UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | 07/13/2016(2) | 07/13/2025 | Common Stock | 80,000 | $ 6.94 | D | Â |
Stock Option (right to buy) | 11/15/2017(3) | 11/15/2026 | Common Stock | 10,000 | $ 5.05 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Walsh Kevin T C/O BSQUARE CORPORATION 110 110TH AVENUE NE, STE 300 BELLEVUE, WA 98004 |
 |  |  Acting CEO |  |
/s/ Kevin T. Walsh | 05/18/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents a Restricted Stock Unit Award granted on July 13, 2015 that vested 33% on the first anniversary of the grant date and vests annually in equal amounts for two years thereafter. This grant is unvested as to 1,666 shares as of the date of this filing. |
(2) | The option vested 33% on July 13, 2016 and vests quarterly in equal amounts for two years thereafter. This grant is unvested as to 6,700 shares as of the date of this filing. |
(3) | The option vested 25% on November 15, 2017 and vests monthly in equal amounts for three years thereafter. This grant is unvested as to 6,458 shares as of the date of this filing. |