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
3
Elimination of Supermajority Requirement
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/16/2015
4
Ratification of Auditor
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
1
Elect Rodney C. Adkins
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
2
Elect Frederick M. Bernthal
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
3
Elect John W. Conway
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
4
Elect Philip G. Cox
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
5
Elect Steven G. Elliott
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
6
Elect Louise K. Goeser
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
7
Elect Stuart E. Graham
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
8
Elect Raja Rajamannar
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
9
Elect Craig A. Rogerson
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
10
Elect William H. Spence
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
11
Elect Natica von Althann
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
12
Elect Keith H. Williamson
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
13
Elect Armando Zagalo De Lima
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
14
Amendment of Company's Articles to Permit Shareholders to Call Special Meetings
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
16
Ratification of Auditor
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/20/2015
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Against
PPL Corporation
PPL
69351T106
5/20/2015
18
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
PPL Corporation
PPL
69351T106
5/20/2015
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
PPL Corporation
PPL
69351T106
5/20/2015
20
Shareholder Proposal Regarding Report on Greenhouse Gas Emissions Reductions Scenarios
ShrHoldr
Against
Against
For
Praxair, Inc.
PX
74005P104
4/28/2015
1
Elect Stephen F. Angel
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/28/2015
2
Elect Oscar Bernardes
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/28/2015
3
Elect Nance K. Dicciani
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/28/2015
4
Elect Edward G. Galante
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/28/2015
5
Elect Ira D. Hall
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/28/2015
6
Elect Raymond W. LeBoeuf
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/28/2015
7
Elect Larry D. McVay
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/28/2015
8
Elect Denise L. Ramos
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/28/2015
9
Elect Wayne T. Smith
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/28/2015
10
Elect Robert L. Wood
Mgmt
For
For
For
Praxair, Inc.
PX
74005P104
4/28/2015
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Praxair, Inc.
PX
74005P104
4/28/2015
12
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Praxair, Inc.
PX
74005P104
4/28/2015
13
Ratification of Auditor
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/12/2014
1
Elect Mark Donegan
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/12/2014
2
Elect Don R. Graber
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/12/2014
3
Elect Lester L. Lyles
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/12/2014
4
Elect Daniel J. Murphy
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/12/2014
5
Elect Vernon E. Oechsle
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/12/2014
6
Elect Rick Schmidt
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/12/2014
7
Elect Richard L. Wambold
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/12/2014
8
Elect Timothy A. Wicks
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/12/2014
9
Ratification of Auditor
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/12/2014
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/12/2014
11
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
For
Against
Principal Financial Group, Inc.
PFG
74251V102
5/19/2015
1
Elect Roger C. Hochschild
Mgmt
For
For
For
Principal Financial Group, Inc.
PFG
74251V102
5/19/2015
2
Elect Daniel J. Houston
Mgmt
For
For
For
Principal Financial Group, Inc.
PFG
74251V102
5/19/2015
3
Elect Elizabeth E. Tallett
Mgmt
For
For
For
Principal Financial Group, Inc.
PFG
74251V102
5/19/2015
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Principal Financial Group, Inc.
PFG
74251V102
5/19/2015
5
Ratification of Auditor
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
1
Elect Thomas J. Baltimore, Jr.
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
2
Elect Gordon M. Bethune
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
3
Elect Gilbert F. Casellas
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
4
Elect James G. Cullen
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
5
Elect Mark B. Grier
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
6
Elect Constance J. Horner
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
7
Elect Martina Hund-Mejean
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
8
Elect Karl J. Krapek
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
9
Elect Christine A. Poon
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
10
Elect Douglas A. Scovanner
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
11
Elect John R. Strangfeld
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
12
Ratification of Auditor
Mgmt
For
For
For
Prudential Financial, Inc.
