UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Stock | Â (3) | Â (3) | Common Stock | 3.323 | $ (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Moser Emerson C 4 TESSENEER DRIVE HIGHLAND HEIGHTS, KY 41076 |
 |  |  SVP, General Counsel & Sec. |  |
/s/ Emerson C. Moser | 01/22/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes (i) 1,222 shares held directly, (ii) 1,800 restricted stock units ("RSUs") awarded on February 9, 2012 which will cliff vest on February 9, 2015, (iii) 333 RSUs awarded on October 3, 2012 which will vest on October 3, 2015 (these RSUs are the remaining unvested portion of an initial award of 1,000 RSUs awarded on October 3, 2012), (iv) 2,500 RSUs awarded on March 18, 2013 which will cliff vest on March 18, 2016, (v) 4,000 RSUs awarded on February 13, 2014 which will vest as follows: one-third on February 13, 2015, one-third on February 13, 2016, and one-third on February 13, 2017, and (vi) 3,870 RSUs awarded on June 10, 2014 which will vest as follows: one-third on June 10, 2015, one-third on June 10, 2016, and one-third on June 10, 2017. Each RSU represents a right to receive one share of common stock. Vested shares will be delivered to the reporting person within 90 days after the vesting date. |
(2) | These shares are held in the General Cable Retirement Savings Plan as share equivalents and are valued at the market close price on 1/12/2015. |
(3) | Each share of phantom stock is the economic equivalent of one share of General Cable common stock. Shares of phantom stock are payable in cash following the reporting person's separation from employment with the issuer. The reporting person may transfer his phantom stock account into an alternate investment account at any time. |
 Remarks: The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to be filed by such person. |