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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock-Settled Stock Appreciation Right | $ 40.7 (4) | 05/31/2007 | A | 4,700 | 05/31/2008(5) | 05/31/2012 | Common Stock | 4,700 | $ 0 (6) | 4,700 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KASSAR RICHARD A 200 EAST END AVENUE NEW YORK, NY 10128 |
X |
/s/ Richard Kassar | 06/04/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were issued as a restricted stock unit grant to the reporting person by the issuer under the issuer's 2006 Omnibus Plan. |
(2) | These restricted stock units will vest in twelve consecutive monthly installments commencing on June 31, 2007; provided that any unvested restricted stock units shall immediately vest on the date preceding the next annual meeting of the shareholders of the issuer. Upon the vesting of these restricted stock units, the actual issuance of these shares will be deferred until the reporting person is no longer a director of the issuer. |
(3) | These restricted stock units were granted to non-employee directors, without payment therefor, as compensation for serving on the Board. |
(4) | The number shown is the closing price for the issuer's common stock on the NYSE on May 30, 2007. |
(5) | These SSARs will vest on the earlier of the day preceding the next annual meeting of the shareholders of the issuer or May 31, 2008. |
(6) | These SSARs were granted to non-employee directors, without payment therefor, as compensation for serving on the Board. |