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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 26.05 | 04/30/2010 | M | 4,700 | (1) | 04/15/2011 | Common Stock | 4,700 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 21.97 | 04/30/2010 | M | 484 | 06/15/2005 | 03/09/2012 | Common Stock | 484 | $ 0 | 4,216 | D | ||||
Employee Stock Opton (right to buy) | $ 21.97 | 05/03/2010 | M | 4,216 | 06/15/2005 | 03/09/2012 | Common Stock | 4,216 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 19.98 | 05/03/2010 | M | 4,700 | (2) | 03/06/2013 | Common Stock | 4,700 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 23.13 | 05/03/2010 | M | 5,700 | (3) | 02/22/2014 | Common Stock | 5,700 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 19.45 | 05/03/2010 | M | 4,924 | (4) | 01/29/2015 | Common Stock | 4,924 | $ 0 | 2,462 | D | ||||
Employee Stock Option (right to buy) | $ 6.93 | 05/03/2010 | M | 4,768 | (5) | 02/25/2016 | Common Stock | 4,768 | $ 0 | 9,536 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BREGOLATO JOSE LUIZ QUAKER CHEMICAL CORPORATION ONE QUAKER PARK, 901 E. HECTOR STREET CONSHOHOCKEN, PA 19428-2380 |
VP-Managing Director -SA |
Irene M. Kisleiko, Attorney-in-Fact for Jose Luiz Bregolato | 05/04/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vested in three annual installments: 3,525 shares on April 15, 2006, 705 shares on April 15, 2006; and 470 on April 15, 2007. |
(2) | The option vested in three annual installments: 1,567 shares on March 6, 2007; 1,567 share on March 6, 2008; and 1,566 shares on March 6, 2009. |
(3) | The option vested in three annual installments: 1,900 shares on February 22, 2008; 1,900 shares on February 22, 2009; and 1,900 shares on Febraury 22, 2010. |
(4) | The option vests in three annual installments: 2,462 on January 29, 2009; 2,462 on January 29, 2010; and 2,462 on January 29, 2011. |
(5) | The option vests in three annual installments: 4,768 shares on February 25, 2010; 4,768 shares on February 25, 2011; and 4,768 shares on February 25, 2012. |