1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(1)
|
07/01/2012 |
Common Stock
|
10,000
|
$
0.75
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
02/19/2013 |
Common Stock
|
20,000
|
$
0.75
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
03/02/2014 |
Common Stock
|
8,000
|
$
0.75
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
08/25/2014 |
Common Stock
|
32,000
|
$
0.75
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
08/16/2015 |
Common Stock
|
95,400
|
$
0.75
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
02/22/2017 |
Common Stock
|
73,400
|
$
1.4
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(7)
|
08/21/2017 |
Common Stock
|
105,816
|
$
1.4
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(8)
|
04/22/2019 |
Common Stock
|
45,999
|
$
1.4
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(9)
|
12/31/2019 |
Common Stock
|
35,000
|
$
1.4
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(10)
|
12/31/2019 |
Common Stock
|
35,000
|
$
1.4
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on July 1, 2003; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(2) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on February 19, 2004; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(3) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on January 1, 2005; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(4) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on August 25, 2005; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(5) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on June 1, 2006; exercisable with respect to an addtional 1/36th of the remaining shares subject to this option each month thereafter |
(6) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on August 31, 2007; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(7) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on June 15, 2008; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(8) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on November 18, 2009; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(9) |
Subject to continuous service, this option is exercisable with respect to 1/4th of the shares subject to this option on December 31, 2010; exercisable with respect to an additional 1/36th of the remaining shares subject to this option each month thereafter |
(10) |
Subject to continuous service, 100% of the shares subject to this option vest on the earliest of December 31, 2018, the one year anniversary of the effective date of the registration statement, or when the Company is acquired |