UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): May 5, 2011 (May 3, 2011)
ENTERPRISE BANCORP, INC.
(exact name of registrant as specified in charter)
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Massachusetts |
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001-33912 |
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04-3308902 |
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(State or Other Jurisdiction |
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(Commission |
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(IRS Employer |
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of Incorporation) |
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File Number) |
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Identification No.) |
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222 Merrimack Street |
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Lowell, Massachusetts |
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01852 |
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(address of principal executive offices) |
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(Zip Code) |
(978) 459-9000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders
At the annual meeting of shareholders, held on May 3, 2011, holders of the Company’s common stock voted to (i) elect all of the Board’s nominees to the Board of Directors, (ii) ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2011, (iii) approve the Company’s compensation of its named executive officers as disclosed in the proxy statement (the “Say on Pay Proposal”), and (iv) submit the Say on Pay Proposal to shareholders once every 3 years. Votes were cast as follows:
1. To elect five Directors of the Company, each for a three-year term:
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Nominee |
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For |
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Withheld |
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Broker Non-votes |
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Kenneth S. Ansin |
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6,737,541 |
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22,961 |
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1,476,373 |
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John R. Clementi |
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6,734,997 |
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25,505 |
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1,476,373 |
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Carole A. Cowan |
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6,735,353 |
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25,149 |
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1,476,373 |
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Arnold S. Lerner |
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6,737,441 |
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23,061 |
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1,476,373 |
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Richard W. Main |
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6,735,700 |
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24,802 |
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1,476,373 |
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2. To ratify the Audit Committee’s appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2011.
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For |
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Against |
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Abstain |
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Broker Non-votes |
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8,152,182 |
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67,126 |
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17,566 |
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0 |
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3. To approve the Company’s compensation of its named executive officers as disclosed in the proxy statement (the “Say on Pay Proposal”).
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For |
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Against |
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Abstain |
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Broker Non-votes |
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6,593,275 |
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97,056 |
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70,170 |
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1,476,373 |
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4. To submit the Say on Pay Proposal to shareholders once every 1 year, 2 years or 3 years (the “Say on Frequency Proposal”).
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1 Year |
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2 Years |
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3 Years |
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Abstain |
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Broker Non-votes |
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998,724 |
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161,626 |
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5,556,200 |
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43,945 |
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1,476,373 |
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Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ENTERPRISE BANCORP, INC. | |
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Date: May 5, 2011 |
By: |
/s/ James A. Marcotte |
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James A. Marcotte |
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Executive Vice President, Treasurer and Chief Financial Officer |