Form 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported): October 9, 2003

 

 

CHARTER FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

 

United States   000-33071   58-2659667
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)

 

600 Third Avenue, West Point, Georgia 31833

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (706) 645-1391

 

Not Applicable

(Former name or former address, if changed since last report)

 

Item 7.   Financial Statements, Pro Forma Financial Information and Exhibits

 

The following exhibit is filed with this Report:

 

Exhibit No.
   

Description

14

    Code of Ethics for Senior Financial Officers of Charter Financial Corporation (the “Company”) filed in accordance with Item 10 of this Current Report on Form 8-K.

 

Item 10.   Amendments to the Registrants code of Ethics, or Waiver of a Provision of the Code of Ethics

 

On October 9, 2003, Charter Financial Corporation adopted the Code of Ethics for Senior Financial Officers of Charter Financial Corporation, filed as Exhibit 14 hereto. The Code of Ethics for Senior Financial Officers of Charter Financial Corporation supplements the Conflict of Interest Policy and Code of Conduct of Charter Financial Corporation and CharterBank (together, the “Company”) that was filed as an exhibit to Charter Financial Corporation’s Report on Form 10-K for the year ended September 30, 2003. The Code of Ethics for Senior Financial Officers of Charter Financial Corporation meets the requirements of a “code of ethics” as defined by Item 406 of Regulation S-K and applies to the Company’s principal executive officer, principal financial officer, principal accounting officer or controller, or persons performing similar functions.

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

CHARTER FINANCIAL CORPORATION

 

By:   /s/    Robert L. Johnson
 

Name:

   Robert L. Johnson

Title:

   President and Chief Executive Officer

 

Date: January 26, 2004

EXHIBIT INDEX

 

Exhibit No.
   

Description

14    Code of Ethics for Senior Financial Officers