PRU
744320102
5/12/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Prudential Global Short Duration High Yield Fund Inc
GHY
74442F107
3/13/2015
1.1
Elect Scott E. Benjamin
Mgmt
For
For 97.5%  Withhold 2.5%
For
Prudential Global Short Duration High Yield Fund Inc
GHY
74442F107
3/13/2015
1.2
Elect Linda W. Bynoe
Mgmt
For
For 97.5%  Withhold 2.5%
For
Prudential Global Short Duration High Yield Fund Inc
GHY
74442F107
3/13/2015
1.3
Elect Michael S. Hyland
Mgmt
For
For 97.5%  Withhold 2.5%
For
Prudential Global Short Duration High Yield Fund Inc
GHY
74442F107
3/13/2015
1.4
Elect James E. Quinn
Mgmt
For
For 97.5%  Withhold 2.5%
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
1
Elect Albert R. Gamper, Jr.
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
2
Elect William V. Hickey
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
3
Elect Ralph Izzo
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
4
Elect Shirley Ann Jackson
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
5
Elect David Lilley
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
6
Elect Thomas A. Renyi
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
7
Elect Hak Cheol Shin
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
8
Elect Richard J. Swift
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
9
Elect Susan Tomasky
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
10
Elect Alfred W. Zollar
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/21/2015
12
Ratification of Auditor
Mgmt
For
For
For
RMR Real Estate Income Fund.
RIF
76970B101
4/15/2015
1
Elect Jeffrey P. Somers
Mgmt
For
For 92%  Against 8%
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
1
Elect Peter L.S. Currie
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
2
Elect K. Vaman Kamath
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
3
Elect V. Maureen Kempston Darkes
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
4
Elect Paal Kibsgaard
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
5
Elect Nikolay Kudryavtsev
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
6
Elect Michael E. Marks
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
7
Elect Indra K. Nooyi
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
8
Elect Lubna S. Olayan
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
9
Elect Leo Rafael Reif
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
10
Elect Tore I. Sandvold
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
11
Elect Henri Seydoux
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
13
Approval of Financial Statements/Dividends
Mgmt
For
For
For
Schlumberger Ltd. (Netherlands Antilles)
SLB
806857108
4/8/2015
14
Ratification of Auditor
Mgmt
For
For
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.1
Elect Eric S. Ende
Mgmt
For
For 96% Withhold 4%
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.2
Elect Thomas P. Merrick
Mgmt
For
For 96% Withhold 4%
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.3
Elect Alfred E. Osborne, Jr.
Mgmt
For
For 96% Withhold 4%
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.4
Elect A. Robert Pisano
Mgmt
For
For 96% Withhold 4%
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.5
Elect Patrick B. Purcell
Mgmt
For
For 96% Withhold 4%
For
Source Capital, Inc.
SOR
836144105
5/11/2015
1.6
Elect Allan M. Rudnick
Mgmt
For
For 96% Withhold 4%
For
Southern Company
SO
842587107
5/27/2015
1
Elect Juanita Powell Baranco
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
2
Elect Jon A. Boscia
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
3
Elect Henry A. Clark III
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
4
Elect Thomas A. Fanning
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
5
Elect David J. Grain
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
6
Elect Veronica M. Hagen
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
7
Elect Warren A. Hood, Jr.
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
8
Elect Linda P. Hudson
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
9
Elect Donald M. James
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
10
Elect John D. Johns
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
11
Elect Dale E. Klein
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
12
Elect William G. Smith, Jr.
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
13
Elect Steven R. Specker
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
14
Elect Larry D. Thompson
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
15
Elect E. Jenner Wood III
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
16
Approval of the Outside Directors Stock Plan
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
17
Amendment to Allow Action by Written Consent of Shareholders
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
19
Ratification of Auditor
Mgmt
For
For
For
Southern Company
SO
842587107
5/27/2015
20
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Southern Company
SO
842587107
5/27/2015
21
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
St. Jude Medical, Inc.
STJ
790849103
5/7/2015
1
Elect John W. Brown
Mgmt
For
For
For
St. Jude Medical, Inc.
STJ
790849103
5/7/2015
2
Elect Daniel J. Starks
Mgmt
For
For
For
St. Jude Medical, Inc.
STJ
790849103
5/7/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
St. Jude Medical, Inc.
STJ
790849103
5/7/2015
4
Approval of the Management Incentive Compensation Plan
Mgmt
For
For
For
St. Jude Medical, Inc.
