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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 5.04 (6) | 08/13/2014 | M | 30,000 (6) | (7) | 06/10/2019 | Common Stock | 30,000 (6) | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 5.6633 (8) | 08/13/2014 | M | 30,000 (8) | (7) | 06/11/2018 | Common Stock | 30,000 (8) | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 6.1033 (9) | 08/13/2014 | M | 30,000 (9) | (10) | 06/09/2020 | Common Stock | 30,000 (9) | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 7.55 (11) | 08/12/2014 | M | 20,716 (11) | (7) | 03/09/2015 | Common Stock | 20,716 (11) | $ 0 | 3,284 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 7.55 (11) | 08/12/2014 | M | 3,284 (11) | (7) | 03/09/2015 | Common Stock | 3,284 (11) | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 9.6667 (12) | 08/13/2014 | M | 30,000 (12) | (7) | 06/15/2021 | Common Stock | 30,000 (12) | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 10.87 (13) | 08/13/2014 | M | 30,000 (13) | (7) | 07/24/2017 | Common Stock | 30,000 (13) | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 10.8733 (14) | 08/12/2014 | M | 12,625 (14) | (10) | 03/07/2016 | Common Stock | 12,625 (14) | $ 0 | 17,375 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 10.8733 (14) | 08/13/2014 | M | 17,375 (14) | (10) | 03/07/2016 | Common Stock | 17,375 (14) | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 13.2033 (15) | 08/13/2014 | M | 8,494 (15) | (7) | 06/14/2022 | Common Stock | 8,494 (15) | $ 0 | 21,506 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 13.2033 (15) | 08/14/2014 | M | 21,506 (15) | (7) | 06/14/2022 | Common Stock | 21,506 | $ 0 (15) | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 14.3033 (16) | 08/14/2014 | M | 30,000 (16) | (10) | 06/11/2023 | Common Stock | 30,000 (16) | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SEYMOUR HARLAN F 3520 KRAFT ROAD SUITE 300 NAPLES, FL 34105 |
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By: /s/ Dennis Byrnes, Attorney in Fact For: Harlan F. Seymour | 08/14/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale price ranged from $18.50 to $18.62, with a weighted average sale price of $18.520759. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(2) | Effective July 10, 2014, the common stock of ACI Worldwide, Inc. split 3-for-1, resulting in the reporting person's ownership of 57,026 additional shares of common stock. |
(3) | The sale price ranged from $18.80 to $18.93, with a weighted average sale price of $18.843009. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(4) | The sale price ranged from $18.41 to $18.72, with a weighted average sale price of $18.506062. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(5) | The sale price ranged from $18.31 to $18.61, with a weighted average sale price of $18.440499. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(6) | This option was previously reported as covering 10,000 shares at an exercise price of $15.12 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014. |
(7) | The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested on the the day immediately prior to the date of the next annual meeting of stockholders of the Company following the date of grant. All options that were exercised were vested prior to exercise. |
(8) | This option was previously reported as covering 10,000 shares at an exercise price of $16.99 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014. |
(9) | This option was previously reported as covering 10,000 shares at an exercise price of $18.31 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014. |
(10) | The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested on the first anniversary of the date of grant. All options that were exercised were vested prior to exercise. |
(11) | This option was previously reported as covering 8,000 shares at an exercise price of $22.65 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014. |
(12) | This option was previously reported as covering 10,000 shares at an exercise price of $29.00 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014. |
(13) | This option was previously reported as covering 10,000 shares at an exercise price of $32.61 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014. |
(14) | This option was previously reported as covering 10,000 shares at an exercise price of $32.62 per shares, but was adjusted to reflect the 3- for-1 stock split effective July 10, 2014. |
(15) | This option was previously reported as covering 10,000 shares at an exercise price of $39.61 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014. |
(16) | This option was previously reported as covering 10,000 shares at an exercise price of $42.91 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014. |