Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 12, 2014

 

 

AMERICAN INTERNATIONAL GROUP, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   1-8787   13-2592361

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

175 Water Street

New York, New York 10038

(Address of principal executive offices)

Registrant’s telephone number, including area code: (212) 770-7000

 

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Section 5 — Corporate Governance and Management

 

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

On May 12, 2014, American International Group, Inc. (AIG) filed with the Secretary of State of the State of Delaware an Amended and Restated Certificate of Incorporation. A copy of the Amended and Restated Certificate of Incorporation is attached as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated into this Item 5.03 by reference.

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

On May 12, 2014, AIG held its Annual Meeting of Shareholders at which holders of AIG’s common stock, par value $2.50 per share (AIG Common Stock), voted upon (i) the election of fourteen nominees as directors until the next annual election and until their successors are duly elected and qualified; (ii) a non-binding advisory resolution to approve executive compensation; (iii) a proposal to amend and restate AIG’s Restated Certificate of Incorporation to continue to restrict certain transfers of AIG Common Stock in order to protect AIG’s tax attributes; (iv) a proposal to ratify the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan; and (v) the ratification of the appointment of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2014.

The shareholders elected all fourteen director nominees presented, approved the non-binding advisory resolution to approve executive compensation, approved the proposal to amend and restate AIG’s Restated Certificate of Incorporation to continue to restrict certain transfers of AIG Common Stock in order to protect AIG’s tax attributes, approved the proposal to ratify the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan, and ratified the selection of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2014. The number of votes cast for or against and the number of abstentions and broker non-votes with respect to each matter voted upon, as applicable, are set forth below.

 

     For      Against      Abstain      Broker Non-Votes  

Robert H. Benmosche

     1,054,339,574         7,773,927         2,829,174         112,499,429   

W. Don Cornwell

     1,054,202,580         7,860,632         2,879,463         112,499,429   

Peter R. Fisher

     1,056,251,374         5,813,338         2,877,963         112,499,429   

John H. Fitzpatrick

     1,057,030,470         5,035,683         2,876,522         112,499,429   

William G. Jurgensen

     1,057,451,206         4,609,923         2,881,546         112,499,429   

Christopher S. Lynch

     1,057,385,945         4,640,911         2,915,819         112,499,429   

Arthur C. Martinez

     1,045,291,347         16,559,619         3,091,709         112,499,429   

George L. Miles, Jr.

     889,655,655         154,929,122         20,357,898         112,499,429   

Henry S. Miller

     1,050,343,084         10,604,456         3,995,135         112,499,429   

Robert S. Miller

     1,056,612,347         5,270,432         3,059,896         112,499,429   

Suzanne Nora Johnson

     1,051,389,490         9,728,764         3,824,421         112,499,429   

Ronald A. Rittenmeyer

     1,056,501,948         5,557,138         2,883,589         112,499,429   

Douglas M. Steenland

     1,056,551,018         5,501,753         2,889,904         112,499,429   

Theresa M. Stone

     1,053,009,438         7,953,338         3,979,899         112,499,429   
     For      Against      Abstain      Broker Non-Votes  

Non-binding advisory resolution to approve executive compensation

     1,038,267,745         18,817,784        7,857,146        112,499,429  

Amendment and restatement of AIG’s Restated Certificate of Incorporation to continue to restrict certain transfers of AIG Common Stock in order to protect AIG’s tax attributes

     1,108,778,889         65,019,797         3,643,418         0   

Ratification of the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan

     961,078,841         100,765,630         3,098,204         112,499,429   

Ratification of the selection of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2014

     1,159,567,035         12,570,527        5,304,542        0  

Section 9 — Financial Statements and Exhibits

 

Item 9.01 Financial Statements and Exhibits

 

  (d) Exhibits.

 

3.1    Amended and Restated Certificate of Incorporation of American International Group, Inc.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    AMERICAN INTERNATIONAL GROUP, INC.
    (Registrant)
Date: May 12, 2014     By:  

/s/ James J. Killerlane III

      Name:   James J. Killerlane III
      Title:   Associate General Counsel and Assistant Secretary


EXHIBIT INDEX

 

Exhibit
No.

  

Description

3.1    Amended and Restated Certificate of Incorporation of American International Group, Inc.