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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 37.2 | 02/26/2015 | M | 3,396 | (2) | 01/30/2019 | Common Stock | 3,396 | $ 0 | 13,729 | D | ||||
Employee Stock Option (Right to Buy) | $ 39.8 | 02/26/2015 | M | 122 | (3) | 08/05/2020 | Common Stock | 122 | $ 0 | 2,188 | D | ||||
Employee Stock Option (Right to Buy) | $ 42.57 | 02/26/2015 | M | 1,482 | (4) | 04/29/2020 | Common Stock | 1,482 | $ 0 | 1,823 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BAYLESS KATHLEEN A 1251 MCKAY DRIVE SAN JOSE, CA 95131 |
SVP, CFO, & Treasurer |
Kermit Nolan, as attorney-in-fact | 02/27/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares were sold pursuant to a 10b5-1 Sales Plan dated August 19, 2014. |
(2) | 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 30th day of each month following the January 30, 2012 date of grant, until fully vested on January 30, 2016. |
(3) | 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 5th day of each month following the August 5, 2013 date of grant, until fully vested on August 5, 2016. |
(4) | 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 29th day of each month following the April 29, 2013 date of grant, until fully vested on April 29, 2016. |