STJ
790849103
5/7/2015
5
Repeal of Classified Board
Mgmt
For
For
For
St. Jude Medical, Inc.
STJ
790849103
5/7/2015
6
Ratification of Auditor
Mgmt
For
Against
Against
St. Jude Medical, Inc.
STJ
790849103
5/7/2015
7
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Suntrust Banks, Inc.
STI
867914103
4/28/2015
1
Elect Robert M. Beall, II
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
2
Elect Paul R. Garcia
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
3
Elect David H. Hughes
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
4
Elect M. Douglas Ivester
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
5
Elect Kyle P. Legg
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
6
Elect William A. Linnenbringer
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
7
Elect Donna S. Morea
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
8
Elect David M. Ratcliffe
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
9
Elect William H. Rogers, Jr.
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
10
Elect Frank W. Scruggs
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
11
Elect Thomas R. Watjen
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
12
Elect Phail Wynn, Jr.
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
14
Ratification of Auditor
Mgmt
For
For
For
Suntrust Banks, Inc.
STI
867914103
4/28/2015
15
Shareholder Proposal Regarding Recoupment Report
ShrHoldr
Against
For
Against
Swiss Helvetia Fund Inc
SWZ
870875101
6/25/2015
1.1
Elect Brian A. Berris
Mgmt
For
For 84% Abstain 16%
For
Swiss Helvetia Fund Inc
SWZ
870875101
6/25/2015
1.2
Elect David R. Bock
Mgmt
For
For 84% Abstain 16%
For
Swiss Helvetia Fund Inc
SWZ
870875101
6/25/2015
2
Ratification of Auditor
Mgmt
For
For 98% Against 1% Abstain 1%
For
Swiss Helvetia Fund Inc
SWZ
870875101
6/25/2015
3
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For 63% Against 35% Abstain 2%
Against
Taiwan Fund Inc
TWN
874036106
9/22/2014
1
Approval of a New Investment Advisory Agreement
Mgmt
For
For 98%  Against 1.5%  Abstain 0.5%
For
Templeton Russia and East European Fund Inc
TRF
88022F105
8/25/2014
1.1
Elect Harris J. Ashton
Mgmt
For
For 63%  Withhold 37%
For
Templeton Russia and East European Fund Inc
TRF
88022F105
8/25/2014
1.2
Elect J. Michael Luttig
Mgmt
For
For 63%  Withhold 37%
For
Templeton Russia and East European Fund Inc
TRF
88022F105
8/25/2014
1.3
Elect Larry D. Thompson
Mgmt
For
For 63%  Withhold 37%
For
Templeton Russia and East European Fund Inc
TRF
88022F105
8/25/2014
1.4
Elect Constantine D. Tseretopoulos
Mgmt
For
For 63%  Withhold 37%
For
Templeton Russia and East European Fund Inc
TRF
88022F105
8/25/2014
2
Ratification of Auditor
Mgmt
For
For 99.5%  Against 0.25%  Abstain 0.25%
For
Thai Fund Inc
TTF
882904105
6/30/2015
1.1
Elect Michael Bozic
Mgmt
For
For: 43% Withhold: 57%
For
Thai Fund Inc
TTF
882904105
6/30/2015
1.2
Elect Nancy C. Everett
Mgmt
For
For: 97% Withhold: 3%
For
Thai Fund Inc
TTF
882904105
6/30/2015
1.3
Elect Michael F. Klein
Mgmt
For
For: 43% Withhold: 57%
For
Thai Fund Inc
TTF
882904105
6/30/2015
1.4
Elect W. Allen Reed
Mgmt
For
For: 43% Withhold: 57%
For
The Home Depot, Inc.
HD
437076102
5/21/2015
1
Elect Ari Bousbib
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
2
Elect Gregory D. Brenneman
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
3
Elect J. Frank Brown
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
4
Elect Albert P. Carey
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
5
Elect Armando M. Codina
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
6
Elect Helena B. Foulkes
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
7
Elect Wayne M. Hewett
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
8
Elect Karen Katen
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
9
Elect Craig A. Menear
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
10
Elect Mark Vadon
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
11
Ratification of Auditor
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/21/2015
13
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
The Home Depot, Inc.
