UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Warrants (right to buy) | 06/22/2012 | 06/22/2019 | Common Stock, $0.01 par value per share | 415,392 | $ 21.14 | I (1) (2) | By Anchorage Capital Master Offshore, Ltd. |
Common Stock Warrants (right to buy) | 06/22/2012 | 06/22/2019 | Common Stock, $0.01 par value per share | 17,272 | $ 21.14 | I (1) (2) | By Anchorage Illiquid Opportunities Offshore Master, L.P. |
Common Stock Warrants (right to buy) | 06/22/2012 | 06/22/2019 | Common Stock, $0.01 par value per share | 4,376 | $ 21.14 | I (1) (2) | By Anchorage Illiquid Opportunities Offshore Master II, L.P. |
Common Stock Warrants (right to buy) | 06/22/2012 | 06/22/2019 | Common Stock, $0.01 par value per share | 8,212 | $ 21.14 | I (1) (2) | By Anchorage Illiquid Opportunities Offshore Master III, L.P. |
Common Stock Warrants (right to buy) | 06/22/2012 | 06/22/2019 | Common Stock, $0.01 par value per share | 4,254 | $ 21.14 | I (1) (2) | By GRF Master Fund II, L.P. |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Anchorage Capital Group, L.L.C. 610 BROADWAY 6TH FLOOR NEW YORK, NY 10012 |
 |  X |  |  |
Anchorage Advisors Management, LLC 610 BROADWAY 6TH FLOOR NEW YORK, NY 10012 |
 |  X |  |  |
Davis Anthony Lynn 610 BROADWAY 6TH FLOOR NEW YORK, NY 10012 |
 |  X |  |  |
Ulrich Kevin Michael 610 BROADWAY 6TH FLOOR NEW YORK, NY 10012 |
 |  X |  |  |
Anchorage Capital Master Offshore, Ltd 610 BROADWAY 6TH FLOOR NEW YORK, NY 10012 |
 |  X |  |  |
Anchorage Advisors Management, L.L.C., By: /s/ Kevin M. Ulrich, Authorized Signatory | 11/13/2013 | |
**Signature of Reporting Person | Date | |
Anchorage Capital Group, L.L.C., By: /s/ Kevin M. Ulrich, Authorized Signatory | 11/13/2013 | |
**Signature of Reporting Person | Date | |
/s/ Anthony L. Davis | 11/13/2013 | |
**Signature of Reporting Person | Date | |
/s/ Kevin M. Ulrich | 11/13/2013 | |
**Signature of Reporting Person | Date | |
Anchorage Capital Master Offshore, Ltd, By: /s/ Natalie Birrell, Director | 11/13/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., Anchorage Illiquid Opportunities Offshore Master, L.P., Anchorage Illiquid Opportunities Offshore Master II, L.P., Anchorage Illiquid Opportunities Offshore Master III, L.P., GRF Master Fund II, L.P., and PCI Fund LLC. Mr. Davis is the President of Anchorage Capital Group, L.L.C. and a managing member of Anchorage Advisors Management, L.L.C. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the other managing member of Anchorage Advisors Management, L.L.C. |
(2) | Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |