aerogrow10qa093011.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
Amendment No. 1
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(MARK ONE)
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QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the quarterly period ended September 30, 2011
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OR
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT
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For the transition period from ______________ to ______________
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Commission File No. 001-33531
AEROGROW INTERNATIONAL, INC.
(Exact Name of Registrant as specified in its charter)
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NEVADA
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46-0510685
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(State or other jurisdiction
of incorporation or organization)
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(IRS Employer
Identification Number)
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6075 Longbow Drive, Suite 200, Boulder, Colorado
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80301
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(Address of principal executive offices)
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(Zip Code)
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(303) 444-7755
(Registrant's telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer o
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Accelerated filer o
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Non-accelerated filer o (Do not check if smaller reporting company)
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Smaller reporting company x
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
Number of shares of issuer's common stock outstanding as of October 31, 2011: 19,244,160
AeroGrow International, Inc.
Form 10-Q/A
Amendment No. 1
For the Quarterly Period Ended September 30, 2011
Table of Contents
EXPLANATORY NOTE
AeroGrow International, Inc. (the “Company”) is filing this Amendment on Form 10-Q/A to the Company’s Report on Form 10-Q for the three months ended September 30, 2011, originally filed on November 14, 2011 (the “Report”). This Form 10-Q/A is being filed solely for the purpose of updating the certifications provided by management in Exhibits 31.1 and 31.2 to include the exact wording specified by Item 601(b)(31) of Regulation S-K and to bring the certifications current to this filing date.
Except as described above, no other amendments are being made to the Report. This Form 10-Q/A does not reflect events occurring after the November 14, 2011 filing of the Company’s Report or modify or update the disclosures contained in the Report in any way other than as required to reflect the amendment discussed above.
PART II - OTHER INFORMATION
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Exhibit
Number
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Description
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31.1*
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31.2*
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Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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AeroGrow International Inc.
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Date: January 30, 2012
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/s/J. Michael Wolfe
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By: J. Michael Wolfe
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Its: President and Chief Executive Officer
(Principal Executive Officer) and Director
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Date: January 30, 2012
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/s/H. MacGregor Clarke
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By: H. MacGregor Clarke
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Its: Chief Financial Officer (Principal Financial Officer)
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Date: January 30, 2012
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/s/Grey H. Gibbs
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By: Grey H. Gibbs
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Its: Controller (Principal Accounting Officer)
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