UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15F
CERTIFICATION
OF A FOREIGN PRIVATE ISSUER'S TERMINATION OF
REGISTRATION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF
THE SECURITIES EXCHANGE ACT OF
1934 OR ITS TERMINATION OF THE
DUTY TO FILE REPORTS UNDER SECTION
13(a) OR SECTION 15(d) OF
THE SECURITIES EXCHANGE ACT OF
1934
Commission File Number 0-17444
AKZO NOBEL N.V.
Strawinskylaan 2555, 1077 ZZ Amsterdam, The Netherlands, (00 31) 20 502 7555
Ordinary Shares of EUR 2 per share (Ordinary Shares) represented by American Depositary Shares ("ADSs"), each ADS representing the right to receive one (1) Ordinary Share
Place an X in the appropriate box(es) to indicate the provision(s) relied upon to terminate
The duty to file reports from the Securities Exchange Act of 1934:
Rule
12h-6(a) ý
|
Rule
12h-6(d) o
|
(for
equity securities)
|
(for
successor registrants)
|
Rule
12h-6(c) o
|
Rule
12h-6(i) o
|
(for
debt securities)
|
(for
prior Form 15 filers)
|
PART I
Item 1. | Exchange Act Reporting History |
A. | Akzo Nobel N.V. ("Akzo Nobel") first incurred the duty to file reports under the Securities Exchange Act of 1934 (the "Exchange Act") in []. Akzo Nobels obligation to file reports under the Exchange Act was suspended in []. Akzo Nobel again incurred the duty to file reports under the Exchange Act in February 1989. |
B. | During the 12-month period preceding the filing of this Form 15F, Akzo Nobel has filed or submitted all reports required under Exchange Act section 13(a) or section 15(d) and corresponding Securities and Exchange Commission (SEC) rules, including the filing of its annual report on Form 20-F for the fiscal year ended December 31, 2006. |
Item 2. | Recent United States Market Activity |
Akzo Nobel last registered securities to be offered in the United States (other than in offerings limited to employees of Akzo Nobel and its subsidiaries) on or about April 21, 2007. These securities were sold by shareholders of Akzo Nobel from time to time thereafter. |
Item 3. | Foreign Listing and Primary Trading Market |
A. | The primary trading market for Akzo Nobels Ordinary Shares is Eurolist by EuronextTM of Euronext Amsterdam N.V. in The Netherlands (Euronext Amsterdam). |
B. | Akzo Nobels Ordinary Shares were admitted to the predecessor of Euronext Amsterdam in 1923, and Akzo Nobel has since maintained its listing on Euronext Amsterdam or its predecessor, including at the time of filing this Form 15F and during the 12 months preceding the date hereof. |
C. | During the 12-month period from September 1, 2006 through August 31, 2007, the average daily trading volume (ADTV) of Akzo Nobels Ordinary Shares in on-exchange transactions in the Netherlands represented 94.54% of the ADTV on a worldwide basis. |
Item 4. | Comparative Trading Volume Data |
A. |
The first and last days of the recent 12-month period used to meet the requirements of Rule 12h-6(a)(4)(i) are September 1, 2006 and August 31, 2007, respectively. |
B. | During the 12-month period from September 1, 2006 through August 31, 2007, the ADTV of Akzo Nobels Ordinary Shares, including those represented by ADSs, in the United States was 85,194 and on a worldwide basis was 2,618,808. |
C. | During the 12-month period from September 1, 2006 through August 31, 2007, the ADTV of Akzo Nobels Ordinary Shares, including those represented by ADSs, in the United States was 3.25% of the ADTV of Akzo Nobels Ordinary Shares, including those represented by ADSs, on a worldwide basis. |
D. | Akzo Nobel de-listed its Ordinary Shares and the ADSs from the NASDAQ on August 27, 2007. For the preceding 12-month period beginning on August 27, 2006 and ending on August 26, 2007, the ADTV of Akzo Nobels Ordinary Shares, including those represented by ADSs, in the United States was 3.13% of the ADTV of Akzo Nobels Ordinary Shares, including those represented by ADSs, on a worldwide basis. |
E. | Akzo Nobel has not terminated a sponsored American depositary receipt facility within the 12 months preceding the date hereof. |
F. | The sources of the trading volume information used for determining that Akzo Nobel meets the requirements of Rule 12h-6 under the Exchange Act were Bloomberg data screens. The Bloomberg data screens for trading in the United States includes data relating to both on-exchange and over-the-counter (OTC) trading in the United States. The Bloomberg data screens for trading outside of the United States do not include OTC trading. Accordingly, all United States ADTV figures include both NASDAQ and OTC trading, while Euronext Amsterdam and worldwide ADTV figures include only on-exchange trading. |
Item 5. | Alternative Record Holder Information |
Not applicable | |
Item 6. | Debt Securities |
Not applicable |
Item 7. | Notice Requirement |
A. | On July 24, 2007, Akzo Nobel published the notice required by Rule 12h-6(h) under the Exchange Act announcing its intent to terminate its duty to file reports under the Exchange Act. |
B. | Akzo Nobel published the notice referred to in Item 7.A by means of a press release distributed by Hugin Group AS and posted on Akzo Nobels website. Akzo Nobel contemporaneously filed a copy of the press release with the SEC under cover of Form 6-K. |
Item 8. | Prior Form 15 Filers |
Not applicable |
- 2 -
PART II
Item 9. | Rule 12g3-2(b) Exemption | |
Akzo Nobel will publish the information required under Rule 12g3-2(b)(1)(iii) on its website (http://www.akzonobel.com). | ||
PART
III
|
||
Item 10. | Exhibits | |
Not applicable | ||
Item 11. | Undertakings | |
The undersigned issuer hereby undertakes to withdraw this Form 15F if, at any time before the effectiveness of its termination of reporting under Rule 12h-6, it has actual knowledge of information that causes it reasonably to believe that, at the time of filing the Form 15F: | ||
(1) | The average daily trading volume of its subject class of securities in the United States exceeded 5 percent of the average daily trading volume of that class of securities on a worldwide basis for the 12-month period from September 1, 2006 through August 30, 2007; or | |
(2) | It otherwise did not qualify for termination of its Exchange Act reporting obligations under Rule 12h-6. |
- 3 -
Pursuant to the requirements of the Securities Exchange Act of 1934, Akzo Nobel N.V. has duly authorized the undersigned person to sign on its behalf this certification on Form 15F. In so doing, Akzo Nobel N.V. certifies that, as represented on this Form, it has complied with all of the conditions set forth in Rule 12h-6 for terminating its registration under section 12(g) of the Exchange Act, or its duty to file reports under section 13(a) or section 15(d) of the Exchange Act, or both.
Akzo Nobel N.V. | ||
|
||
(Registrant)
|
||
September
27, 2007
|
||
|
|
|
(Date)
|
Name: Rob Frohn | |
Title: CFO/Member of the Board of Management |