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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Call option equivalent (obligation to sell) | $ 0 | 07/25/2007 | E(4) | 48,483 | 01/25/2006 | 07/25/2007 | Common Stock | 48,483 | $ 0 | 0 | I | By Fund through escrow (4) | |||
| Call ooption equivalent (obligation to sell) | $ 0 | 07/25/2007 | E(5) | 798 | 01/25/2006 | 07/25/2007 | Common Stock | 798 | $ 0 | 0 | I | By Fund through escrow (5) | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| WAXMAN ALBERT S C/O PSILOS GROUP MANAGERS, LLC 625 AVENUE OF THE AMERICAS, 4TH FLOOR NEW YORK, NY 10011 |
X | |||
| /s/ Brian F. Leaf, attorney-in-fact | 07/27/2007 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Shares are owned of record by Psilos Group Partners II, L.P. Albert S. Waxman, one of the Issuer's directors, is a Manager of Psilos Group Investors II, L.L.C., the general partner of Psilos Group Partners II, L.P. and therefore may be deemed to benefically own the securities owned by Psilos Group Partners II, L.P. Dr. Waxman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The number of reported shares includes shares released from an escrow arrangement to Psilos Group Partners II, L.P. as of July 25, 2007 as a result of expiration of the arrangement. |
| (2) | Shares are owned of record by Psilos Group Partners, L.P. Albert S. Waxman, one of the Issuer's directors, is a Manager of Psilos Group Investors, L.L.C., the general partner of Psilos Group Partners, L.P. and therefore may be deemed to benefically own the securities owned by Psilos Group Partners, L.P. Dr. Waxman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The number of reported shares includes shares released from an escrow arrangement to Psilos Group Partners, L.P. as of July 25, 2007, as described in footnote (4). |
| (3) | Shares are owned of record by CCP/Psilos CCS, L.L.C. Albert S. Waxman, one of the Issuer's directors, is a Manager of Psilos Group Investors, L.L.C., the manager of CCP/Psilos CCS, L.L.C., and therefore may be deemed to benefically own the securities owned by CCP/Psilos CCS, L.L.C. Dr. Waxman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The number of reported shares includes shares released from an escrow arrangement to CCP/Psilos CCS, L.L.C. as of July 25, 2007, as described in footnote (5). |
| (4) | The shares underlying this call option were previously reported by the Reporting Person on Form 4. The reported shares were held in escrow for the benefit of Psilos Group Partners II, L.P. The release of shares to Psilos Group Partners II, L.P. was contingent upon the occurrence of certain events as described in a letter agreement between the Issuer and Psilos Group Partners II, L.P. On July 25, 2007, the escrow arrangement terminated, the call option in favor of Psilos Group Partners II, L.P. terminated in full and the reported underlying shares became issuable to Psilos Group Partners, L.P. |
| (5) | The shares underlying this call option were previously reported by the Reporting Person on Form 4. The reported shares were held in escrow for the benefit of Psilos Group Partners II, L.P. The release of shares to Psilos Group Partners II, L.P. was contingent upon the occurrence of certain events as described in a letter agreement between the Issuer and Psilos Group Partners II, L.P. On July 25, 2007, the escrow arrangement terminated, the call option in favor of Psilos Group Partners II, L.P. terminated in full and the reported underlying shares became issuable to CCP/Psilos CCS, L.L.C. |