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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (3) | $ 26.7 | 12/05/2007 | M | 3,000 | (4) | 08/11/2015 | Common Stock | 3,000 | $ 26.7 | 0 | D | ||||
Stock Option (5) | $ 30.045 | 12/06/2007 | M | 3,334 | (6) | 03/31/2015 | Common Stock | 3,334 | $ 56.16 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
THOMPSON JACK EDWARD CENTURY ALUMINUM COMPANY 2511 GARDEN ROAD, BLDG A, SUITE 200 MONTEREY, CA 93940 |
X |
Robert R. Nielsen, Attorney-in-Fact for Jack E. Thompson | 12/07/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the average sale price of 3,000 shares. The individual prices and quantities are as follows: 147 shares at $57.20, 444 shares at $57.19, 300 shares at $57.17, 239 shares at $57.16, 100 shares at $57.13, 400 shares at $57.10, 300 shares at $57.05, 100 shares at $57.03, 100 shares at $57.01, 600 shares at $56.97, 200 shares at $56.96 and 70 shares at 56.95. |
(2) | Represents the average sale price of 3,334 shares. The individual quantities and prices are as follows: 166 shares at $56.03, 400 shares at $56.04, 100 shares at $56.05, 800 shares at $56.09, 200 shares at $56.15, 100 shares at $56.17, 100 shares at $56.19, 100 shares at $56.20, 100 shares at $56.21, 100 shares at $56.22, 698 shares at $56.25, 360 shares at $56.26 and 110 shares at $56.27. |
(3) | August 11, 2005 grant of 3,000 non-employee stock options. |
(4) | Options vest and become exercisable in four installments, one-fourth three months following the grant date, one-fourth six months following the grant date, one-fourth nine months following the grant date and one-fourth on the one year anniversary of the the grant date. |
(5) | March 31, 2005 grant of 10,000 non-employee stock options. |
(6) | Options vest and become exercisable in three equal installments on each of (i) the date of grant; (ii) the first anniversary of the date of grant and (iii) the second anniversary of the date of grant. |