HD
437076102
5/21/2015
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
1
Elect Marc N. Casper
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
2
Elect Nelson J. Chai
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
3
Elect C. Martin Harris
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
4
Elect Tyler Jacks
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
5
Elect Judy C. Lewent
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
6
Elect Thomas J. Lynch
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
7
Elect Jim P. Manzi
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
8
Elect William G. Parrett
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
9
Elect Lars R. Sorenson
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
10
Elect Scott M. Sperling
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
11
Elect Elaine S. Ullian
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/20/2015
13
Ratification of Auditor
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
1
Elect Joseph A. Ripp
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
2
Elect David A. Bell
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
3
Elect John M. Fahey, Jr.
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
4
Elect Manuel A. Fernandez
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
5
Elect Dennis J. FitzSimons
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
6
Elect Betsy D. Holden
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
7
Elect Kay Koplovitz
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
8
Elect J. Randall MacDonald
Mgmt
For
Against
Against
Time Inc
TIME
887228104
6/5/2015
9
Elect Ronald S. Rolfe
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
10
Elect Howard Stringer
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
11
Ratification of Auditor
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Time Inc
TIME
887228104
6/5/2015
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Time Inc
TIME
887228104
6/5/2015
14
Reapproval of the 2014 Omnibus Incentive Compensation Plan
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
10/9/2014
1
Merger
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
10/9/2014
2
Advisory Vote on Golden Parachutes
Mgmt
For
Against
Against
Time Warner Inc.
TWX
887317303
6/19/2015
1
Elect James L. Barksdale
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
2
Elect William P. Barr
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
3
Elect Jeffrey L. Bewkes
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
4
Elect Stephen F. Bollenbach
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
5
Elect Robert C. Clark
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
6
Elect Mathias Dopfner
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
7
Elect Jessica P. Einhorn
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
8
Elect Carlos M. Gutierrez
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
9
Elect Fred Hassan
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
10
Elect Kenneth J. Novack
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
11
Elect Paul D. Wachter
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
12
Elect Deborah C. Wright
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
13
Ratification of Auditor
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Time Warner Inc.
TWX
887317303
6/19/2015
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Time Warner Inc.
TWX
887317303
6/19/2015
16
Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values
ShrHoldr
Against
Against
For
Time Warner Inc.
TWX
887317303
6/19/2015
17
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
1
Elect Zein Abdalla
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
2
Elect Jose B. Alvarez
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
3
Elect Alan M. Bennett
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
4
Elect David T. Ching
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
5
Elect Michael F. Hines
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
6
Elect Amy B. Lane
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
7
Elect Carol Meyrowitz
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
8
Elect John F. O'Brien
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
9
Elect Willow B. Shire
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
10
Elect William H. Swanson
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
11
Ratification of Auditor
Mgmt
For
For
For
TJX Companies, Inc.
TJX
872540109
6/11/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Transamerica Income Shares, Inc.
TAI
893506105
7/10/2014
1.1
Elect Russell A. Kimball, Jr.
Mgmt
For
For 97%  Withhold 3%
For
Transamerica Income Shares, Inc.
TAI
893506105
7/10/2014
1.2
Elect Norman R. Nielsen
Mgmt
For
For 97%  Withhold 3%
For
Transamerica Income Shares, Inc.
TAI
893506105
7/10/2014
1.3
Elect Joyce G. Norden
Mgmt
For
For 97%  Withhold 3%
For
Transamerica Income Shares, Inc.
