1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(3)
|
12/20/2011 |
Common Stock
|
8,017
|
$
23.911
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
10/25/2012 |
Common Stock
|
12,026
|
$
21.3665
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
10/27/2013 |
Common Stock
|
10,022
|
$
26.0364
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(6)
|
10/27/2014 |
Common Stock
|
16,034
|
$
31.3949
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(7)
|
10/28/2015 |
Common Stock
|
16,034
|
$
32.046
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(8)
|
10/30/2016 |
Common Stock
|
14,431
|
$
35.975
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(9)
|
10/19/2017 |
Common Stock
|
14,431
|
$
31.4024
|
D
|
Â
|
Stock Option (Right to Buy)
|
10/29/2009(10)
|
10/29/2018 |
Common Stock
|
16,600
|
$
18.66
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(11)
|
11/05/2019 |
Common Stock
|
22,000
|
$
5.21
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
2,994 of these shares were acquired as stock salary by the Reporting Person. The shares were fully vested at the time of grant, but are subject to transfer restrictions. One third of each of the respective stock salary shares will be released from the transfer restrictions on calendar year quarter end depending upon the respective grant dates. For more information, please see the Current Report on Form 8-K filed by the Company on December 29, 2009. |
(2) |
13,753 of these shares were acquired as grants of restricted stock and are subject to the Reporting Person's continued employment with the Company and subject to accelerated vesting upon the death of the Reporting Person. These shares will be fully vested on the third anniversary of the date of grant for each respective award. However, as long as the Company is a "TARP recipient," as defined under the Interim Final Rules, these awards may become transferable only in 25% increments at the time of the Company's repayment of 25%, 50%, 75% and 100%, respectively, of the financial assistance it received under the U.S. Treasury's Capital Purchase Program, or as may be required to satisfy tax obligations incurred in connection with the vesting of the restricted shares. |
(3) |
Vests in three equal installments commencing on the first anniversary of the original grant date of 12/20/2001. |
(4) |
Vests in three equal installments commencing on the first anniversary of the original grant date of 10/25/2002. |
(5) |
Vests in three equal installments commencing on the first anniversary of the original grant date of 10/27/2003. |
(6) |
Vests in three equal installments commencing on the first anniversary of the original grant date of 10/27/2004. |
(7) |
Vests in three equal installments commencing on the first anniversary of the original grant date of 10/28/2005. |
(8) |
Vests in three equal installments commencing on the first anniversary of the original grant date of 10/30/2006. |
(9) |
Vests in three equal installments commencing on the first anniversary of the original grant date of 10/19/2007. |
(10) |
Vests in three equal annual installments commencing on 10/29/2009. |
(11) |
Vests annually in three equal installments commencing on the first anniversary of the original grant date of 11/05/2009. |