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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 26.0364 | 11/01/2007 | A | 270,621 | (1) | 10/27/2013 | Common Stock | 270,621 | $ 0 | 202,936 (11) | D | ||||
Stock Option (Right to Buy) | $ 17.0633 | 11/01/2007 | A | 213,824 | (2) | 12/14/2010 | Common Stock | 213,824 | $ 0 | 160,345 (11) | D | ||||
Stock Option (Right to Buy) | $ 19.3879 | 11/01/2007 | A | 133,640 | (3) | 12/10/2008 | Common Stock | 133,640 | $ 0 | 100,215 (11) | D | ||||
Stock Option (Right to Buy) | $ 21.3665 | 11/01/2007 | A | 360,828 | (4) | 10/25/2012 | Common Stock | 360,828 | $ 0 | 270,581 (11) | D | ||||
Stock Option (Right to Buy) | $ 31.3949 | 11/01/2007 | A | 270,621 | (5) | 10/27/2014 | Common Stock | 270,621 | $ 0 | 202,936 (11) | D | ||||
Stock Option (Right to Buy) | $ 23.013 | 11/01/2007 | A | 185,759 | (6) | 12/16/2009 | Common Stock | 185,759 | $ 0 | 139,299 (11) | D | ||||
Stock Option (Right to Buy) | $ 32.046 | 11/01/2007 | A | 270,621 | (7) | 10/28/2015 | Common Stock | 270,621 | $ 0 | 202,936 (11) | D | ||||
Stock Option (Right to Buy) | $ 31.4024 | 11/01/2007 | A | 200,460 | (8) | 10/19/2017 | Common Stock | 200,460 | $ 0 | 150,323 (11) | D | ||||
Stock Option (Right to Buy) | $ 35.975 | 11/01/2007 | A | 243,558 | (9) | 10/30/2016 | Common Stock | 243,558 | $ 0 | 182,642 (11) | D | ||||
Stock Option (Right to Buy) | $ 23.911 | 11/01/2007 | A | 327,418 | (10) | 12/20/2011 | Common Stock | 327,418 | $ 0 | 245,527 (11) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KUESTER DENNIS J 770 N. WATER ST. MILWAUKEE, WI 53202 |
X | Chairman |
/s/ Jodi W. Rosenthal, as attorney-in-fact | 01/24/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Immetiately exercisable upon original grant date of 10/27/2003. |
(2) | Immediately exercisable upon original grant date of 12/14/2000. |
(3) | Immediately exersicable upon original grant date of 12/10/1998. |
(4) | Immediately exercisable upon original grant date of 10/25/2002. |
(5) | Immediately exercisable upon original grant date of 10/27/2004. |
(6) | Immediately exercisable upon original grant date of 12/16/1999. |
(7) | Immediately exercisable upon original grant date 10/28/2005. |
(8) | Immediately exercisable upon original grant date of 10/19/2007. |
(9) | Immediately exercisable upon original grant date of 10/30/2006. |
(10) | Immediately exercisable upon original grant date of 12/20/2001. |
(11) | This option was granted pursuant to a series of transactions under an Investment Agreement, dated as of April 3, 2007, among the entity formerly known as Marshall & Ilsley Corporation ("Old Marshall & Ilsley"), certain of its subsidiaries and WPM, L.P. Pursuant to the Employee Matters Agreement executed in connection with the transactions, 25% of the Reporting Person's Old Marshall & Ilsley stock options were converted into options to acquire Metavante Technologies, Inc. common stock, and 75% of such options were converted into options to acquire Issuer common stock. The purpose of this amendment is to correct the number of options to acquire Issuer common stock acquired by the Reporting Person in connection with the transaction that was reported on November 15, 2007. |