TAI
893506105
7/10/2014
1.4
Elect John W. Waechter
Mgmt
For
For 97%  Withhold 3%
For
Tri-Continental Corporation
TY
895436103
4/13/2015
1.1
Elect Kathleen Blatz
Mgmt
For
For 63%  Withhold 37%
For
Tri-Continental Corporation
TY
895436103
4/13/2015
1.2
Elect Pamela G. Carlton
Mgmt
For
For 63%  Withhold 37%
For
Tri-Continental Corporation
TY
895436103
4/13/2015
1.3
Elect Alison Taunton-Rigby
Mgmt
For
For 63%  Withhold 37%
For
Tri-Continental Corporation
TY
895436103
4/13/2015
1.4
Elect William A. Hawkins
Mgmt
For
For 63%  Withhold 37%
For
Tri-Continental Corporation
TY
895436103
4/13/2015
2
Ratification of Auditor
Mgmt
For
For 77%  Against 22%  Abstain 1%
For
Tri-Continental Corporation
TY
895436103
4/13/2015
3
Shareholder Proposal Regarding Self-Tender Offer or Liquidation
ShrHoldr
Against
For 50%  Against 47%  Abstain 3%
For
Turkish Investment Fund Inc
TKF
900145103
6/30/2015
1.1
Elect Michael Bozic
Mgmt
For
For: 74% Withhold: 26%
For
Turkish Investment Fund Inc
TKF
900145103
6/30/2015
1.2
Elect Nancy C. Everett
Mgmt
For
For: 96% Withhold: 4%
For
Turkish Investment Fund Inc
TKF
900145103
6/30/2015
1.3
Elect Michael F. Klein
Mgmt
For
For: 74% Withhold: 26%
For
Turkish Investment Fund Inc
TKF
900145103
6/30/2015
1.4
Elect W. Allen Reed
Mgmt
For
For: 75% Withhold: 25%
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
1
Elect K. Rupert Murdoch
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
2
Elect Lachlan K. Murdoch
Mgmt
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
3
Elect Delphine Arnault
Mgmt
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
4
Elect James W. Breyer
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
5
Elect Chase Carey
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
6
Elect David F. DeVoe
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
7
Elect Viet D. Dinh
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
8
Elect Roderick Ian Eddington
Mgmt
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
9
Elect James Murdoch
Mgmt
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
10
Elect Jacques Nasser
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
11
Elect Robert S. Silberman
Mgmt
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
12
Elect Tidjane Thiam
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
13
Ratification of Auditor
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2014
15
Declaration of Domicile
Mgmt
N/A
Against
N/A
Union Pacific Corporation
UNP
907818108
5/14/2015
1
Elect Andrew H. Card, Jr.
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
2
Elect Erroll B. Davis, Jr.
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
3
Elect David B. Dillon
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
4
Elect Lance M. Fritz
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
5
Elect Judith Richards Hope
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
6
Elect John J. Koraleski
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
7
Elect Charles C. Krulak
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
8
Elect Michael R. McCarthy
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
9
Elect Michael W. McConnell
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
10
Elect Thomas F. McLarty III
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
11
Elect Steven R. Rogel
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
12
Elect Jose H. Villarreal
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
13
Ratification of Auditor
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Union Pacific Corporation
UNP
907818108
5/14/2015
15
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Union Pacific Corporation
UNP
907818108
5/14/2015
16
Shareholder Proposal regarding Independent
Chairman
ShrHoldr
Against
For
Against
Valero Energy Corporation
VLO
91913Y100
4/30/2015
1
Elect Jerry D. Choate
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
2
Elect Joseph W Gorder
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
3
Elect Deborah P. Majoras
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
4
Elect Donald L. Nickles
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
5
Elect Philip J. Pfeiffer
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
6
Elect Robert A. Profusek
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
7
Elect Susan K. Purcell
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
8
Elect Stephen M. Waters
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
9
Elect Randall J. Weisenburger
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
10
Elect Rayford Wilkins Jr.
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
11
Ratification of Auditor
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
4/30/2015
13
Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets
ShrHoldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
1
Elect Shellye L. Archambeau
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
2
Elect Mark T. Bertolini
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
3
Elect Richard L. Carrion
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
4
Elect Melanie L. Healey
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
5
Elect M. Frances Keeth
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
6
Elect Lowell C. McAdam
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
7
Elect Donald T. Nicolaisen
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
8
Elect Clarence Otis, Jr.
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
9
Elect Rodney E. Slater
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
10
Elect Kathryn A. Tesija
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
11
Elect Gregory D. Wasson
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
12
Ratification of Auditor
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
14
Shareholder Proposal Regarding Network Neutrality
ShrHoldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Verizon Communications Inc.
