UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
______________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 4, 2014
______________
Applied Optoelectronics, Inc.
(Exact name of Registrant as specified in its charter)
Delaware | 001-36083 | 76-0533927 |
(State or incorporation | (Commission File Number) | (I.R.S. Employer Identification No.) |
13115 Jess Pirtle Blvd.
Sugar Land, TX 77478
(address of principal executive offices and zip code)
(281) 295-1800
(Registrant’s telephone number, including area code)
______________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
Applied Optoelectronics, Inc. (the “Company”) held its 2014 annual meeting of stockholders on June 4, 2014. Holders of an aggregate of 14,766,135 shares of the Company’s common stock at the close of business on April 8, 2014 were entitled to vote at the meeting, of which 9,328,928, or 63.17%, of the eligible shares were represented in person or by proxy. The matters voted upon at the meeting and the results of those votes were as follows:
Proposal 1: Election of Class I Directors
Votes For | Votes Against | Votes Abstaining | Broker Non-Votes | |||||
Alan Moore | 6,486,832 | 0 | 614,655 | 2,227,441 | ||||
Che-Wei Lin | 6,436,228 | 0 | 665,259 | 2,227,441 |
Proposal 2: Ratification of the appointment of Grant Thornton LLP as independent registered public accounting firm for the fiscal year ending December 31, 2014
Votes For |
Votes Against |
Votes Abstaining | ||
9,326,080 | 2,573 | 275 | ||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Applied Optoelectronics, Inc. | ||
By: | /s/ David C. Kuo | |
David C. Kuo General Counsel and Vice President |
Date: June 10, 2014