SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
September 26, 2011 (September 23, 2011)
DYNEGY INC.
DYNEGY HOLDINGS, LLC
(Exact name of registrant as specified in its charter)
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Delaware Delaware |
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001-33443 000-29311 |
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20-5653152 94-3248415 |
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1000 Louisiana, Suite 5800, Houston, Texas |
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77002 |
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(Address of principal executive offices) |
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(Zip Code) |
(713) 507-6400
(Registrant’s telephone number, including area code)
N.A.
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
On September 26, 2011, Dynegy Inc. (“Dynegy”) announced, on behalf of its wholly-owned indirect subsidiary, Sithe/Independence Funding Corporation (“Sithe”), the expiration and final results of its previously announced cash tender offer for Sithe’s 9% Secured Bonds due 2013. A press release relating to the final results of the tender offer is being furnished as Exhibit 99.1 and is incorporated herein by reference.
Pursuant to General Instruction B.2 of Form 8-K and Securities and Exchange Commission Release No. 33-8176, the information contained in the press release furnished as an exhibit hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filings. In addition, this Form 8-K and the press release contain statements intended as “forward-looking statements,” which are subject to the cautionary statements about forward-looking statements set forth in such press release.
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Item 9.01 |
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Financial Statements and Exhibits. |
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(d) Exhibits: |
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Exhibit No. |
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Document |
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99.1 |
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Press release dated September 26, 2011, announcing final results of the Sithe/Independence Funding Corporation tender offer. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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DYNEGY INC. | |
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(Registrant) | |
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Dated: September 26, 2011 |
By: |
/s/ KENT R. STEPHENSON |
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Name: |
Kent R. Stephenson |
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Title: |
Executive Vice President |
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DYNEGY HOLDINGS, LLC | |
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(Registrant) | |
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Dated: September 26, 2011 |
By: |
/s/ KENT R. STEPHENSON |
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Name: |
Kent R. Stephenson |
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Title: |
Executive Vice President |