VZ
92343V104
5/7/2015
16
Shareholder Proposal Regarding Approval of Severance Agreements
ShrHoldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
17
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/7/2015
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Voya Asia Pacific High Dividend Equity Income Fund
IAE
44983J107
7/2/2014
1.1
Elect J. Michael Earley
Mgmt
For
For 93% Abstain 7%
For
Voya Asia Pacific High Dividend Equity Income Fund
IAE
44983J107
7/2/2014
1.2
Elect Patricia W. Kenny
Mgmt
For
For 93% Abstain 7%
For
Voya Asia Pacific High Dividend Equity Income Fund
IAE
44983J107
7/2/2014
1.3
Elect Roger B. Vincent
Mgmt
For
For 93% Abstain 7%
For
Voya Asia Pacific High Dividend Equity Income Fund
IAE
44983J107
7/2/2014
1.4
Elect Shaun P. Mathews
Mgmt
For
For 93% Abstain 7%
For
Voya Financial Inc
IAE
92912P108
2/10/2015
1
Approval of a New Sub-Advisory Agreement Between Voya Investments and IIMA
Mgmt
For
For
For
Voya Global Equity Dividend and Premium Opportunity Fund
IHD
45685X104
7/2/2014
1.1
Elect J. Michael Earley
Mgmt
For
For 98% Abstain 2%
For
Voya Global Equity Dividend and Premium Opportunity Fund
IHD
45685X104
7/2/2014
1.2
Elect Patricia W. Kenny
Mgmt
For
For 98% Abstain 2%
For
Voya Global Equity Dividend and Premium Opportunity Fund
IHD
45685X104
7/2/2014
1.3
Elect Roger B. Vincent
Mgmt
For
For 98% Abstain 2%
For
Voya Global Equity Dividend and Premium Opportunity Fund
IHD
45685X104
7/2/2014
1.4
Elect Shaun P. Mathews
Mgmt
For
For 98% Abstain 2%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
45685U100
7/2/2014
1.1
Elect J. Michael Earley
Mgmt
For
For 94% Abstain 6%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
45685U100
7/2/2014
1.2
Elect Patricia W. Kenny
Mgmt
For
For 94% Abstain 6%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
45685U100
7/2/2014
1.3
Elect Roger B. Vincent
Mgmt
For
For 94% Abstain 6%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
45685U100
7/2/2014
1.4
Elect Shaun P. Mathews
Mgmt
For
For 94% Abstain 6%
For
Voya Natural Resources Equity Income Fund
IRR
449810100
7/2/2014
1.1
Elect J. Michael Earley
Mgmt
For
For 98% Abstain 2%
For
Voya Natural Resources Equity Income Fund
IRR
449810100
7/2/2014
1.2
Elect Patricia W. Kenny
Mgmt
For
For 98% Abstain 2%
For
Voya Natural Resources Equity Income Fund
IRR
449810100
7/2/2014
1.3
Elect Roger B. Vincent
Mgmt
For
For 98% Abstain 2%
For
Voya Natural Resources Equity Income Fund
IRR
449810100
7/2/2014
1.4
Elect Shaun P. Mathews
Mgmt
For
For 98% Abstain 2%
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
1
Elect Aida M. Alvarez
Mgmt
For
Against
Against
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
2
Elect James I. Cash, Jr.
Mgmt
For
Against
Against
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
3
Elect Roger C. Corbett
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
4
Elect Pamela J. Craig
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
5
Elect Michael T. Duke
Mgmt
For
Against
Against
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
6
Elect Timothy P. Flynn
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
7
Elect Thomas W. Horton
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
8
Elect Marissa A. Mayer
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
9
Elect C. Douglas McMillon
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
10
Elect Gregory B. Penner
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
11
Elect Steven S. Reinemund
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
12
Elect Kevin Y. Systrom
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
13
Elect Jim C. Walton
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
14
Elect S. Robson Walton
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
15
Elect Linda S. Wolf
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
16
Ratification of Auditor
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
18
2015 Equity Incentive Plan
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
19
Shareholder Proposal Regarding Recoupment Report
ShrHoldr
Against
For
Against
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
20
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
21
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain
ShrHoldr
Against
Against
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
22
Shareholder Proposal Regarding an Incentive Compensation Report
ShrHoldr
Against
Against
For
Wal-Mart Stores Inc.
