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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) | $ 10.21 | 06/12/2007 | D | 1,989 | 01/01/2003 | 12/31/2012 | Common Stock | 1,989 | (18) | 0 | D | ||||
Option (Right to Buy) | $ 10.25 | 06/12/2007 | D | 1,700 | 07/03/2000 | 07/02/2010 | Common Stock | 1,700 | (19) | 0 | D | ||||
Option (Right to Buy) | $ 10.33 | 06/12/2007 | D | 3,521 | 04/01/2005 | 03/31/2015 | Common Stock | 3,521 | (20) | 0 | D | ||||
Option (Right to Buy) | $ 10.36 | 06/12/2007 | D | 1,756 | 06/30/2003 | 06/29/2013 | Common Stock | 1,756 | (21) | 0 | D | ||||
Option (Right to Buy) | $ 10.74 | 06/12/2007 | D | 2,613 | 10/01/2005 | 09/30/2015 | Common Stock | 2,613 | (22) | 0 | D | ||||
Option (Right to Buy) | $ 10.9 | 06/12/2007 | D | 1,620 | 10/01/2002 | 09/30/2012 | Common Stock | 1,620 | (23) | 0 | D | ||||
Option (Right to Buy) | $ 11.92 | 06/12/2007 | D | 1,945 | 07/01/2005 | 06/30/2015 | Common Stock | 1,945 | (24) | 0 | D | ||||
Option (Right to Buy) | $ 13 | 06/12/2007 | D | 1,340 | 01/05/1998 | 01/04/2008 | Common Stock | 1,340 | (25) | 0 | D | ||||
Option (Right to Buy) | $ 13.02 | 06/12/2007 | D | 1,339 | 01/01/2002 | 12/31/2011 | Common Stock | 1,339 | (26) | 0 | D | ||||
Option (Right to Buy) | $ 13.51 | 06/12/2007 | D | 1,772 | 10/01/2004 | 09/30/2014 | Common Stock | 1,772 | (27) | 0 | D | ||||
Option (Right to Buy) | $ 14 | 06/12/2007 | D | 1,472 | 07/01/2004 | 06/30/2014 | Common Stock | 1,472 | (28) | 0 | D | ||||
Option (Right to Buy) | $ 15.31 | 06/12/2007 | D | 2,227 | 01/01/2005 | 12/31/2014 | Common Stock | 2,227 | (29) | 0 | D | ||||
Option (Right to Buy) | $ 15.6 | 06/12/2007 | D | 1,099 | 04/01/2002 | 03/31/2012 | Common Stock | 1,099 | (30) | 0 | D | ||||
Option (Right to Buy) | $ 16.03 | 06/12/2007 | D | 1,267 | 07/01/2002 | 06/30/2012 | Common Stock | 1,267 | (31) | 0 | D | ||||
Option (Right to Buy) | $ 16.1 | 06/12/2007 | D | 1,431 | 09/29/2003 | 09/28/2013 | Common Stock | 1,431 | (32) | 0 | D | ||||
Option (Right to Buy) | $ 16.12 | 06/12/2007 | D | 949 | 09/29/1997 | 09/28/2007 | Common Stock | 949 | (33) | 0 | D | ||||
Option (Right to Buy) | $ 16.81 | 06/12/2007 | D | 1,659 | 01/01/2004 | 12/31/2013 | Common Stock | 1,659 | (34) | 0 | D | ||||
Option (Right to Buy) | $ 19 | 06/12/2007 | D | 6,000 | 05/07/2002 | 05/06/2012 | Common Stock | 6,000 | (35) | 0 | D | ||||
Option (Right to Buy) | $ 20.7 | 06/12/2007 | D | 4,500 | 04/27/2004 | 04/26/2014 | Common Stock | 4,500 | (36) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PETERSEN SIDNEY R/CA 1109 EMERALD BAY LAGUNA BEACH, CA 92651 |
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Andrea J. Luescher by Power of Attorney on file with the Commission | 06/13/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(18) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on January 1, 2003 to the reporting person. In exchange for this option grant the reporting person received 781 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(19) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 3, 2000 to the reporting person. In exchange for this option grant the reporting person received 481 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(20) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 1, 2005 to the reporting person. In exchange for this option grant the reporting person received 1,595 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(21) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on June 30, 2003 to the reporting person. In exchange for this option grant the reporting person received 712 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(22) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 1, 2005 to the reporting person. In exchange for this option grant the reporting person received 1,192 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(23) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 1, 2002 to the reporting person. In exchange for this option grant the reporting person received 596 shares of common stock , valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(24) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 1, 2005 to the reporting person. In exchange for this option grant the reporting person received 836 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(25) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on January 1, 1998 to the reporting person. In exchange for this option grant the reporting person received 43 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(26) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on January 1, 2002 to the reporting person. In exchange for this option grant the reporting person received 392 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(27) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on October 1, 2004 to the reporting person. In exchange for this option grant the reporting person received 680 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(28) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 1, 2004 to the reporting person. In exchange for this option grant the reporting person received 543 shares of common stock , valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(29) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on January 1, 2005 to the reporting person. In exchange for this option grant the reporting person received 814 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(30) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 1, 2002 to the reporting person. In exchange for this option grant the reporting person received 286 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(31) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on July 1, 2002 to the reporting person. In exchange for this option grant the reporting person received 336 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(32) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on September 29, 2003 to the reporting person. In exchange for this option grant the reporting person received 449 shares of common stock , valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(33) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on September 29, 1997 to the reporting person. In exchange for this option grant the reporting person received 2 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(34) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on January 1, 2004 to the reporting person. In exchange for this option grant the reporting person received 520 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(35) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on May 7, 2002 to the reporting person. In exchange for this option grant the reporting person received 1,327 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
(36) | On June 12, 2007, the issuer canceled, pursuant to the 2007 Stock Option Exchange Program, an option grant awarded on April 27, 2004 to the reporting person. In exchange for this option grant the reporting person received 1,265 shares of common stock, valued at the FMV on the date of the commencement of the Offer, May 14, 2007. |
Remarks: Filing is 2 of 2 reports. |