WMT
931142103
6/5/2015
23
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
1
Elect Janice M. Babiak
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
2
Elect David J. Brailer
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
3
Elect Steven A. Davis
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
4
Elect William C. Foote
Mgmt
For
Against
Against
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
5
Elect Ginger L. Graham
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
6
Elect John A. Ledrerer
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
7
Elect Dominic P. Murphy
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
8
Elect Stefano Pessina
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
9
Elect Barry Rosenstein
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
10
Elect Leonard D. Schaeffer
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
11
Elect Nancy M. Schlichting
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
12
Elect James A. Skinner
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
14
Ratification of Auditor
Mgmt
For
For
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
15
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
16
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
For
Against
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
17
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Walgreens Boots Alliance Inc
WBA
931427108
5/28/2015
18
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Against
Against
For
Walt Disney Co.
DIS
254687106
3/12/2015
1
Elect Susan E. Arnold
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
2
Elect John S. Chen
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
3
Elect Jack Dorsey
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
4
Elect Robert A. Iger
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
5
Elect Fred H. Langhammer
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
6
Elect Aylwin B. Lewis
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
7
Elect Monica C. Lozano
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
8
Elect Robert W. Matschullat
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
9
Elect Sheryl Sandberg
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
10
Elect Orin C. Smith
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
11
Ratification of Auditor
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/12/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Walt Disney Co.
DIS
254687106
3/12/2015
13
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Walt Disney Co.
DIS
254687106
3/12/2015
14
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Wells Fargo & Company
WFC
949746101
4/28/2015
1
Elect John D. Baker II
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
2
Elect Elaine L. Chao
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
3
Elect John S. Chen
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
4
Elect Lloyd H. Dean
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
5
Elect Elizabeth A. Duke
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
6
Elect Susan E. Engel
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
7
Elect Enrique Hernandez, Jr.
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
8
Elect Donald M. James
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
9
Elect Cynthia H. Milligan
Mgmt
For
Against
Against
Wells Fargo & Company
WFC
949746101
4/28/2015
10
Elect Federico F. Pena
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
11
Elect James H. Quigley
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
12
Elect Judith M. Runstad
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
13
Elect Stephen W. Sanger
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
14
Elect John G. Stumpf
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
15
Elect Susan G. Swenson
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
16
Elect Suzanne M. Vautrinot
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
18
Ratification of Auditor
Mgmt
For
For
For
Wells Fargo & Company
WFC
949746101
4/28/2015
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Wells Fargo & Company
WFC
949746101
4/28/2015
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Western Asset Emerging Markets Income Fund Inc.
EMD
95766E103
9/26/2014
1.1
Elect Eileen A. Kamerick
Mgmt
For
For 98.5%  Withhold 1.5%
For
Western Asset Emerging Markets Income Fund Inc.
EMD
95766E103
9/26/2014
1.2
Elect Kenneth D. Fuller
Mgmt
For
For 98.5%  Withhold 1.5%
For
Western Asset Global Partners Income Fund Inc
GDF
95766G108
12/15/2014
1.1
Elect Carol L. Colman
Mgmt
For
For 94%  Withhold 6%
For
Western Asset Global Partners Income Fund Inc
GDF
95766G108
12/15/2014
1.2
Elect Paolo M. Cucchi
Mgmt
For
For 94%  Withhold 6%
For
Western Asset Global Partners Income Fund Inc
GDF
95766G108
12/15/2014
1.3
Elect Leslie H. Gelb
Mgmt
For
For 94%  Withhold 6%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
EMO
18469P100
3/20/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
EMO
18469P100
3/20/2015
1.2
Elect Carol L. Colman
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
EMO
18469P100
3/20/2015
1.3
Elect Daniel P. Cronin
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
EMO
18469P100
3/20/2015
1.4
Elect Paolo M. Cucchi
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
CEM
184692101
3/20/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
CEM
184692101
3/20/2015
1.2
Elect Leslie H. Gelb
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
CEM
184692101
3/20/2015
1.3
Elect William R. Hutchinson
Mgmt
For
For 98% Withhold 2%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
HYI
95768B107
12/15/2014
1.1
Elect Eileen A. Kamerick
Mgmt
For
For 97.5%  Withhold 2.5%
For
Western Asset Mortgage Defined Opportunity Fund Inc.
HYI
95768B107
12/15/2014
1.2
Elect Riordan Roett
Mgmt
For
For 97.5%  Withhold 2.5%
For
Western Asset Worldwide Income Fund Inc
SBW
957668106
4/24/2015
1.1
Elect Carol L. Colman
Mgmt
For
For 83%  Withhold 17%
For
Western Asset Worldwide Income Fund Inc
SBW
957668106
4/24/2015
1.2
Elect William R. Hutchinson
Mgmt
For
For 83%  Withhold 17%
For
Western Asset Worldwide Income Fund Inc
SBW
957668106
4/24/2015
1.3
Elect Kenneth D. Fuller
Mgmt
For
For 83%  Withhold 17%
For
Western Asset Worldwide Income Fund Inc
SBW
957668106
4/24/2015
1.4
Elect Robert D. Agdern
Mgmt
For
For 83%  Withhold 17%
For
Weyerhaeuser Company
WY
962166104
5/22/2015
1
Elect David P. Bozeman
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
5/22/2015
2
Elect Debra A. Cafaro
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
5/22/2015
3
Elect Mark A. Emmert
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
5/22/2015
4
Elect John I. Kieckhefer
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
5/22/2015
5
Elect Wayne Murdy
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
5/22/2015
6
Elect Nicole W. Piasecki
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
5/22/2015
7
Elect Doyle R. Simons
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
5/22/2015
8
Elect D. Michael Steuert
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
5/22/2015
9
Elect Kim Williams
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
5/22/2015
10
Elect Charles R. Williamson
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
5/22/2015
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Weyerhaeuser Company
WY
962166104
5/22/2015
12
Ratification of Auditor
Mgmt
For
For
For
WPX Energy Inc.
WPX
98212B103
5/21/2015
1
Elect William R. Granberry
Mgmt
For
For
For
WPX Energy Inc.
WPX
98212B103
5/21/2015
2
Elect Kelt Kindick
Mgmt
For
For
For
WPX Energy Inc.
WPX
98212B103
5/21/2015
3
Elect Kimberly S. Lubel
Mgmt
For
For
For
WPX Energy Inc.
WPX
98212B103
5/21/2015
4
Elect David F. Work
Mgmt
For
For
For
WPX Energy Inc.
WPX
98212B103
5/21/2015
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
WPX Energy Inc.
WPX
98212B103
5/21/2015
6
Declassification of the Board of Directors
Mgmt
For
For
For
WPX Energy Inc.
WPX
98212B103
5/21/2015
7
Amendment to 2013 Incentive Plan
Mgmt
For
For
For
WPX Energy Inc.
WPX
98212B103
5/21/2015
8
Ratification of Auditor
Mgmt
For
For
For
WPX Energy Inc.
WPX
98212B103
5/21/2015
9
Shareholder Proposal Regarding Hydraulic Fracturing
ShrHoldr
Against
For
Against
Xcel Energy Inc.
XEL
98389B100
5/20/2015
1
Elect Gail K. Boudreaux
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
2
Elect Richard K. Davis
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
3
Elect Benjamin G.S. Fowke III
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
4
Elect Albert F. Moreno
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
5
Elect Richard T. O'Brien
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
6
Elect Christopher J. Policinski
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
7
Elect A. Patricia Sampson
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
8
Elect James J. Sheppard
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
9
Elect David A. Westerlund
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
10
Elect Kim Williams
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
11
Elect Timothy V. Wolf
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
13
Approval of the 2015 Omnibus Incentive Plan
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
14
Ratification of Auditor
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/20/2015
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against



SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
(Registrant)
Cornerstone Strategic Value Fund, Inc.
 
  
By (Signature and Title)
/s/ Ralph W. Bradshaw
 
 
 
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
 
Date
August 10, 2015